FIRST MONTAUK SECURITIES CORP.
CRD #13755 SEC #801-55430 RED BANK, NJ 732-842-4700
SEC Registered Broker-Dealer
Total AUM
$176.4M
Discretionary
$119.1M
Employees
51
Clients
10
Accounts
682
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAMBRISI, PHILLIP PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| DAMBRISI, PHILLIP PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| DAMBRISI, PHILLIP PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| DAMBRISI, PHILLIP PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| DAMBRISI, PHILLIP PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| DAMBRISI, PHILLIP PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| DAMBRISI, PHILLIP PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| DAMBRISI, PHILLIP PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| DAWSON, STEPHANIE ANNE | I | MANAGED MONEY & MUTUAL FUNDS DIRECTOR | NA | |
| DAWSON, STEPHANIE ANNE | I | MANAGED MONEY & MUTUAL FUNDS DIRECTOR | NA | |
| DAWSON, STEPHANIE ANNE | I | MANAGED MONEY & MUTUAL FUNDS DIRECTOR | NA | |
| DAWSON, STEPHANIE ANNE | I | MANAGED MONEY & MUTUAL FUNDS DIRECTOR | NA | |
| FAHS, JEFFREY JAMES | I | GENERAL COUNSEL | NA | |
| FAHS, JEFFREY JAMES | I | GENERAL COUNSEL | NA | |
| FAHS, JEFFREY JAMES | I | GENERAL COUNSEL | NA | |
| FAHS, JEFFREY JAMES | I | GENERAL COUNSEL | NA | |
| FAHS, JEFFREY JAMES | I | GENERAL COUNSEL | NA | |
| GERSTEL, STEVEN MICHAEL | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| GERSTEL, STEVEN MICHAEL | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| GERSTEL, STEVEN MICHAEL | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| GERSTEL, STEVEN MICHAEL | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| GERSTEL, STEVEN MICHAEL | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| GERSTEL, STEVEN MICHAEL | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| GERSTEL, STEVEN MICHAEL | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| GLATZER, SHERRY LYNN | I | PACKAGED PRODUCTS COORDINATOR | NA | |
| GLATZER, SHERRY LYNN | I | PACKAGED PRODUCTS COORDINATOR | NA | |
| GLATZER, SHERRY LYNN | I | PACKAGED PRODUCTS COORDINATOR | NA | |
| GLATZER, SHERRY LYNN | I | PACKAGED PRODUCTS COORDINATOR | NA | |
| HOROWITZ, MINDY ANN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | |
| HOROWITZ, MINDY ANN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | |
| HOROWITZ, MINDY ANN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | |
| HOROWITZ, MINDY ANN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | |
| HOROWITZ, MINDY ANN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | |
| HOROWITZ, MINDY ANN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | |
| HOROWITZ, MINDY ANN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | |
| HOROWITZ, MINDY ANN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | |
| HOROWITZ, MINDY ANN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | |
| HOROWITZ, MINDY ANN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | |
| HOROWITZ, MINDY ANN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | |
| HOROWITZ, MINDY ANN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | |
| HOROWITZ, MINDY ANN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | |
| HOROWITZ, MINDY ANN | I | CHIEF FINANCIAL OFFICER/FINOP | NA | |
| KELLERS, JAY MORGAN III | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| KOENIGSBERG, JOHN A | I | CHIEF OPERATIONS OFFICER | NA | |
| KOENIGSBERG, JOHN A | I | CHIEF OPERATIONS OFFICER | NA | |
| KOENIGSBERG, JOHN A | I | VICE PRESIDENT OPERATIONS | NA | |
| KOENIGSBERG, JOHN A | I | VICE PRESIDENT OPERATIONS | NA | |
| KURINSKY, HERBERT | I | PRESIDENT, CEO, ROP | NA | Control |
| KURINSKY, HERBERT | I | PRESIDENT, CEO, ROP | NA | Control |
| KURINSKY, HERBERT | I | PRESIDENT, CEO, ROP | NA | Control |
| KURINSKY, HERBERT | I | PRESIDENT, CEO, ROP | NA | Control |
| KURYLAK, VICTOR KEVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| KURYLAK, VICTOR KEVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| KURYLAK, VICTOR KEVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| KURYLAK, VICTOR KEVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| KURYLAK, VICTOR KEVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| KURYLAK, VICTOR KEVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| KURYLAK, VICTOR KEVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| KURYLAK, VICTOR KEVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| KURYLAK, VICTOR KEVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| KURYLAK, VICTOR KEVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| KURYLAK, VICTOR KEVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| KURYLAK, VICTOR KEVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| KURYLAK, VICTOR KEVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| KURYLAK, VICTOR KEVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| KURYLAK, VICTOR KEVIN | I | PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| LEONARD, CELESTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEONARD, CELESTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEONARD, CELESTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEONARD, CELESTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEONARD, CELESTE MARIE | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | Control |
