STONEBRIDGE CAPITAL MANAGEMENT IX, L.L.C.
CRD #137097 SEC #801-64915 PARAMUS, NJ 973-244-9696
SEC Registered
Total AUM
$2.4M
Discretionary
$2.4M
Employees
6
Clients
0
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 12, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEMARCO, KAREN, MARIE | I | OFFICER/ADMINISTRATIVE MANAGER | NA | Control |
| DEMARCO, KAREN, MARIE | I | OFFICER/ADMINISTRATIVE MANAGER | NA | Control |
| DEMARCO, KAREN, MARIE | I | OFFICER/ADMINISTRATIVE MANAGER | NA | Control |
| DEMARCO, KAREN, MARIE | I | VICE PRESIDENT OF OPERATIONS | NA | Control |
| DEMARCO, KAREN, MARIE | I | OFFICER/ADMINISTRATIVE MANAGER | NA | Control |
| DEMARCO, KAREN, MARIE | I | OFFICER/ADMINISTRATIVE MANAGER | NA | Control |
| DEMARCO, KAREN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEMARCO, KAREN, MARIE | I | OFFICER/ADMINISTRATIVE MANAGER | NA | Control |
| DEMARCO, KAREN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEMARCO, KAREN, MARIE | I | OFFICER/ADMINISTRATIVE MANAGER | NA | Control |
| DEMARCO, KAREN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEMARCO, KAREN, MARIE | I | OFFICER/ADMINISTRATIVE MANAGER | NA | Control |
| DEMARCO, KAREN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEMARCO, KAREN, MARIE | I | OFFICER/ADMINISTRATIVE MANAGER | NA | Control |
| DEMARCO, KAREN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARCLERODE, ROBERT, ANTHONY | I | CEO / CHIEF COMPLIANCE OFFICER | NA | Control |
| HARCLERODE, ROBERT, ANTHONY | I | CEO / CHIEF COMPLIANCE OFFICER | NA | Control |
| HARCLERODE, ROBERT, ANTHONY | I | CEO / CHIEF COMPLIANCE OFFICER | NA | Control |
| HARCLERODE, ROBERT, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARCLERODE, ROBERT, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARCLERODE, ROBERT, ANTHONY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| HARCLERODE, ROBERT, ANTHONY | I | CEO / CHIEF COMPLIANCE OFFICER | NA | Control |
| KOSTAKES, KONSTANTINOS | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| KOSTAKES, KONSTANTINOS | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| KOSTAKES, KONSTANTINOS | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| KOSTAKES, KONSTANTINOS | I | VICE PRESIDENT | NA | Control |
| KOSTAKES, KONSTANTINOS | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| KOSTAKES, KONSTANTINOS | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| KOSTAKES, KONSTANTINOS | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| KOSTAKES, KONSTANTINOS | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| KOSTAKES, KONSTANTINOS | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| KOSTAKES, KONSTANTINOS | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| LEVITT, JEFFREY, ALAN | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| LEVITT, JEFFREY, ALAN | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| LEVITT, JEFFREY, ALAN | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| LEVITT, JEFFREY, ALAN | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| LEVITT, JEFFREY, ALAN | I | OFFICER/INVESTMENT MANAGER | NA | Control |
| STONEBRIDGE FINANCIAL INC | DE | MANAGING MEMBER | D | Control |
| STONEBRIDGE FINANCIAL INC | DE | MANAGING MEMBER | D | Control |
| STONEBRIDGE FINANCIAL INC | DE | MANAGING MEMBER | D | Control |
