WALES INVESTMENTS INC
CRD #137150 SEC #801-67886 SAN JOSE, CA 408-944-9176
SEC Registered
Total AUM
$39.2M
Discretionary
$35.6M
Employees
5
Clients
101
Accounts
382
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2011 | $39.2M | $35.6M | $3.6M | 5 | -- |
| Mar 2011 | $39.2M | $35.6M | $3.6M | 5 | -- |
| Mar 2008 | $27.5M | $27.5M | $0 | 5 | -- |
| Nov 2007 | $25.3M | $25.3M | $0 | 5 | -- |
| Apr 2007 | $25.3M | $25.3M | $0 | 5 | -- |
DateApr 2011
Total AUM$39.2M
Discretionary$35.6M
Non-Disc.$3.6M
Employees5
Clients--
DateMar 2011
Total AUM$39.2M
Discretionary$35.6M
Non-Disc.$3.6M
Employees5
Clients--
DateMar 2008
Total AUM$27.5M
Discretionary$27.5M
Non-Disc.$0
Employees5
Clients--
DateNov 2007
Total AUM$25.3M
Discretionary$25.3M
Non-Disc.$0
Employees5
Clients--
DateApr 2007
Total AUM$25.3M
Discretionary$25.3M
Non-Disc.$0
Employees5
Clients--