BMO HARRIS FINANCIAL ADVISORS, INC
CRD #137115 SEC #801-64847 CHICAGO, IL 877-225-3863
SEC Registered Broker-Dealer
Total AUM
$5.1B
Discretionary
$5.1B
Employees
35
Clients
--
Accounts
17,043
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 21, 2021
- Branch Offices
- 497
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARAN, WILLIAM BART | I | VP-LEGAL & SECRETARY | NA | |
| BARAN, WILLIAM BART | I | VP-LEGAL & SECRETARY | NA | |
| BARBER-UHRI, JENNIFER LYNN | I | NATIONAL DIRECTOR OF FINANCIAL ADVISORY SERVICES | NA | |
| BARBER-UHRI, JENNIFER LYNN | I | NATIONAL DIRECTOR OF FINANCIAL ADVISORY SERVICES | NA | |
| BARBER-UHRI, JENNIFER LYNN | I | NATIONAL DIRECTOR OF FINANCIAL ADVISORY SERVICES | NA | |
| BARBER-UHRI, JENNIFER LYNN | I | VICE PRESIDENT | NA | |
| BARBER-UHRI, JENNIFER LYNN | I | NATIONAL DIRECTOR OF FINANCIAL ADVISORY SERVICES | NA | |
| BARBER-UHRI, JENNIFER LYNN | I | VICE PRESIDENT | NA | |
| BARBER-UHRI, JENNIFER LYNN | I | VICE PRESIDENT | NA | |
| BURES, JENNIFER ANN | I | DIRECTOR OF OPERATIONS | NA | |
| BURES, JENNIFER ANN | I | DIRECTOR OF OPERATIONS | NA | |
| BURES, JENNIFER ANN | I | DIRECTOR OF OPERATIONS | NA | |
| BURES, JENNIFER ANN | I | DIRECTOR OF OPERATIONS | NA | |
| BURES, JENNIFER ANN | I | DIRECTOR OF OPERATIONS | NA | |
| BURES, JENNIFER ANN | I | DIRECTOR OF OPERATIONS | NA | |
| BURES, JENNIFER ANN | I | DIRECTOR OF OPERATIONS | NA | |
| BURES, JENNIFER ANN | I | DIRECTOR OF OPERATIONS | NA | |
| BURES, JENNIFER ANN | I | DIRECTOR OF OPERATIONS | NA | Control |
| BURES, JENNIFER ANN | I | DIRECTOR OF OPERATIONS | NA | Control |
| CALDERON NAJERA, NAYRA | I | CHIEF COMPLIANCE OFFICER AND DEPUTY HEAD | NA | |
| CALDERON NAJERA, NAYRA | I | CHIEF COMPLIANCE OFFICER AND DEPUTY HEAD | NA | |
| CALDERON NAJERA, NAYRA | I | CHIEF COMPLIANCE OFFICER AND DEPUTY HEAD | NA | |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| CHAPIN, BRADLEY DAVID | I | DIRECTOR | NA | Control |
| COBB, ALFONSO | I | OFFICER | NA | |
| COLE, TITI O | I | DIRECTOR | NA | Control |
| COLE, TITI O | I | DIRECTOR | NA | Control |
| COLE, TITI O | I | DIRECTOR | NA | Control |
| COLE, TITI O | I | DIRECTOR | NA | Control |
| COSTELLO, ELLEN MARIE | I | VICE CHAIRMAN | NA | Control |
| COSTELLO, ELLEN MARIE | I | VICE CHAIRMAN | NA | Control |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, ANTI-MONEY LAUNDERING OFFICER, CEO | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | VICE PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, PRESIDENT, CEO | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR, ANTI-MONEY LAUNDERING OFFICER, CEO | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | CHIEF OPERATING OFFICER, DIRECTOR | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | CHIEF OPERATING OFFICER | NA | |
| CRAIN, WILLIAM JOSEPH JR | I | CHIEF OPERATING OFFICER | NA | |
| CRANE, TIMOTHY STEVEN | I | DIRECTOR | NA | Control |
| CRANE, TIMOTHY STEVEN | I | DIRECTOR | NA | Control |
| CRANE, TIMOTHY STEVEN | I | DIRECTOR | NA | Control |
| CRANE, TIMOTHY STEVEN | I | DIRECTOR | NA | Control |
| CRANE, TIMOTHY STEVEN | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA RUTH | I | DIRECTOR | NA | Control |
| CRIDLAND, MYRA RUTH | I | DIRECTOR | NA | Control |
| DA CAMARA, ANTONIO FILIPE | I | DIRECTOR | NA | Control |
| DA CAMARA, ANTONIO FILIPE | I | DIRECTOR | NA | Control |
| DA CAMARA, ANTONIO FILIPE | I | DIRECTOR | NA | Control |
| DA CAMARA, ANTONIO FILIPE | I | DIRECTOR | NA | Control |
| DA CAMARA, ANTONIO FILIPE | I | DIRECTOR | NA | Control |
| DA CAMARA, ANTONIO FILIPE | I | DIRECTOR | NA | Control |