| STONEBRIDGE FINANCIAL INC | DE | OWNER | D | Control |
| STONEBRIDGE FINANCIAL INC | DE | OWNER | D | Control |
| STONEBRIDGE FINANCIAL INC | DE | LLC MEMBER | D | Control |
| STONEBRIDGE FINANCIAL INC | DE | MANAGING MEMBER | D | Control |
| STONEBRIDGE FINANCIAL INC | DE | MANAGING MEMBER | D | Control |
| STONEBRIDGE FINANCIAL INC | DE | MANAGING MEMBER | D | Control |
| STONEBRIDGE FINANCIAL INC | DE | MANAGING MEMBER | D | Control |
| STONEBRIDGE FINANCIAL INC | DE | MANAGING MEMBER | D | Control |
| STONEBRIDGE FINANCIAL INC | DE | MANAGING MEMBER | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | OWNER | C | Control |
| SWA CONSULTING LLC | DE | MEMBER | C | Control |
| SWA CONSULTING LLC | DE | MEMBER | C | Control |
| SWA CONSULTING LLC | DE | MEMBER | C | Control |
| SWA CONSULTING LLC | DE | MEMBER | C | Control |
| SWA CONSULTING LLC | DE | MEMBER | C | Control |
| SWA CONSULTING LLC | DE | MEMBER | C | Control |
| SWA CONSULTING LLC | DE | MEMBER | C | Control |
| SWPA CONSULTING LLC | DE | MEMBER | C | Control |
| SWPA CONSULTING LLC | DE | OWNER | C | Control |
| SWPA CONSULTING LLC | DE | OWNER | C | Control |
| SWPA CONSULTING LLC | DE | LLC MEMBER | C | Control |
| SWPA CONSULTING LLC | DE | MEMBER | C | Control |
| KOSTAKES, KONSTANTINOS | I | OWNER | B | Control |
| ABRUZZO, CHRISTOPHER, ANTHONY | I | OWNER | A | Control |
| DEMARCO, KAREN, MARIE | I | OWNER | A | Control |
| PUCCI, MICHAEL | I | OWNER | A | Control |
| SCHULMAN, NORMAN | I | OWNER | A | Control |
| WOLFSON, DAVID | I | OWNER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ABRUZZO, CHRISTOPHER, ANTHONY | I | SWPA CONSULTING LLC | F | Control |
| ABRUZZO, CHRISTOPHER, ANTHONY | I | SWPA CONSULTING LLC | F | Control |
| ABRUZZO, CHRISTOPHER, ANTHONY | I | SWPA CONSULTING LLC | F | Control |
| ABRUZZO, CHRISTOPHER, ANTHONY | I | SWPA CONSULTING LLC | F | Control |
| ABRUZZO, CHRISTOPHER, ANTHONY | I | SWPA CONSULTING LLC | F | Control |
| ABRUZZO, CHRISTOPHER, ANTHONY | I | SWPA CONSULTING LLC | F | Control |
| ABRUZZO, CHRISTOPHER, ANTHONY | I | SWPA CONSULTING LLC | F | Control |
| ABRUZZO, CHRISTOPHER, ANTHONY | I | SWPA CONSULTING LLC | F | Control |
| ABRUZZO, CHRISTOPHER, ANTHONY | I | SWPA CONSULTING LLC | F | Control |
| ABRUZZO, CHRISTOPHER, ANTHONY | I | SWPA CONSULTING LLC | F | Control |
| ABRUZZO, CHRISTOPHER, ANTHONY | I | SWPA CONSULTING LLC | F | Control |
| DEMARCO, KAREN, MARIE | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | F | Control |
| DEMARCO, KAREN, MARIE | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | F | Control |
| DEMARCO, KAREN, MARIE | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | F | Control |
| DEMARCO, KAREN, MARIE | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | F | Control |
| DEMARCO, KAREN, MARIE | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | F | Control |
| DEMARCO, KAREN, MARIE | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | F | Control |
| DEMARCO, KAREN, MARIE | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | F | Control |
| KOSTAKES, KONSTANTINOS | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | F | Control |
| KOSTAKES, KONSTANTINOS | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | F | Control |
| KOSTAKES, KONSTANTINOS | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | F | Control |
