POWERS & DUBIN ASSET ALLOCATION AND MANAGEMENT CO.
CRD #137458 SEC #801-64856 JERSEY CITY, NJ 201-434-8181
SEC Registered
Total AUM
$76.2M
Discretionary
$76.2M
Employees
10
Clients
--
Accounts
91
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 21, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LARRIMER, BRUCE, IAN | I | CHIEF COMPLIANCE OFFICER - OUTSIDE CONSULTANT | NA | |
| LARRIMER, BRUCE, IAN | I | CHIEF COMPLIANCE OFFICER - OUTSIDE CONSULTANT | NA | |
| LARRIMER, BRUCE, IAN | I | CHIEF COMPLIANCE OFFICER - OUTSIDE CONSULTANT | NA | |
| LARRIMER, BRUCE, IAN | I | CHIEF COMPLIANCE OFFICER - OUTSIDE CONSULTANT | NA | |
| POWERS, MARK, J | I | PRESIDENT | D | Control |
| POWERS, MARK, J | I | PRESIDENT | D | Control |
| POWERS, MARK, J | I | PRESIDENT | D | Control |
| POWERS, MARK, J | I | CHIEF EXECUTIVE OFFICER | D | Control |
| POWERS, MARK, J | I | PRESIDENT | D | Control |
| DUBIN, MICHAEL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| DUBIN, MICHAEL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| DUBIN, MICHAEL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| DUBIN, MICHAEL | I | EXECUTIVE VICE PRESIDENT | C | Control |
| PUSH, ROBERT, C. | I | PRESIDENT | C | Control |
| KARP, DANIEL, ABRAM | I | VP - DIRECTOR OF RESEARCH | B | Control |
| POWERS, JAMES, MICHAEL | I | PRINCIPAL | B | |
| POWERS, JAMES, MICHAEL | I | PRINCIPAL | B | |
| POWERS, JAMES, MICHAEL | I | PRINCIPAL | B | |
| POWERS, JAMES, MICHAEL | I | VP - CHIEF OPERATING OFFICER | B | Control |
| POWERS, JAMES, MICHAEL | I | PRINCIPAL | B |
Registrations
Federal
IA
Oct 21, 2005 REGISTERED
Notice Filings (1)
NJ
Address
30 MONTGOMERY STREETSUITE 1245
JERSEY CITY, NJ 7302
USA
Phone: 201-434-8181