RITCHIE CAPITAL ADVISORS, LLC
Legal name: RITCHIE ADVISORS, LLC
CRD #137215 SEC #801-65357 GENEVA, IL 630-482-7156
SEC Registered
Total AUM
$106.1M
Discretionary
$106.1M
Employees
51
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLARA, MICHAEL, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| ALLARA, MICHAEL, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| DEMAIO, WARREN, LOUIS | I | MANAGING DIRECTOR | NA | Control |
| DEMAIO, WARREN, LOUIS | I | MANAGING DIRECTOR | NA | Control |
| DUNLAP, KATHLEEN, POWERS | I | MANAGING DIRECTOR | NA | Control |
| DUNLAP, KATHLEEN, POWERS | I | MANAGING DIRECTOR | NA | Control |
| GOLDIEMORRISON, DUNCAN, ERLING | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDIEMORRISON, DUNCAN, ERLING | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOLDIEMORRISON, DUNCAN, ERLING | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HOBBS, WILLIAM, B. | I | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNT, JOHN, THOMAS | I | VICE CHAIRMAN | NA | Control |
| HUNT, JOHN, THOMAS | I | VICE CHAIRMAN | NA | Control |
| RICKARDS, JAMES, GEORGE | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| RICKARDS, JAMES, GEORGE | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| ROTHSCHILD, DOUG, ROBERT | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ROTHSCHILD, DOUG, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| ROTHSCHILD, DOUG, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| STOCCHETTI, JOHN, (NONE) | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STOCCHETTI, JOHN, (NONE) | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WOLFE, PAUL, SCHROTH | I | OFFICE OF CEO | NA | Control |
| RITCHIE CAPITAL HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| RITCHIE CAPITAL HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
| RITCHIE CAPITAL HOLDINGS, LLC | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RITCHIE, AARON, R THANE | I | RITCHIE CAPITAL HOLDINGS, LLC | D | Control |
| RITCHIE, AARON, R THANE | I | RITCHIE CAPITAL HOLDINGS, LLC | D | Control |
| RITCHIE, AARON, R THANE | I | RITCHIE CAPITAL HOLDINGS, LLC | D | Control |
| GOLDIEMORRISON, DUNCAN, ERLING | I | RITCHIE CAPITAL HOLDINGS, LLC | C | Control |
| GOLDIEMORRISON, DUNCAN, ERLING | I | RITCHIE CAPITAL HOLDINGS, LLC | C | Control |
| GOLDIEMORRISON, DUNCAN, ERLING | I | RITCHIE CAPITAL HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Address
2100 ENTERPRISE AVENUEGENEVA, IL 60134
USA
Phone: 630-482-7156