ROCKVIEW MANAGEMENT, LLC
CRD #137271 SEC #801-65493 NEW YORK, NY 212-821-8700
SEC Registered
Total AUM
$293M
Discretionary
$293M
Employees
--
Clients
0
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLUESTINE, ALAN, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| BLUESTINE, ALAN, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| LAGNADO, JOSEPH | I | CFO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LAGNADO, JOSEPH | I | CFO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LAGNADO, JOSEPH | I | CFO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LAGNADO, JOSEPH | I | CFO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MUSCHEL, MOSHE, DAVID | I | MANAGING MEMBER OF LARIAT CAPITAL, LLC | NA | Control |
| MUSCHEL, MOSHE, DAVID | I | MANAGING MEMBER OF LARIAT CAPITAL, LLC | NA | Control |
| SCHWEITZER, KEVIN, SCOTT | I | MANAGING MEMBER OF ZABAK CAPITAL, LLC | NA | Control |
| SCHWEITZER, KEVIN, SCOTT | I | MANAGING MEMBER OF ZABAK CAPITAL, LLC | NA | Control |
| SCHWEITZER, KEVIN, SCOTT | I | MANAGING MEMBER OF ZABAK CAPITAL, LLC | NA | Control |
| SCHWEITZER, KEVIN, SCOTT | I | MANAGING MEMBER OF ZABAK CAPITAL, LLC | NA | Control |
| ZABAK CAPITAL, LLC | DE | MANAGING MEMBER | E | Control |
| ZABAK CAPITAL, LLC | DE | MANAGING MEMBER | E | Control |
| ZABAK CAPITAL, LLC | DE | MANAGING MEMBER | D | Control |
| ZABAK CAPITAL, LLC | DE | MANAGING MEMBER | D | Control |
| LARIAT CAPITAL, LLC | DE | MANAGING MEMBER | C | Control |
| LARIAT CAPITAL, LLC | DE | MANAGING MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MUSCHEL, MOSHE, DAVID | I | LARIAT CAPITAL, LLC | E | Control |
| MUSCHEL, MOSHE, DAVID | I | LARIAT CAPITAL, LLC | E | Control |
| SCHWEITZER, KEVIN, SCOTT | I | ZABAK CAPITAL, LLC | E | Control |
| SCHWEITZER, KEVIN, SCOTT | I | ZABAK CAPITAL, LLC | E | Control |
| SCHWEITZER, KEVIN, SCOTT | I | ZABAK CAPITAL, LLC | E | Control |
| SCHWEITZER, KEVIN, SCOTT | I | ZABAK CAPITAL, LLC | E | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Notice Filings (1)
NY
Address
900 THIRD AVENUE11TH FLOOR
NEW YORK, NY 10022
USA
Phone: 212-821-8700