RIA Intelligence

ROCKBAY CAPITAL MANAGEMENT, L.P.

CRD #137509 SEC #801-65754 NEW YORK, NY 212-332-4220
SEC Registered
Total AUM
$1.6B
Discretionary
$1.6B
Employees
--
Clients
--
Accounts
3

Firm Details

Organization Type
Partnership
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 16, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CHANG, GEORGE, PERCYIGENERAL COUNSEL & CHIEF COMPLIANCE OFFICERNA Control
CHANG, GEORGE, PERCYIGENERAL COUNSEL & CHIEF COMPLIANCE OFFICERNA Control
JAVER, DENNIS, HENRIICHIEF FINANCIAL OFFICERNA Control
JAVER, DENNIS, HENRIICHIEF FINANCIAL OFFICERNA Control
RCM ADVISORS, LLCDEGENERAL PARTNERNA Control
RCM ADVISORS, LLCDEGENERAL PARTNERNA Control
RCM ADVISORS, LLCDEGENERAL PARTNERNA Control
RCM ADVISORS, LLCDEGENERAL PARTNERNA Control
ROCKBAY CAPITAL ADVISORS, INC.DELIMITED PARTNERNA
ROCKBAY CAPITAL ADVISORS, INC.DELIMITED PARTNERNA
ROCKBAY CAPITAL ADVISORS, INC.DELIMITED PARTNERNA
ROCKBAY CAPITAL ADVISORS, INC.DELIMITED PARTNERNA
ROCKBAY CAPITAL ADVISORS, INC.DEGENERAL PARTNERNA Control
STARK, TAMARA, KINGICHIEF COMPLIANCE OFFICERNA
STARK, TAMARA, KINGICHIEF COMPLIANCE OFFICERNA
STARK, TAMARA, KINGICHIEF COMPLIANCE OFFICERNA
KHANNA, ATUL, CHANDRAICHIEF EXECUTIVE OFFICERE Control
KHANNA, ATUL, CHANDRAICHIEF EXECUTIVE OFFICERE Control
KHANNA, ATUL, CHANDRAICHIEF EXECUTIVE OFFICERE Control
KHANNA, ATUL, CHANDRAICHIEF EXECUTIVE OFFICERE Control
KHANNA, ATUL, CHANDRAICHIEF EXECUTIVE OFFICERE Control
BARON, JONATHAN, AVERYISENIOR MANAGING DIRECTORB Control
BARON, JONATHAN, AVERYISENIOR MANAGING DIRECTORB Control
BARON, JONATHAN, AVERYISENIOR MANAGING DIRECTORB Control
BARON, JONATHAN, AVERYISENIOR MANAGING DIRECTORB Control
BARON, JONATHAN, AVERYISENIOR MANAGING DIRECTORB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
KHANNA, ATUL, CHANDRAIROCKBAY CAPITAL ADVISORS, INC.E Control
KHANNA, ATUL, CHANDRAIRCM ADVISORS, LLCE Control
KHANNA, ATUL, CHANDRAIROCKBAY CAPITAL ADVISORS, INC.E Control
KHANNA, ATUL, CHANDRAIRCM ADVISORS, LLCE Control
KHANNA, ATUL, CHANDRAIROCKBAY CAPITAL ADVISORS, INC.E Control
KHANNA, ATUL, CHANDRAIRCM ADVISORS, LLCE Control
KHANNA, ATUL, CHANDRAIROCKBAY CAPITAL ADVISORS, INC.E Control
KHANNA, ATUL, CHANDRAIRCM ADVISORS, LLCE Control
KHANNA, ATUL, CHANDRAIROCKBAY CAPITAL ADVISORS, INC.E Control

Registrations

Federal

IA
Dec 16, 2005 REGISTERED

Notice Filings (1)

NY

Address

600 FIFTH AVENUE, 24TH FLOOR
NEW YORK, NY 10020-2310
USA
Phone: 212-332-4220