NEWSTAR CAPITAL LLC
CRD #137523 SEC #801-65638 BOSTON, MA 617-848-2500
SEC Registered Private Funds
Total AUM
$1.8B
Discretionary
$1.8B
Employees
14
Clients
--
Accounts
12
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 22, 2018
- Branch Offices
- 0
- LEI
- 104UKYUWK5EZZVI3XW72
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRAY, JOHN, KIRBY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAY, JOHN, KIRBY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAY, JOHN, KIRBY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAY, JOHN, KIRBY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAY, JOHN, KIRBY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAY, JOHN, KIRBY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAY, JOHN, KIRBY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAY, JOHN, KIRBY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAY, JOHN, KIRBY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRAY, JOHN, KIRBY | I | MANAGING DIRECTOR | NA | Control |
| BROWN, ROBERT, KEITH | I | VICE PRESIDENT, SECRETARY AND MANAGER | NA | Control |
| BROWN, ROBERT, KEITH | I | VICE PRESIDENT, SECRETARY AND MANAGER | NA | Control |
| BROWN, ROBERT, KEITH | I | VICE PRESIDENT, SECRETARY AND MANAGER | NA | Control |
| BROWN, ROBERT, KEITH | I | VICE PRESIDENT, SECRETARY AND MANAGER | NA | Control |
| BROWN, ROBERT, KEITH | I | VICE PRESIDENT, SECRETARY AND MANAGER | NA | Control |
| BROWN, ROBERT, KEITH | I | VICE PRESIDENT, SECRETARY AND MANAGER | NA | Control |
| BROWN, ROBERT, KEITH | I | VICE PRESIDENT, SECRETARY AND MANAGER | NA | Control |
| BROWN, ROBERT, KEITH | I | VICE PRESIDENT, SECRETARY AND MANAGER | NA | Control |
| BROWN, ROBERT, KEITH | I | VICE PRESIDENT, SECRETARY AND MANAGER | NA | Control |
| BROWN, ROBERT, KEITH | I | VICE PRESIDENT AND MANAGER | NA | Control |
| CONWAY, TIMOTHY, JOHN | I | INVESTMENT COMMITTEE MEMBER AND MANAGER | NA | Control |
| CONWAY, TIMOTHY, JOHN | I | INVESTMENT COMMITTEE MEMBER AND MANAGER | NA | Control |
| CONWAY, TIMOTHY, JOHN | I | INVESTMENT COMMITTEE MEMBER AND MANAGER | NA | Control |
| CONWAY, TIMOTHY, JOHN | I | INVESTMENT COMMITTEE MEMBER AND MANAGER | NA | Control |
| CONWAY, TIMOTHY, JOHN | I | INVESTMENT COMMITTEE MEMBER AND MANAGER | NA | Control |
| CONWAY, TIMOTHY, JOHN | I | PRESIDENT, INVESTMENT COMMITTEE MEMBER AND MANAGER | NA | Control |
| CONWAY, TIMOTHY, JOHN | I | INVESTMENT COMMITTEE MEMBER AND MANAGER | NA | Control |
| CONWAY, TIMOTHY, JOHN | I | INVESTMENT COMMITTEE MEMBER AND MANAGER | NA | Control |
| CONWAY, TIMOTHY, JOHN | I | PRESIDENT, INVESTMENT COMMITTEE MEMBER AND MANAGER | NA | Control |
| CONWAY, TIMOTHY, JOHN | I | MANAGING DIRECTOR | NA | Control |
| CRISPEN, JEFF, W. | I | CFO | NA | Control |
| CRISPEN, JEFF, W. | I | CFO | NA | Control |
| CRISPEN, JEFF, W. | I | CFO | NA | Control |
| CRISPEN, JEFF, W. | I | CFO | NA | Control |
