UA ADVISORY SERVICES, INC.
CRD #137217 SEC #801-64727 ENDWELL, NY 607-754-7222
SEC Registered
Total AUM
$150.5M
Discretionary
$33.2M
Employees
5
Clients
--
Accounts
177
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| LIESER, LORI, MICHELL | I | VICE PRESIDENT | NA | |
| NOWACOSKI, DAVID, JOHN | I | VICE PRESIDENT | NA | Control |
| NOWACOSKI, DAVID, JOHN | I | VICE PRESIDENT | NA | Control |
| NOWACOSKI, DAVID, JOHN | I | VICE PRESIDENT | NA | Control |
| NOWACOSKI, DAVID, JOHN | I | VICE PRESIDENT | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SCHNEIDER, BRETT, RONALD | I | DIRECTOR | NA | Control |
| SEDOR, JR., ROBERT, MICHAEL | I | DIRECTOR, PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SEDOR, JR., ROBERT, MICHAEL | I | DIRECTOR, PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SEDOR, JR., ROBERT, MICHAEL | I | DIRECTOR, PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SEDOR, JR., ROBERT, MICHAEL | I | DIRECTOR, PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SEDOR, JR., ROBERT, MICHAEL | I | DIRECTOR, PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SEDOR, JR., ROBERT, MICHAEL | I | DIRECTOR, PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SUROWKA, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| SUROWKA, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| SUROWKA, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| SUROWKA, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| SUROWKA, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| SUROWKA, THOMAS, MICHAEL | I | VICE PRESIDENT | NA | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP. | DE | SHAREHOLDER | E | Control |
| SEDOR, JR., ROBERT, MICHAEL | I | PRESIDENT / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| SEDOR, JR., ROBERT, MICHAEL | I | PRESIDENT / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| SEDOR, JR., ROBERT, MICHAEL | I | PRESIDENT / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| SEDOR, JR., ROBERT, MICHAEL | I | PRESIDENT / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
| SEDOR, JR., ROBERT, MICHAEL | I | PRESIDENT / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | F | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
Registrations
Federal
IA
Apr 1, 2013 REGISTERED
Notice Filings (7)
AZ FL NC NJ NY PA VA
Address
1405 DAVIS AVENUEENDWELL, NY 13760
United States
Phone: 607-754-7222