RIA Intelligence

TOPWATER INVESTMENT MANAGEMENT LLC

CRD #137139 SEC #801-64866 NORWALK, CT 203-852-8005
SEC Registered
Total AUM
$106M
Discretionary
$106M
Employees
5
Clients
51
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 20, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BORGIA, BRYAN, DENNISICCO, MANAGING MEMBERD Control
BORGIA, BRYAN, DENNISIMANAGING MEMBERD Control
BORGIA, BRYAN, DENNISICCO, MANAGING MEMBERD Control
TAYLOR, TRAVIS, CHARLESIMANAGING MEMBERD Control
TAYLOR, TRAVIS, CHARLESIMANAGING MEMBERD Control
TAYLOR, TRAVIS, CHARLESIMANAGING MEMBERD Control

Registrations

Federal

IA
Oct 20, 2005 REGISTERED

Notice Filings (1)

CT

Address

80 WASHINGTON ST.
SUITE 2-2
NORWALK, CT 6854
USA
Phone: 203-852-8005