WARREN CAPITAL MANAGEMENT, INC.
Legal name: WARREN CAPITAL GROUP
CRD #137449 SEC #801-121205 CHARLESTON, SC 8542468881
SEC Registered
Total AUM
$124.8M
Discretionary
$120.8M
Employees
4
Clients
101
Accounts
337
Firm Details
- Organization Type
- Corporation
- State of Formation
- South Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 18, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, PARKER, STELLING | I | CCO | NA | Control |
| ALLEN, PARKER, STELLING | I | CCO | NA | Control |
| ALLEN, PARKER, STELLING | I | CCO | NA | Control |
| ALLEN, PARKER, STELLING | I | CCO | NA | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CHIEF COMPLIANCE OFFICER | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CEO | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CEO | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CEO | E | Control |
| WARREN, JOSEPH, RICHARD | I | PRESIDENT; CEO | E | Control |
Registrations
Federal
IA
Mar 18, 2025 REGISTERED
Notice Filings (11)
CA DC FL MD NC NH NM NY SC TX VA
Address
677 KING STREETFLOOR 3
CHARLESTON, SC 29403
United States
Phone: 8542468881