| CRISPEN, JEFF, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CRISPEN, JEFF, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CRISPEN, JEFF, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CRISPEN, JEFF, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CRISPEN, JEFF, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CROWLEY, DANIEL, KIERAN | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| CROWLEY, DANIEL, KIERAN | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| CROWLEY, DANIEL, KIERAN | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| CROWLEY, DANIEL, KIERAN | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| CROWLEY, DANIEL, KIERAN | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| CROWLEY, DANIEL, KIERAN | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| CROWLEY, DANIEL, KIERAN | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| CROWLEY, DANIEL, KIERAN | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| CROWLEY, DANIEL, KIERAN | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| CROWLEY, DANIEL, KIERAN | I | VICE PRESIDENT AND CONTROLLER | NA | Control |
| DORSI, SCOTT, MATTHEW | I | PARTNER | NA | Control |
| DORSI, SCOTT, MATTHEW | I | INVESTMENT PRINCIPAL | NA | Control |
| DORSI, SCOTT, MATTHEW | I | PARTNER | NA | Control |
| DORSI, SCOTT, MATTHEW | I | VICE PRESIDENT AND CLO PORTFOLIO MANAGER | NA | Control |
| DORSI, SCOTT, MATTHEW | I | VICE PRESIDENT AND CLO PORTFOLIO MANAGER | NA | Control |
| DORSI, SCOTT, MATTHEW | I | INVESTMENT PRINCIPAL | NA | Control |
| DORSI, SCOTT, MATTHEW | I | INVESTMENT PRINCIPAL | NA | Control |
| DORSI, SCOTT, MATTHEW | I | INVESTMENT PRINCIPAL | NA | Control |
| DORSI, SCOTT, MATTHEW | I | INVESTMENT PRINCIPAL | NA | Control |
| DORSI, SCOTT, MATTHEW | I | INVESTMENT PRINCIPAL | NA | Control |
| DORSI, SCOTT, MATTHEW | I | VICE PRESIDENT AND CLO PORTFOLIO MANAGER | NA | Control |
| DORSI, SCOTT, MATTHEW | I | VICE PRESIDENT AND CLO PORTFOLIO MANAGER | NA | Control |
| DORSI, SCOTT, MATTHEW | I | VICE PRESIDENT AND CLO PORTFOLIO MANAGER | NA | Control |
| DORSI, SCOTT, MATTHEW | I | VICE PRESIDENT AND CLO PORTFOLIO MANAGER | NA | Control |
| DORSI, SCOTT, MATTHEW | I | VICE PRESIDENT AND CLO PORTFOLIO MANAGER | NA | Control |
| DORSI, SCOTT, MATTHEW | I | VICE PRESIDENT AND CLO PORTFOLIO MANAGER | NA | Control |
| DORSI, SCOTT, MATTHEW | I | VICE PRESIDENT AND CLO PORTFOLIO MANAGER | NA | Control |
| DORSI, SCOTT, MATTHEW | I | VICE PRESIDENT AND CLO PORTFOLIO MANAGER | NA | Control |
| DUFOUR, MARK, RUSSELL | I | INVESTMENT COMMITTEE | NA | Control |
| DUFOUR, MARK, RUSSELL | I | INVESTMENT COMMITTEE | NA | Control |
| DUFOUR, MARK, RUSSELL | I | INVESTMENT COMMITTEE | NA | Control |
| DUFOUR, MARK, RUSSELL | I | INVESTMENT COMMITTEE | NA | Control |
| DUFOUR, MARK, RUSSELL | I | INVESTMENT COMMITTEE | NA | Control |
| DUFOUR, MARK, RUSSELL | I | INVESTMENT COMMITTEE | NA | Control |
| DUFOUR, MARK, RUSSELL | I | INVESTMENT COMMITTEE | NA | Control |
| FEINGOLD, ANDREA, SUSAN | I | CO-HEAD, MANAGING DIRECTOR, CO-PRESIDENT AND MANAGER | NA | Control |
| FEINGOLD, ANDREA, SUSAN | I | CO-HEAD, MANAGING DIRECTOR, CO-PRESIDENT AND MANAGER | NA | Control |
| FEINGOLD, ANDREA, SUSAN | I | CO-HEAD, MANAGING DIRECTOR, CO-PRESIDENT AND MANAGER | NA | Control |
| FEINGOLD, ANDREA, SUSAN | I | CO-HEAD, MANAGING DIRECTOR, CO-PRESIDENT AND MANAGER | NA | Control |
