RIA Intelligence

SADDLE PEAK ASSET MANAGEMENT, LLC

CRD #137341 SEC #801-69627 SANTA MONICA, CA 310-656-7600
SEC Registered Private Funds
Total AUM
$31.6M
Discretionary
$31.6M
Employees
1
Clients
0
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 19, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MORRIS, SCOTT, HUNTERIPRINCIPAL, CHIEF COMPLIANCE OFFICERNA Control
MORRIS, SCOTT, HUNTERIPRINCIPAL, CHIEF COMPLIANCE OFFICERNA Control
MORRIS, SCOTT, HUNTERIPRINCIPAL, CHIEF COMPLIANCE OFFICERNA Control
NAKAMA, RAD, SEIKATSUICHIEF COMPLIANCE OFFICER/COONA Control
NAKAMA, RAD, SEIKATSUICHIEF COMPLIANCE OFFICER/COONA Control
NAKAMA, RAD, SEIKATSUICHIEF COMPLIANCE OFFICER/COONA Control
NAKAMA, RAD, SEIKATSUICHIEF COMPLIANCE OFFICER/COONA Control
NAKAMA, RAD, SEIKATSUICHIEF COMPLIANCE OFFICER/COONA Control
NAKAMA, RAD, SEIKATSUICHIEF COMPLIANCE OFFICER/COONA Control
GREY, DOUGLAS, WHARTONIPRINCIPALE Control
GREY, DOUGLAS, WHARTONIMANAGING MEMBERE Control
GREY, DOUGLAS, WHARTONIMANAGING MEMBERE Control
GREY, DOUGLAS, WHARTONIMANAGING MEMBERE Control
GREY, DOUGLAS, WHARTONIMANAGING MEMBERE Control
GREY, DOUGLAS, WHARTONIMANAGING MEMBERE Control
GREY, DOUGLAS, WHARTONIMANAGING MEMBERE Control
GREY, DOUGLAS, WHARTONICHIEF COMPLIANCE OFFICERE Control
GREY, DOUGLAS, WHARTONIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
GREY, DOUGLAS, WHARTONIMANAGING MEMBERE Control
GREY, DOUGLAS, WHARTONIMANAGING MEMBERE Control
GREY, DOUGLAS, WHARTONIMANAGING MEMBERE Control
GREY, DOUGLAS, WHARTONIMANAGING MEMBERE Control
GREY, DOUGLAS, WHARTONIMANAGING MEMBERE Control
GREY, DOUGLAS, WHARTONIMEMBERD Control
GREY, DOUGLAS, WHARTONIMEMBERD Control
GREY, DOUGLAS, WHARTONIMEMBERC Control
GREY, DOUGLAS, WHARTONIMEMBERC Control
GREY, DOUGLAS, WHARTONIMEMBERC Control
GREY, DOUGLAS, WHARTONIMEMBERC Control
LONDON, PETER, WILLIAMICHIEF COMPLIANCE OFFICERC Control
LONDON, PETER, WILLIAMICHIEF COMPLIANCE OFFICER, MANAGING MEMBERC Control
LONDON, PETER, WILLIAMICHIEF COMPLIANCE OFFICER, MANAGING MEMBERC Control
LONDON, PETER, WILLIAMICHIEF COMPLIANCE OFFICER, MANAGING MEMBERB Control
LONDON, PETER, WILLIAMICHIEF COMPLIANCE OFFICER, MANAGING MEMBERB Control
LONDON, PETER, WILLIAMICHIEF COMPLIANCE OFFICER, MANAGING MEMBERB Control
LONDON, PETER, WILLIAMICHIEF COMPLIANCE OFFICER, MANAGING MEMBERB Control
LONDON, PETER, WILLIAMICHIEF COMPLIANCE OFFICER, MANAGING MEMBERB Control
LONDON, PETER, WILLIAMICHIEF COMPLIANCE OFFICER, MANAGING MEMBERB Control
LUTZ, ROBERT, FORRESTIMEMBERB Control
LUTZ, ROBERT, FORRESTIMEMBERB Control
LUTZ, ROBERT, FORRESTIMEMBERB Control
LUTZ, ROBERT, FORRESTIMEMBERB Control
LUTZ, ROBERT, FORRESTIMEMBERB Control
SOEHARTO, NUGROHOIMEMBERB Control
SOEHARTO, NUGROHOIMEMBERB Control
SOEHARTO, NUGROHOIMEMBERB Control
SOEHARTO, NUGROHOIMEMBERB Control
SOEHARTO, NUGROHOIMEMBERB Control

Registrations

Federal

IA
Apr 19, 2012 REGISTERED

Notice Filings (3)

CA CO NV

Address

1299 OCEAN AVENUE
SUITE 313
SANTA MONICA, CA 90401
United States
Phone: 310-656-7600