| DA CAMARA, ANTONIO FILIPE | I | DIRECTOR | NA | Control |
| DA CAMARA, ANTONIO FILIPE | I | DIRECTOR | NA | Control |
| DA CAMARA, ANTONIO FILIPE | I | DIRECTOR | NA | Control |
| DA CAMARA, ANTONIO FILIPE | I | DIRECTOR | NA | Control |
| DA CAMARA, ANTONIO FILIPE | I | DIRECTOR | NA | Control |
| DA CAMARA, ANTONIO FILIPE | I | DIRECTOR | NA | Control |
| DA CAMARA, ANTONIO FILIPE | I | DIRECTOR | NA | Control |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DEMAS, AMANDA JANE | I | SECRETARY | NA | |
| DERBIS, JOSEPH R | I | ASSISTANT SECRETARY | NA | |
| DERBIS, JOSEPH R | I | ASSISTANT SECRETARY | NA | |
| DERBIS, JOSEPH R | I | ASSISTANT SECRETARY | NA | |
| DERBIS, JOSEPH R | I | ASSISTANT SECRETARY | NA | |
| DERBIS, JOSEPH R | I | ASSISTANT SECRETARY | NA | |
| DERBIS, JOSEPH R | I | ASSISTANT SECRETARY | NA | |
| DERBIS, JOSEPH R | I | ASSISTANT SECRETARY | NA | |
| DERBIS, JOSEPH R | I | ASSISTANT SECRETARY | NA | |
| DERBIS, JOSEPH R | I | ASSISTANT SECRETARY | NA | |
| DERBIS, JOSEPH R | I | ASSISTANT SECRETARY | NA | |
| DERBIS, JOSEPH R | I | ASSISTANT SECRETARY | NA | |
| DERBIS, JOSEPH R | I | ASSISTANT SECRETARY | NA | |
| DERBIS, JOSEPH R | I | ASSISTANT SECRETARY | NA | |
| DOUSMANIS-CURTIS, ALEXANDRA | I | CHAIRMAN | NA | Control |
| DOUSMANIS-CURTIS, ALEXANDRA | I | CHAIRMAN | NA | Control |
| DOUSMANIS-CURTIS, ALEXANDRA | I | CHAIRMAN | NA | Control |
| DOUSMANIS-CURTIS, ALEXANDRA | I | CHAIRMAN | NA | Control |
| DOUSMANIS-CURTIS, ALEXANDRA | I | CHAIRMAN | NA | Control |
| DOUSMANIS-CURTIS, ALEXANDRA | I | CHAIRMAN | NA | Control |
| DOWNE, WILLIAM ARTHUR | I | CHAIRMAN | NA | Control |
| DOWNING, JAMES ROTH | I | VICE PRESIDENT CHIEF COMPLIANCE OFFICER | NA | |
| DOWNING, JAMES ROTH | I | VICE PRESIDENT CHIEF COMPLIANCE OFFICER | NA | |
| DOWNING, JAMES ROTH | I | VICE PRESIDENT CHIEF COMPLIANCE OFFICER | NA | |
| DOWNING, JAMES ROTH | I | VICE PRESIDENT CHIEF COMPLIANCE OFFICER | NA | |
| DOWNING, JAMES ROTH | I | VICE PRESIDENT CHIEF COMPLIANCE OFFICER | NA | |
| DOWNING, JAMES ROTH | I | VICE PRESIDENT CHIEF COMPLIANCE OFFICER | NA | |
| DOWNING, JAMES ROTH | I | VICE PRESIDENT CHIEF COMPLIANCE OFFICER | NA | |
| DOWNING, JAMES ROTH | I | VICE PRESIDENT CHIEF COMPLIANCE OFFICER | NA | |
| DOWNING, JAMES ROTH | I | VICE PRESIDENT CHIEF COMPLIANCE OFFICER | NA | |
| DUCA, JAMES FRANCIS II | I | DIRECTOR | NA | Control |
| DUCA, JAMES FRANCIS II | I | DIRECTOR | NA | Control |
| DUCA, JAMES FRANCIS II | I | DIRECTOR | NA | Control |
| EPISCOPIO, DOUGLAS JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| FLOWERS, DENNIS ALAN | I | VP-BROKERAGE & SROP, CROP | NA | |
| FLOWERS, DENNIS ALAN | I | VP-BROKERAGE & SROP, CROP | NA | |
| HACKETT, DARREL HARRIS | I | CHAIRMAN | NA | Control |
| HACKETT, DARREL HARRIS | I | CHAIRMAN | NA | Control |
| HACKETT, DARREL HARRIS | I | CHAIRMAN | NA | Control |
| HACKETT, DARREL HARRIS | I | CHAIRMAN | NA | Control |
| HACKETT, DARREL HARRIS | I | CHAIRMAN | NA | Control |
| HACKETT, DARREL HARRIS | I | CHAIRMAN | NA | Control |
| HACKETT, DARREL HARRIS | I | CHAIRMAN | NA | Control |
