RIA Intelligence

UNIVERSITY CAPITAL STRATEGIES GROUP, LLC

Legal name: UNIVERSITY CAPITAL STRATEGIES GROUP

CRD #137081 SEC #801-65156 SAINT PAUL, MN 651-251-0380
SEC Registered
Total AUM
$90M
Discretionary
$90M
Employees
10
Clients
10
Accounts
10

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 19, 2006
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BERLIN, HILLEL, SETHICHIEF OPERATING & COMPLIANCE OFFICERNA
BERLIN, HILLEL, SETHICHIEF COMPLIANCE OFFICERNA
ARBITRAGE PARTNERS LLCDEMEMBERD Control
ARBITRAGE PARTNERS LLCDEMEMBERD Control
ARBITRAGE PARTNERS LLCDEMEMBERD Control
ARBITRAGE PARTNERS LLCDEMEMBERD Control
H-G INVESTORS, LLCDEMEMBERC Control
H-G INVESTORS, LLCDEMEMBERC Control
H-G INVESTORS, LLCDEMEMBERC Control
H-G INVESTORS, LLCDEMEMBERC Control
HESS, PATRICK, JOSEPHICHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERC Control
HESS, PATRICK, JOSEPHICHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICERC Control
HESS, PATRICK, JOSEPHICHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
HERRICK, GREGORY, SCOTTIH-G INVESTORS, LLCE Control
HERRICK, GREGORY, SCOTTIH-G INVESTORS, LLCE Control
HERRICK, GREGORY, SCOTTIH-G INVESTORS, LLCE Control
HERRICK, GREGORY, SCOTTIH-G INVESTORS, LLCE Control
HESS, PATRICK, JOSEPHIARBITRAGE PARTNERS LLCE
HESS, PATRICK, JOSEPHIARBITRAGE PARTNERS LLCE
HESS, PATRICK, JOSEPHIARBITRAGE PARTNERS LLCE
HESS, PATRICK, JOSEPHIARBITRAGE PARTNERS LLCE

Registrations

Federal

IA
Jan 19, 2006 REGISTERED

Notice Filings (1)

MN

Address

408 ST. PETER ST.
SUITE 444
SAINT PAUL, MN 55102
USA
Phone: 651-251-0380