ADMIRAL ADVISORS, LLC
CRD #137350 SEC #801-65654 NEW YORK, NY 212-845-7900
SEC Registered
Total AUM
$397.5M
Discretionary
$397.5M
Employees
--
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAUM, MARC, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAUM, MARC, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLOUGH, PATRICK, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| CLOUGH, PATRICK, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| COHEN, PETER, ANTHONY | I | EXECUTIVE OFFICER | NA | Control |
| COHEN, PETER, ANTHONY | I | EXECUTIVE OFFICER | NA | Control |
| COHEN, PETER, ANTHONY | I | EXECUTIVE OFFICER | NA | Control |
| FIORELLO, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FIORELLO, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | |
| LITTMAN, OWEN | I | GENERAL COUNSEL | NA | |
| LITTMAN, OWEN | I | GENERAL COUNSEL | NA | |
| MITCHELL, MARK, ROBERT | I | MANAGING DIRECTOR | NA | |
| MITCHELL, MARK, ROBERT | I | MANAGING DIRECTOR | NA | |
| MITCHELL, MARK, ROBERT | I | MANAGING DIRECTOR | NA | |
| MITCHELL, MARK, ROBERT | I | MANAGING DIRECTOR | NA | |
| MITCHELL, MARK, ROBERT | I | MANAGING DIRECTOR | NA | |
| OGILVIE, MARRAN, HUMPHREY | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, JEFFREY, CHAD | I | MANAGING DIRECTOR | NA | |
| SMITH, JEFFREY, CHAD | I | MANAGING DIRECTOR | NA | |
| SMITH, JEFFREY, CHAD | I | MANAGING DIRECTOR | NA | |
| SMITH, JEFFREY, CHAD | I | MANAGING DIRECTOR | NA | |
| SMITH, JEFFREY, CHAD | I | MANAGING DIRECTOR | NA | |
| SOLOMON, JEFFREY, MARC | I | EXECUTIVE OFFICER | NA | Control |
| SOLOMON, JEFFREY, MARC | I | EXECUTIVE OFFICER | NA | Control |
| SOLOMON, JEFFREY, MARC | I | EXECUTIVE OFFICER | NA | Control |
| SOLOMON, JEFFREY, MARC | I | CHIEF OPERATING OFFICER | NA | Control |
| STARK, MORGAN, B | I | EXECUTIVE OFFICER | NA | Control |
| STARK, MORGAN, B | I | EXECUTIVE OFFICER | NA | Control |
| STARK, MORGAN, B | I | EXECUTIVE OFFICER | NA | Control |
| STRAUSS, THOMAS, WOLFF | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUSS, THOMAS, WOLFF | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WHITE, CHRISTOPHER, ANDREW | I | CHIEF OPERATIONS OFFICER | NA | |
| RAMIUS CAPITAL GROUP LLC | DE | MEMBER | E | Control |
| RAMIUS CAPITAL GROUP LLC | DE | MEMBER | E | Control |
| RAMIUS LLC | DE | MEMBER | E | Control |
| RAMIUS LLC | DE | MANAGING MEMBER | E | Control |
| RAMIUS LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| C4S & CO., LLC | DE | RAMIUS CAPITAL GROUP, LLC | F | Control |
| C4S & CO., LLC | DE | RAMIUS LLC | F | Control |
| C4S & CO., LLC | DE | RAMIUS CAPITAL GROUP, LLC | F | Control |
| COHEN, PETER, ANTHONY | I | RAMIUS CAPITAL GROUP, LLC | F | Control |
| COHEN, PETER, ANTHONY | I | RAMIUS LLC | F | Control |
| COHEN, PETER, ANTHONY | I | RAMIUS CAPITAL GROUP, LLC | F | Control |
| SOLOMON, JEFFREY, MARC | I | RAMIUS CAPITAL GROUP, LLC | F | Control |
| SOLOMON, JEFFREY, MARC | I | RAMIUS LLC | F | Control |
| SOLOMON, JEFFREY, MARC | I | RAMIUS CAPITAL GROUP, LLC | F | Control |
| STARK, MORGAN, B | I | RAMIUS CAPITAL GROUP, LLC | F | Control |
| STARK, MORGAN, B | I | RAMIUS LLC | F | Control |
| STARK, MORGAN, B | I | RAMIUS CAPITAL GROUP, LLC | F | Control |
| STRAUSS, THOMAS, WOLFF | I | RAMIUS CAPITAL GROUP, LLC | F | Control |
| STRAUSS, THOMAS, WOLFF | I | RAMIUS LLC | F | Control |
| STRAUSS, THOMAS, WOLFF | I | RAMIUS CAPITAL GROUP, LLC | F | Control |
| COWEN GROUP, INC. | DE | RAMIUS LLC | E | Control |
| COWEN GROUP, INC. | DE | RAMIUS LLC | E | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Address
666 THIRD AVE26TH FLOOR
NEW YORK, NY 10017
USA
Phone: 212-845-7900