UA FUND II LLC
CRD #137135 SEC #801-66865 NEW YORK, NY 212-612-9100
SEC Registered
Total AUM
$399.7M
Discretionary
$399.7M
Employees
--
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CALABRESE, STEPHANIE, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| UTENDAHL, JOHN, OSCAR | I | DIRECTOR | NA | Control |
| UA, LLC | DE | MEMBER | D | Control |
| FISHER URBAN ASSOCIATES LLC | DE | MEMBER | C | Control |
| MCCOY, RICHMOND | I | CEO/CIO | A | Control |
| REIFF, HAL, DAVID | I | CFO/COO | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CALABRESE, STEPHANIE, DEAN | I | UA LLC | F | Control |
| EDELMAN, MARTIN, LEE | I | FISHER URBAN ASSOCIATES LLC | F | Control |
| ELMALEH, JOSEPH | I | UA LLC | F | Control |
| EMILY, LANDAU | I | FISHER URBAN ASSOCIATES LLC | F | Control |
| FISHER BROTHERS MANAGEMENT CO, LLC | DE | FISHER URBAN ASSOCIATES LLC | F | Control |
| FISHER, ARNOLD | I | FISHER URBAN ASSOCIATES LLC | F | Control |
| FISHER, KENNETH | I | FISHER URBAN ASSOCIATES LLC | F | Control |
| FISHER, STEVEN | I | FISHER URBAN ASSOCIATES LLC | F | Control |
| FISHER, WINSTON, CRAWFORD | I | FISHER URBAN ASSOCIATES LLC | F | Control |
| FLOM, JOSEPH, DANIEL | I | UA LLC | F | Control |
| MCCOY, RICHMOND | I | UA LLC | F | Control |
| MONZELLA, DAVID, GLENN | I | UA LLC | F | Control |
| REIFF, HAL, DAVID | I | UA LLC | F | Control |
| SCOTT, EDWARD | I | UA LLC | F | Control |
| STARK, ROBERT, SHANNON | I | UA LLC | F | Control |
| UTENDAHL, JOHN, OSCAR | I | UA LLC | F | Control |
| UCP-UA LLC | DE | UA LLC | C | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Address
30 BROAD ST31ST FL.
NEW YORK, NY 10004
USA
Phone: 212-612-9100