| HACKETT, DARREL HARRIS | I | CHAIRMAN | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HACKETT, DARREL HARRIS | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM | I | DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM JR | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM JR | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM JR | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM JR | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM JR | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM JR | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM JR | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM JR | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM JR | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM JR | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM JR | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM JR | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| HARRIS, WALLACE WILLIAM JR | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| HILGENBRINK, MARK EDWARD | I | FINANCIAL AND OPERATIONS PRINCIPAL OF THE CORPORATION | NA | |
| HILGENBRINK, MARK EDWARD | I | FINANCIAL AND OPERATIONS PRINCIPAL OF THE CORPORATION | NA | |
| HILGENBRINK, MARK EDWARD | I | FINANCIAL AND OPERATIONS PRINCIPAL OF THE CORPORATION | NA | |
| HILGENBRINK, MARK EDWARD | I | FINANCIAL AND OPERATIONS PRINCIPAL OF THE CORPORATION | NA | |
| HILGENBRINK, MARK EDWARD | I | FINANCIAL AND OPERATIONS PRINCIPAL OF THE CORPORATION | NA | |
| HILGENBRINK, MARK EDWARD | I | FINANCIAL AND OPERATIONS PRINCIPAL OF THE CORPORATION | NA | |
| HILGENBRINK, MARK EDWARD | I | FINANCIAL AND OPERATIONS PRINCIPAL OF THE CORPORATION | NA | |
| HILGENBRINK, MARK EDWARD | I | FINANCIAL AND OPERATIONS PRINCIPAL OF THE CORPORATION | NA | |
| HILGENBRINK, MARK EDWARD | I | FINANCIAL AND OPERATIONS PRINCIPAL OF THE CORPORATION | NA | |
| HILGENBRINK, MARK EDWARD | I | FINANCIAL AND OPERATIONS PRINCIPAL OF THE CORPORATION | NA | |
| HILGENBRINK, MARK EDWARD | I | FINANCIAL AND OPERATIONS PRINCIPAL OF THE CORPORATION | NA | |
| HILGENBRINK, MARK EDWARD | I | FINANCIAL AND OPERATIONS PRINCIPAL OF THE CORPORATION | NA | |
| HILGENBRINK, MARK EDWARD | I | FINANCIAL AND OPERATIONS PRINCIPAL OF THE CORPORATION | NA | |
| HILGENBRINK, MARK EDWARD | I | FINANCIAL AND OPERATIONS PRINCIPAL OF THE CORPORATION | NA | |
| HILGENBRINK, MARK EDWARD | I | FINANCIAL AND OPERATIONS PRINCIPAL OF THE CORPORATION | NA | |
| HILGENBRINK, MARK EDWARD | I | FINANCIAL AND OPERATIONS PRINCIPAL OF THE CORPORATION | NA | |
| HINMAN, PETER CHRISTOPHER | I | CEO | NA | Control |
| HINMAN, PETER CHRISTOPHER | I | CEO | NA | Control |
| JENKINS, TERRY A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JENKINS, TERRY A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY A | I | DIRECTOR | NA | Control |
| JENKINS, TERRY A | I | CHAIRMAN | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOHNSON, STEPHEN A | I | DIRECTOR | NA | Control |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE, SROP, CROP | NA | Control |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | Control |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | Control |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | Control |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | Control |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE, SROP, CROP | NA | Control |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE, SROP, CROP | NA | Control |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE, SROP, CROP | NA | Control |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VICE PRESIDENT OF TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VICE PRESIDENT OF TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VICE PRESIDENT OF TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VICE PRESIDENT OF TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VICE PRESIDENT OF TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VICE PRESIDENT OF TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VICE PRESIDENT OF TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VICE PRESIDENT OF TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VICE PRESIDENT OF TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VICE PRESIDENT OF TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VICE PRESIDENT OF TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VICE PRESIDENT OF TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VP BROKERAGE OPERATIONS & TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VICE PRESIDENT OF TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VICE PRESIDENT OF TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VICE PRESIDENT OF TRADING | NA | |
| JOSEPHSON, STEVEN MARK | I | VICE PRESIDENT OF TRADING | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| LAKE, STEPHANIE ANN | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAKE, STEPHANIE ANN | I | CHIEF FINANCIAL OFFICER, FIN OP | NA | |
| LAZARIS, VIKI AFRODETE | I | DIRECTOR | NA | |
| LAZARIS, VIKI AFRODETE | I | DIRECTOR | NA | |
| LAZARIS, VIKI AFRODETE | I | DIRECTOR | NA | |
| LAZARIS, VIKI AFRODETE | I | DIRECTOR | NA | |
| LAZARIS, VIKI AFRODETE | I | DIRECTOR | NA | |
| LEWIS, MICHAEL WARD | I | DIRECTOR | NA | Control |
| LEWIS, MICHAEL WARD | I | DIRECTOR | NA | Control |
| LEWIS, MICHAEL WARD | I | DIRECTOR | NA | Control |
| LEWIS, MICHAEL WARD | I | DIRECTOR | NA | Control |
| LEWIS, MICHAEL WARD | I | DIRECTOR | NA | Control |
| LEWIS, MICHAEL WARD | I | DIRECTOR | NA | Control |
| LEWIS, MICHAEL WARD | I | DIRECTOR | NA | Control |
| LEWIS, MICHAEL WARD | I | DIRECTOR | NA | Control |
| LEWIS, MICHAEL WARD | I | DIRECTOR | NA | Control |
| LEWIS, MICHAEL WARD | I | DIRECTOR | NA | Control |
| LEWIS, MICHAEL WARD | I | DIRECTOR | NA | Control |
| LEWIS, MICHAEL WARD | I | DIRECTOR | NA | Control |
| LEWIS, MICHAEL WARD | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | CHAIRMAN | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | CHAIRMAN | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | CHAIRMAN | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | CHAIRMAN | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | CHAIRMAN | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | CHAIRMAN | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | CHAIRMAN | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | CHAIRMAN | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | CHAIRMAN | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCCOMISH, CHRISTOPHER J | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCINERNEY, BARRY SEAN | I | DIRECTOR | NA | Control |
| MCMILLAN, DARREN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCMILLAN, DARREN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCMILLAN, DARREN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCMILLAN, DARREN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCMILLAN, DARREN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCMILLAN, DARREN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCMILLAN, DARREN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCMILLAN, DARREN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCMILLAN, DARREN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCMILLAN, DARREN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCMILLAN, DARREN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCMILLAN, DARREN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCMILLAN, DARREN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCMILLAN, DARREN CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MESSNICK, KAREN FLORENCE | I | VICE PRESIDENT OPERATIONS | NA | |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, CEO | NA | Control |
