HERMES ADVISORS, LLC
CRD #137308 SEC #801-65498 SOLANA BEACH, CA 858-523-1755
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 14, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHAMBERS, CALVIN, BRUCE | I | MEMBER | NA | |
| FLATHER FAMILY TRUST | DE | MEMBER | NA | Control |
| FLATHER, PAUL, KEVIN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HERMES ADVISORS | DE | MANAGER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FLATHER, KATHLEEN, CLASBY | I | FLATHER FAMILY TRUST | F | Control |
| FLATHER, PAUL, KEVIN | I | FLATHER FAMILY TRUST | F | Control |
| FLATHER FAMILY TRUST | DE | HERMES ADVISORS | E | Control |
Registrations
Federal
IA
Dec 14, 2005 REGISTERED
Address
420 STEVENS AVENUE, SUITE 220SOLANA BEACH, CA 92075
USA
Phone: 858-523-1755