EM CAPITAL MANAGEMENT, LLC
CRD #137251 SEC #801-65860 MORAGA, CA 925-376-8700
SEC Registered Private Funds
Total AUM
$2M
Discretionary
$2M
Employees
1
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 18, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELL, ROBERT, KEVIN | I | CHIEF INVESTMENT OFFICER, ACTING CHIEF COMPLIANCE OFFICER | NA | |
| BELL, ROBERT, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BELL, ROBERT, KEVIN | I | CHIEF INVESTMENT OFFICER, ACTING CHIEF COMPLIANCE OFFICER | NA | |
| BELL, ROBERT, KEVIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RATHNAM, LINCOLN, YESU | I | GLOBAL HEAD OF INVESTMENT MANAGEMENT | NA | Control |
| RATHNAM, LINCOLN, YESU | I | GLOBAL HEAD OF INVESTMENT MANAGEMENT | NA | Control |
| RATHNAM, LINCOLN, YESU | I | GLOBAL HEAD OF INVESTMENT MANAGEMENT | NA | Control |
| FREEMAN, SETH, RICHARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| FREEMAN, SETH, RICHARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| FREEMAN, SETH, RICHARD | I | CHIEF INVESTMENT OFFICER & ACTING CHIEF COMPLIANCE OFFICER | E | Control |
| FREEMAN, SETH, RICHARD | I | CHIEF INVESTMENT OFFICER & ACTING CHIEF COMPLIANCE OFFICER | E | Control |
| FREEMAN, SETH, RICHARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| FREEMAN, SETH, RICHARD | I | CHIEF EXECUTIVE OFFICER | E | Control |
| FREEMAN, SETH, RICHARD | I | CHIEF INVESTMENT OFFICER & ACTING CHIEF COMPLIANCE OFFICER | E | Control |
| FREEMAN, SETH, RICHARD | I | CHIEF INVESTMENT OFFICER & ACTING CHIEF COMPLIANCE OFFICER | E | Control |
| FREEMAN, SETH, RICHARD | I | CHIEF INVESTMENT OFFICER & ACTING CHIEF COMPLIANCE OFFICER | E | Control |
| FREEMAN, SETH, RICHARD | I | CHIEF INVESTMENT OFFICER & ACTING CHIEF COMPLIANCE OFFICER | E | Control |
| FREEMAN, SETH, RICHARD | I | CHIEF INVESTMENT OFFICER & ACTING CHIEF COMPLIANCE OFFICER | E | Control |
| FREEMAN, SETH, RICHARD | I | CHIEF INVESTMENT OFFICER & ACTING CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 18, 2012 REGISTERED
Notice Filings (2)
CA DE
Address
920 COUNTRY CLUB DRIVESUITE 1E
MORAGA, CA 94556
United States
Phone: 925-376-8700