| MIROBALLI, MICHAEL | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| MIROBALLI, MICHAEL | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, CEO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, COO | NA | Control |
| MIROBALLI, MICHAEL | I | PRESIDENT, DIRECTOR, CHIEF EXECUTIVE OFFICER | NA | Control |
| MIROBALLI, MICHAEL | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| MIROBALLI, MICHAEL | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| MIROBALLI, MICHAEL | I | DIRECTOR, PRESIDENT, CEO | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MISTARZ, CECILY MARIE | I | DIRECTOR | NA | Control |
| MORRIS, GREGORY PAUL | I | VP - CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, GREGORY PAUL | I | VP - CHIEF COMPLIANCE OFFICER | NA | |
| MORRIS, GREGORY PAUL | I | VP - CHIEF COMPLIANCE OFFICER | NA | |
| MYSLINSKI, TRISTA ANN | I | VP- FINANCE & TREASURER | NA | |
| MYSLINSKI, TRISTA ANN | I | VP- FINANCE & TREASURER | NA | |
| MYSLINSKI, TRISTA ANN | I | VP- FINANCE & TREASURER | NA | |
| MYSLINSKI, TRISTA ANN | I | VP- FINANCE & TREASURER | NA | |
| MYSLINSKI, TRISTA ANN | I | VP- FINANCE & TREASURER | NA | |
| MYSLINSKI, TRISTA ANN | I | VP- FINANCE & TREASURER | NA | |
| NICHOLAS, JEFFREY DENMAN | I | VP-PRODUCT MANAGEMENT/DEVELOPMENT | NA | |
| NICHOLAS, JEFFREY DENMAN | I | VP-PRODUCT MANAGEMENT/DEVELOPMENT | NA | |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OLEARI, SUSAN G | I | DIRECTOR | NA | Control |
| OSBORNE, CHRISTOPHER JOHN | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| OSBORNE, CHRISTOPHER JOHN | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| OSBORNE, CHRISTOPHER JOHN | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| OSBORNE, CHRISTOPHER JOHN | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| OSBORNE, CHRISTOPHER JOHN | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| PIERCE, CLARE K | I | DIRECTOR | NA | Control |
| PIERCE, CLARE K | I | DIRECTOR | NA | Control |
| PIERCE, CLARE K | I | DIRECTOR | NA | Control |
| PIERCE, CLARE K | I | DIRECTOR | NA | Control |
| PIERCE, CLARE K | I | DIRECTOR | NA | Control |
| PIERCE, CLARE K | I | DIRECTOR | NA | Control |
| PIERCE, CLARE K | I | DIRECTOR | NA | Control |
| PIERCE, CLARE K | I | DIRECTOR | NA | Control |
| PIERCE, CLARE K | I | DIRECTOR | NA | Control |
| PIERCE, CLARE K | I | DIRECTOR | NA | Control |
| PIERCE, CLARE K | I | DIRECTOR | NA | Control |
| PIERCE, CLARE K | I | DIRECTOR | NA | Control |
| RICHARDS, DAVID CHAPMAN | I | SECRETARY | NA | |
| RICHARDS, DAVID CHAPMAN | I | SECRETARY | NA | |
| RICHARDS, DAVID CHAPMAN | I | SECRETARY | NA | |
| RICHARDS, DAVID CHAPMAN | I | SECRETARY | NA | |
| RICHARDS, DAVID CHAPMAN | I | SECRETARY | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTS, ALBERTA STEPHENS | I | VP- CHIEF COMPLIANCE OFFICER | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMANSKI, MATTHEW BENJAMIN | I | SECRETARY | NA | |
| SCHMIDT, PETER LEANDER | I | NATIONAL DIRECTOR OF SALES | NA | |
| SCHMIDT, PETER LEANDER | I | NATIONAL DIRECTOR OF SALES | NA | |
| SCHMIDT, PETER LEANDER | I | NATIONAL DIRECTOR OF SALES | NA | |
| SCHMIDT, PETER LEANDER | I | NATIONAL DIRECTOR OF SALES | NA | |
| SCHMIDT, PETER LEANDER | I | NATIONAL DIRECTOR OF SALES | NA | |
| SCHMIDT, PETER LEANDER | I | NATIONAL DIRECTOR OF SALES | NA | |
| SCHMIDT, PETER LEANDER | I | NATIONAL DIRECTOR OF SALES | NA | |
| SCHMIDT, PETER LEANDER | I | NATIONAL DIRECTOR OF SALES | NA | |
| SCHWENGER, BRUCE STEPHEN | I | DIRECTOR | NA | Control |