| FEINGOLD, ANDREA, SUSAN | I | CO-HEAD, MANAGING DIRECTOR, CO-PRESIDENT AND MANAGER | NA | Control |
| FEINGOLD, ANDREA, SUSAN | I | CO-HEAD, MANAGING DIRECTOR, CO-PRESIDENT AND MANAGER | NA | Control |
| FEINGOLD, ANDREA, SUSAN | I | CO-HEAD, MANAGING DIRECTOR, CO-PRESIDENT AND MANAGER | NA | Control |
| FRISHKOPF, JOHN, JOSEPH | I | VICE PRESIDENT, TREASURER AND MANAGER | NA | Control |
| FRISHKOPF, JOHN, JOSEPH | I | VICE PRESIDENT, TREASURER AND MANAGER | NA | Control |
| FRISHKOPF, JOHN, JOSEPH | I | VICE PRESIDENT, TREASURER AND MANAGER | NA | Control |
| FRISHKOPF, JOHN, JOSEPH | I | VICE PRESIDENT, TREASURER AND MANAGER | NA | Control |
| FRISHKOPF, JOHN, JOSEPH | I | VICE PRESIDENT, TREASURER AND MANAGER | NA | Control |
| Forde, Brian, nmn | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| Forde, Brian, nmn | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| Forde, Brian, nmn | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| Forde, Brian, nmn | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| Forde, Brian, nmn | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| Forde, Brian, nmn | I | MANAGING DIRECTOR - OPERATIONS | NA | Control |
| Forde, Brian, nmn | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| Forde, Brian, nmn | I | VICE PRESIDENT - OPERATIONS | NA | Control |
| Forde, Brian, nmn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Forde, Brian, nmn | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HELD, DOROTHY, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHMUD, MEHDI, ASIF | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| MCCREADY, DANIEL, DOUGLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MCCREADY, DANIEL, DOUGLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MCCREADY, DANIEL, DOUGLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| O'KEEFFE, ROBERT, IAN | I | CO-HEAD, MANAGING DIRECTOR, CO-PRESIDENT AND MANAGER | NA | Control |
| O'KEEFFE, ROBERT, IAN | I | CO-HEAD, MANAGING DIRECTOR, CO-PRESIDENT AND MANAGER | NA | Control |
| O'KEEFFE, ROBERT, IAN | I | CO-HEAD, MANAGING DIRECTOR, CO-PRESIDENT AND MANAGER | NA | Control |
| O'KEEFFE, ROBERT, IAN | I | CO-HEAD, MANAGING DIRECTOR, CO-PRESIDENT AND MANAGER | NA | Control |
| O'KEEFFE, ROBERT, IAN | I | CO-HEAD, MANAGING DIRECTOR, CO-PRESIDENT AND MANAGER | NA | Control |
| OCONNOR, DAVID | I | SECRETARY AND GENERAL COUNSEL | NA | Control |
| PERKINS, KATHERINE, LYNN | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| SCHMIDT-FELLNER, PETER, ALEXANDER | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| SCHMIDT-FELLNER, PETER, ALEXANDER | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| SCHMIDT-FELLNER, PETER, ALEXANDER | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| SCHMIDT-FELLNER, PETER, ALEXANDER | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| SCHMIDT-FELLNER, PETER, ALEXANDER | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| STREET, OSWALD, CHARLES | I | CFO | NA | Control |
| STREET, OSWALD, CHARLES | I | CFO, CHIEF COMPLIANCE OFFICER | NA | Control |
| NEWSTAR FINANCIAL, INC | DE | MEMBER | E | Control |
| NEWSTAR FINANCIAL, INC | DE | MEMBER | E | Control |
