RIA Intelligence

DCM PARTNERS LLC

CRD #137360 SEC #801-65496 NEW YORK, NY 212-350-4540
SEC Registered
Total AUM
$10.5M
Discretionary
$10.5M
Employees
5
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
KAPLAN, EDWARD, DAVIDICHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICERNA Control
DIAMOND, ERIKIMANAGING MEMBERE Control
DIAMOND, ERIKIMANAGING MEMBERE Control
DIAMOND, ERIKIMANAGING MEMBERE Control
KAPLAN, EDWARD, DAVIDIMEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICERB Control
KAPLAN, EDWARD, DAVIDIMEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICERB Control

Registrations

Federal

IA
Mar 31, 2009 REGISTERED

Notice Filings (1)

NY

Address

909 THIRD AVENUE
30TH FLOOR
NEW YORK, NY 10022-4731
United States
Phone: 212-350-4540