| SMITH, LYNNE CAROLE | I | CHIEF OPERATING OFFICER | NA | |
| SMITH, LYNNE CAROLE | I | CHIEF OPERATING OFFICER | NA | |
| SMYTH, MICHAEL J | I | VP, CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | VP, CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | VP, CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | VP, CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | CHIEF FINANCIAL OFFICER | NA | |
| SMYTH, MICHAEL J | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | |
| STAMM, JASON FREDERICK | I | DIRECTOR | NA | Control |
| STAMM, JASON FREDERICK | I | DIRECTOR | NA | Control |
| STAMM, JASON FREDERICK | I | DIRECTOR | NA | Control |
| STAMM, JASON FREDERICK | I | DIRECTOR | NA | Control |
| STAMM, JASON FREDERICK | I | DIRECTOR | NA | Control |
| STAMM, JASON FREDERICK | I | DIRECTOR | NA | Control |
| STAMM, JASON FREDERICK | I | DIRECTOR | NA | Control |
| STAMM, JASON FREDERICK | I | DIRECTOR | NA | Control |
| STAMM, JASON FREDERICK | I | DIRECTOR | NA | Control |
| STAMM, JASON FREDERICK | I | DIRECTOR | NA | Control |
| STAMM, JASON FREDERICK | I | DIRECTOR | NA | Control |
| STAMM, JASON FREDERICK | I | DIRECTOR | NA | Control |
| STAMM, JASON FREDERICK | I | DIRECTOR | NA | Control |
| STAMM, JASON FREDERICK | I | DIRECTOR | NA | Control |
| STREIT, BARRY ROBERT | I | PRESIDENT & COO, DIRECTOR | NA | Control |
| STREIT, BARRY ROBERT | I | PRESIDENT & COO | NA | Control |
| STREIT, BARRY ROBERT | I | PRESIDENT & COO | NA | Control |
| TASCONA, REBECCA SUSAN | I | DIRECTOR | NA | Control |
| TASCONA, REBECCA SUSAN | I | DIRECTOR | NA | Control |
| TASCONA, REBECCA SUSAN | I | DIRECTOR | NA | Control |
| TASCONA, REBECCA SUSAN | I | DIRECTOR | NA | Control |
| TASCONA, REBECCA SUSAN | I | DIRECTOR | NA | Control |
| TASCONA, REBECCA SUSAN | I | DIRECTOR | NA | Control |
| TASCONA, REBECCA SUSAN | I | DIRECTOR | NA | Control |
| TASCONA, REBECCA SUSAN | I | DIRECTOR | NA | Control |
| TASCONA, REBECCA SUSAN | I | DIRECTOR | NA | Control |
| TECHAR, FRANKLIN J | I | DIRECTOR | NA | Control |
| TECHAR, FRANKLIN J | I | DIRECTOR | NA | Control |
| TINTINALLI, ANTHONY | I | DIRECTOR | NA | Control |
| TINTINALLI, ANTHONY | I | DIRECTOR | NA | Control |
| TINTINALLI, ANTHONY | I | DIRECTOR | NA | Control |
| TINTINALLI, ANTHONY | I | DIRECTOR | NA | Control |
| TINTINALLI, ANTHONY | I | DIRECTOR | NA | Control |
| TINTINALLI, ANTHONY | I | DIRECTOR | NA | Control |
| TONGE, CHARLES RAYMOND | I | CHAIRMAN | NA | Control |
| TONGE, CHARLES RAYMOND | I | DIRECTOR | NA | Control |
| TONGE, CHARLES RAYMOND | I | CHAIRMAN | NA | Control |
| TONGE, CHARLES RAYMOND | I | CHAIRMAN | NA | Control |
| TONGE, CHARLES RAYMOND | I | CHAIRMAN | NA | Control |
| TONGE, CHARLES RAYMOND | I | CHAIRMAN | NA | Control |
| TONGE, CHARLES RAYMOND | I | CHAIRMAN | NA | Control |
| URBANSKI, DEAN EDWARD | I | VP NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VP NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VICE PRESIDENT NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VICE PRESIDENT NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VP NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VP NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VP NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VICE PRESIDENT NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VICE PRESIDENT NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VICE PRESIDENT NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VICE PRESIDENT NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VICE PRESIDENT NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VP NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VP NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VICE PRESIDENT NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VP NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VP NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VICE PRESIDENT NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VP NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VP NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VICE PRESIDENT NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VICE PRESIDENT NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VP NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VP NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VP NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VICE PRESIDENT NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VP NATIONAL SALES MANAGER | NA | |
| URBANSKI, DEAN EDWARD | I | VICE PRESIDENT NATIONAL SALES MANAGER | NA | |
| WORF, JEFFREY ALLEN | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| WORF, JEFFREY ALLEN | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| WORF, JEFFREY ALLEN | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | |
| ZAKRZEWSKI, STEVEN JOHN | I | ANTI-MONEY LAUNDERING OFFICER | NA | |
| ZAKRZEWSKI, STEVEN JOHN | I | ANTI-MONEY LAUNDERING OFFICER | NA | |
| ZAKRZEWSKI, STEVEN JOHN | I | ANTI-MONEY LAUNDERING OFFICER | NA | |
| ZAKRZEWSKI, STEVEN JOHN | I | ANTI-MONEY LAUNDERING OFFICER | NA | |
| ZAKRZEWSKI, STEVEN JOHN | I | ANTI-MONEY LAUNDERING OFFICER | NA | |
| ZAKRZEWSKI, STEVEN JOHN | I | ANTI-MONEY LAUNDERING OFFICER | NA | |
| ZAKRZEWSKI, STEVEN JOHN | I | ANTI-MONEY LAUNDERING OFFICER | NA | |
| ZAKRZEWSKI, STEVEN JOHN | I | ANTI-MONEY LAUNDERING OFFICER | NA | |
| ZAKRZEWSKI, STEVEN JOHN | I | ANTI-MONEY LAUNDERING OFFICER | NA | |
| ZAKRZEWSKI, STEVEN JOHN | I | ANTI-MONEY LAUNDERING OFFICER | NA | |
| ZANDPOUR, STEVEN SIA | I | DIRECTOR | NA | Control |
| ZANDPOUR, STEVEN SIA | I | DIRECTOR | NA | Control |
| ZANDPOUR, STEVEN SIA | I | DIRECTOR | NA | Control |
| ZANDPOUR, STEVEN SIA | I | DIRECTOR | NA | Control |
| ZANDPOUR, STEVEN SIA | I | DIRECTOR | NA | Control |
| ZANDPOUR, STEVEN SIA | I | DIRECTOR | NA | Control |
| ZANDPOUR, STEVEN SIA | I | DIRECTOR | NA | Control |
| ZANDPOUR, STEVEN SIA | I | DIRECTOR | NA | Control |
| ZANDPOUR, STEVEN SIA | I | DIRECTOR | NA | Control |
| ZANDPOUR, STEVEN SIA | I | DIRECTOR | NA | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| BMO HARRIS BANKCORP, INC. | DE | SHAREHOLDER | E | Control |
| HARRIS BANKCORP, INC. | DE | SHAREHOLDER | E | Control |
| HARRIS BANKCORP, INC. | DE | SHAREHOLDER | E | Control |
| HARRIS BANKCORP, INC. | DE | SHAREHOLDER | E | Control |
| HARRIS BANKCORP, INC. | DE | SHAREHOLDER | E | Control |
| HARRIS BANKCORP, INC. | DE | SHAREHOLDER | E | Control |
| HARRIS BANKCORP, INC. | DE | SHAREHOLDER | E | Control |
| HARRIS BANKCORP, INC. | DE | SHAREHOLDER | E | Control |
| HARRIS BANKCORP, INC. | DE | SHAREHOLDER | E | Control |
| HARRIS BANKCORP, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | HARRIS FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BANK OF MONTREAL | FE | BMO FINANCIAL CORP. | E | Control |
| BMO FINANCIAL CORP. | DE | HARRIS BANKCORP, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP, INC. | E | Control |
| HARRIS FINANCIAL CORP. | DE | HARRIS BANKCORP, INC. | E | Control |
Registrations
Federal
IA
Apr 21, 2021 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
115 S LASALLE STREET13W
CHICAGO, IL 60603
United States
Phone: 877-225-3863