SCHOTTENFELD MANAGEMENT CORP.
CRD #137242 SEC #801-65215 NEW YORK, NY 212-300-2200
SEC Registered
Total AUM
$67.4M
Discretionary
$67.4M
Employees
10
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 8, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SEARING, ROBERT, FRANCIS | I | CHIEF COMPLIANCE OFFICER, COO | NA | Control |
| SCHOTTENFELD, RICHARD, PAUL | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
Registrations
Federal
IA
Dec 8, 2005 REGISTERED
Address
800 THIRD AVE., 10TH FLOORNEW YORK, NY 10022
USA
Phone: 212-300-2200