| NEWSTAR FINANCIAL, INC | DE | MEMBER | E | Control |
| NEWSTAR FINANCIAL, INC | DE | MEMBER | E | Control |
| NEWSTAR FINANCIAL, INC | DE | MEMBER | E | Control |
| NEWSTAR FINANCIAL, INC | DE | MEMBER | E | Control |
| NEWSTAR FINANCIAL, INC | DE | MEMBER | E | Control |
| NEWSTAR FINANCIAL, INC | DE | MEMBER | E | Control |
| NEWSTAR FINANCIAL, INC | DE | MEMBER | E | Control |
| NEWSTAR FINANCIAL, INC | DE | MEMBER | E | Control |
| FEINGOLD, ANDREA, S | I | MANAGER | D | Control |
| FEINGOLD, ANDREA, S | I | MANAGING MEMBER | D | Control |
| FEINGOLD, ANDREA, S | I | MANAGER | D | Control |
| FEINGOLD, ANDREA, S | I | MANAGER | D | Control |
| FEINGOLD, ANDREA, SUSAN | I | MANAGING MEMBER | D | Control |
| FEINGOLD, ANDREA, SUSAN | I | MANAGING MEMBER | D | Control |
| FEINGOLD, ANDREA, SUSAN | I | MANAGING MEMBER | D | Control |
| FEINGOLD, ANDREA, SUSAN | I | MANAGING MEMBER | D | Control |
| FEINGOLD, ANDREA, SUSAN | I | MANAGING MEMBER | D | Control |
| O'KEEFFE, ROBERT, IAN | I | MANAGER | D | Control |
| O'KEEFFE, ROBERT, IAN | I | MANAGING MEMBER | D | Control |
| O'KEEFFE, ROBERT, IAN | I | MANAGER | D | Control |
| O'KEEFFE, ROBERT, IAN | I | MANAGER | D | Control |
| O'KEEFFE, ROBERT, IAN | I | MANAGING MEMBER | D | Control |
| O'KEEFFE, ROBERT, IAN | I | MANAGING MEMBER | D | Control |
| O'KEEFFE, ROBERT, IAN | I | MANAGING MEMBER | D | Control |
| O'KEEFFE, ROBERT, IAN | I | MANAGING MEMBER | D | Control |
| O'KEEFFE, ROBERT, IAN | I | MANAGING MEMBER | D | Control |
| FEINGOLD, ANDREA, S | I | MANAGER | C | Control |
| FEINGOLD, ANDREA, S | I | MANAGER | C | Control |
| O'KEEFFE, ROBERT, IAN | I | MANAGER | C | Control |
| O'KEEFFE, ROBERT, IAN | I | MANAGER | C | Control |
| DORSI, SCOTT, MATTHEW | I | PARTNER | B | Control |
| DORSI, SCOTT, MATTHEW | I | PARTNER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BLACKSTONE HOLDINGS III GP L.P. | DE | BLACKSTONE HOLDINGS III L.P. | F | Control |
| BLACKSTONE HOLDINGS III GP MANAGEMENT LLC | DE | BLACKSTONE HOLDINGS III GP L.P. | F | Control |
| BLACKSTONE MANAGEMENT ASSOCIATES VI LLC | DE | BLACKSTONE CAPITAL PARTNERS VI L.P. | F | Control |
| CORSAIR CAPITAL LLC | FE | CORSAIR MENTOR MANAGEMENT L.P. | F | Control |
| CORSAIR MENTOR MANAGEMENT L.P. | FE | CORSAIR MENTOR INVESTORS L.P. | F | Control |
| BMA VI LLC | DE | BLACKSTONE MANAGEMENT ASSOCIATES VI LLC | E | Control |
| CORSAIR MENTOR INVESTORS L.P. | FE | CORSAIR MENTOR L.P. | E | Control |
| FE HOLDCO, LLC | DE | NEWSTAR FINANCIAL, INC | E | Control |
| FIRST EAGLE HOLDINGS, INC. | DE | FE HOLDCO, LLC | E | Control |
| MAXIMILLIAN MANAGEMENT LLC | FE | CORSAIR CAPITAL LLC | E | Control |
| THE BLACKSTONE GROUP L.P. | DE | BLACKSTONE HOLDINGS III GP MANAGEMENT LLC | E | Control |
| BCP CC HOLDINGS L.P. | DE | FIRST EAGLE HOLDINGS, INC. | D | Control |
| BLACKSTONE HOLDINGS III L.P. | DE | BMA VI LLC | D | Control |
| BLACKSTONE CAPITAL PARTNERS VI L.P. | DE | BCP CC HOLDINGS L.P. | C | Control |
| CORSAIR MENTOR L.P. | DE | BCP CC HOLDINGS L.P. | C | Control |
Registrations
Federal
IA
Jan 22, 2018 REGISTERED
Notice Filings (1)
MA
Address
500 BOYLSTON STSUITE 1250
BOSTON, MA 02116
United States
Phone: 617-848-2500