| LEONARD, CELESTE MARIE | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| LEONARD, CELESTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEONARD, CELESTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEONARD, CELESTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEONARD, CELESTE MARIE | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | Control |
| LEONARD, CELESTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEONARD, CELESTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEONARD, CELESTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEONARD, CELESTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEONARD, CELESTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEONARD, CELESTE MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEONARD, CELESTE MARIE | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | Control |
| LEONARD, CELESTE MARIE | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| LEVINSON, JOEL DAVID | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| LEVINSON, JOEL DAVID | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| LEVINSON, JOEL DAVID | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| LEVINSON, JOEL DAVID | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| LEVINSON, JOEL DAVID | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| LEVINSON, JOEL DAVID | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| LEVINSON, JOEL DAVID | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| LIEBERMAN, PAUL ALAN | I | V.P. GENERAL COUNSEL , CLO | NA | Control |
| LIEBERMAN, PAUL ALAN | I | V.P. GENERAL COUNSEL , CLO | NA | Control |
| LIEBERMAN, PAUL ALAN | I | V.P. GENERAL COUNSEL , CLO | NA | Control |
| LIEBERMAN, PAUL ALAN | I | V.P. GENERAL COUNSEL , CLO | NA | Control |
| MCCOY, DAVE MYRON | I | NATIONAL SALES MANAGER | NA | Control |
| MCCOY, DAVE MYRON | I | NATIONAL SALES MANAGER | NA | Control |
| MICHELOTTI, ANTHONY PETER | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| OFRIEL, KEVIN JOHN | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| OFRIEL, KEVIN JOHN | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| OFRIEL, KEVIN JOHN | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| OFRIEL, KEVIN JOHN | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| OFRIEL, KEVIN JOHN | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| OFRIEL, KEVIN JOHN | I | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | |
| OFRIEL, KEVIN JOHN | I | SENIOR REGISTERED OPTIONS PRINCIPAL | NA | |
| RABINOWITZ, ROBERT IRA | I | GENERAL COUNSEL | NA | Control |
| RABINOWITZ, ROBERT IRA | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | Control |
| RABINOWITZ, ROBERT IRA | I | V.P. CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| RABINOWITZ, ROBERT IRA | I | GENERAL COUNSEL | NA | Control |
| RABINOWITZ, ROBERT IRA | I | GENERAL COUNSEL | NA | Control |
| RABINOWITZ, ROBERT IRA | I | VICE PRESIDENT/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SPENCER, KEVIN MICHAEL | I | MUNI PRINCIPAL, GSP | NA | |
| SPENCER, KEVIN MICHAEL | I | MUNI PRINCIPAL, GSP | NA | |
| SPENCER, KEVIN MICHAEL | I | MUNI PRINCIPAL, GSP | NA | |
| SPENCER, KEVIN MICHAEL | I | MUNI PRINCIPAL, GSP | NA | |
| ZARA, JOHN MICHAEL | I | MUNICIPAL PRINCIPAL | NA | |
| ZARA, JOHN MICHAEL | I | MUNICIPAL PRINCIPAL | NA | |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| FIRST MONTAUK FINANCIAL CORP. | DE | CORPORATE PARENT AND SOLE STOCKHOLDER | E | Control |
| KURINSKY, WILLIAM JACOB | I | VICE PRES., SECY, TREAS., FINOP, CEO | B | Control |
| KURINSKY, WILLIAM JACOB | I | VICE PRES., SECY, TREAS., FINOP, CEO | B | Control |
| KURINSKY, WILLIAM JACOB | I | VICE PRES., SECY, TREAS., FINOP, CEO | B | Control |
| KURINSKY, WILLIAM JACOB | I | VICE PRES., SECY, TREAS., FINOP, CEO | B | Control |
| KURINSKY, WILLIAM JACOB | I | VICE PRES., SECY, TREAS., FINOP, CEO | B | Control |
Registrations
Federal
IA
Jan 30, 2007 REGISTERED
Notice Filings (51)
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Address
328 NEWMAN SPRINGS RDRED BANK, NJ 7701
USA
Phone: 732-842-4700