| KOSTAKES, KONSTANTINOS | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | F | Control |
| KOSTAKES, KONSTANTINOS | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | F | Control |
| KOSTAKES, KONSTANTINOS | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | F | Control |
| KOSTAKES, KONSTANTINOS | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | F | Control |
| PUCCI, MICHAEL | I | SWPA CONSULTING LLC | F | Control |
| PUCCI, MICHAEL | I | SWPA CONSULTING LLC | F | Control |
| PUCCI, MICHAEL | I | SWPA CONSULTING LLC | F | Control |
| PUCCI, MICHAEL | I | SWPA CONSULTING LLC | F | Control |
| SCHULMAN, NORMAN | I | SWPA CONSULTING LLC | F | Control |
| SCHULMAN, NORMAN | I | SWPA CONSULTING LLC | F | Control |
| SCHULMAN, NORMAN | I | SWPA CONSULTING LLC | F | Control |
| SCHULMAN, NORMAN | I | SWPA CONSULTING LLC | F | Control |
| SCHULMAN, NORMAN | I | SWPA CONSULTING LLC | F | Control |
| SCHULMAN, NORMAN | I | SWPA CONSULTING LLC | F | Control |
| SCHULMAN, NORMAN | I | SWPA CONSULTING LLC | F | Control |
| SCHULMAN, NORMAN | I | SWPA CONSULTING LLC | F | Control |
| SCHULMAN, NORMAN | I | SWPA CONSULTING LLC | F | Control |
| SCHULMAN, NORMAN | I | SWPA CONSULTING LLC | F | Control |
| SCHULMAN, NORMAN | I | SWPA CONSULTING LLC | F | Control |
| WOLFSON, DAVID | I | SWPA CONSULTING LLC | F | Control |
| WOLFSON, DAVID | I | SWPA CONSULTING LLC | F | Control |
| WOLFSON, DAVID | I | SWPA CONSULTING LLC | F | Control |
| WOLFSON, DAVID | I | SWPA CONSULTING LLC | F | Control |
| WOLFSON, DAVID | I | SWPA CONSULTING LLC | F | Control |
| WOLFSON, DAVID | I | SWPA CONSULTING LLC | F | Control |
| WOLFSON, DAVID | I | SWPA CONSULTING LLC | F | Control |
| WOLFSON, DAVID | I | SWPA CONSULTING LLC | F | Control |
| WOLFSON, DAVID | I | SWPA CONSULTING LLC | F | Control |
| WOLFSON, DAVID | I | SWPA CONSULTING LLC | F | Control |
| WOLFSON, DAVID | I | SWPA CONSULTING LLC | F | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | D | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | D | Control |
| ABRUZZO, CHRISTOPHER, ANTHONY | I | SWPA CONSULTING LLC | C | Control |
| HARCLERODE, ROBERT, ANTHONY | I | STONEBRIDGE FINANCIAL INC DBA STONEBRIDGE CAPITAL MANAGMENT | C | Control |
| KOSTAKIS, KONSTANTINOS | I | STONEBRIDGE FINANCIAL INC | C | Control |
| KOSTAKIS, KONSTANTINOS | I | STONEBRIDGE FINANCIAL INC | C | Control |
| KOSTAKIS, KONSTANTINOS | I | STONEBRIDGE FINANCIAL INC | C | Control |
| KOSTAKIS, KONSTANTINOS | I | STONEBRIDGE FINANCIAL INC | C | Control |
| KOSTAKIS, KONSTANTINOS | I | STONEBRIDGE FINANCIAL INC | C | Control |
| LEVITT, JEFFREY, ALAN | I | STONEBRIDGE FINANCIAL, INC. | C | Control |
| LEVITT, JEFFREY, ALAN | I | STONEBRIDGE FINANCIAL, INC. | C | Control |
| LEVITT, JEFFREY, ALAN | I | STONEBRIDGE FINANCIAL, INC. | C | Control |
| LEVITT, JEFFREY, ALAN | I | STONEBRIDGE FINANCIAL, INC. | C | Control |
| LEVITT, JEFFREY, ALAN | I | STONEBRIDGE FINANCIAL, INC. | C | Control |
| PUCCI, MICHAEL | I | SWPA CONSULTING LLC | C | Control |
| SCHULMAN, NORMAN | I | SWPA CONSULTING LLC | C | Control |
| WOLFSON, DAVID | I | SWPA CONSULTING LLC | C | Control |
Registrations
Federal
IA
Aug 12, 2014 REGISTERED
Notice Filings (2)
NJ NY
Address
52 FOREST AVENUEPARAMUS, NJ 07652
United States
Phone: 973-244-9696