K CAPITAL MANAGEMENT, LLC
CRD #137567 SEC #801-65647 BOSTON, MA 617-646-7700
SEC Registered
Total AUM
$1.6B
Discretionary
$1.6B
Employees
--
Clients
--
Accounts
14
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 15, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KURTIN, ABNER | I | PORTFOLIO MANAGER | NA | Control |
| NEEDHAM, ROBERT, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ONEILL, JEFFREY, ALAN | I | CCO/HEAD OF SECURITIES FINANCE | NA | Control |
| RCMF K CAPITAL INC. | DE | MEMBER | NA | |
| RESERVOIR PCA FUND, LP | DE | MEMBER | NA | |
| HARWICH CAPITAL MANAGEMENT, LLC | DE | MANAGING MEMBER | D | Control |
| GROSVENOR VENTURE PORTFOLIO MANAGERS, LLC | DE | MEMBER | B | |
| HARWICHPORT CAPITAL PARTNERS, LLC | DE | MEMBER | A | |
| RESERVOIR CAPITAL PARTNERS, LP | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GCM, L.L.C. | DE | GROSVENOR CAPITAL MANAGEMENT, L.P. | F | |
| RESERVOIR CAPITAL GROUP, LLC | DE | RESERVOIR CAPITAL PARTNERS, L.P. | F | |
| SACKS, MICHAEL | I | MICHAEL J. SACKS REVOCABLE TRUST | F | |
| SACKS, MICHAEL | I | MICHAEL J. SACKS 2004 ANNUITY TRUST | F | |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | BANKBOSTON VENTURES, INC. | E | |
| GROSVENOR CAPITAL MANAGEMENT, L.P. | DE | GROSVENOR VENTURE FIRMS, INC. | E | |
| GROSVENOR HOLDINGS, L.L.C. | DE | GCM, L.L.C. | E | |
| GROSVENOR VENTURE FIRMS, INC. | DE | GROSVENOR VENTURE PORTFOLIO MANAGERS, LLC | E | |
| KURTIN, ABNER | I | HARWICHPORT CAPITAL PARTNERS, LLC | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | |
| RESERVOIR CAPITAL MANAGEMENT, LLC | DE | RESERVOIR CAPITAL GROUP, LLC | E | |
| VALUE ASSET MANAGEMENT, INC. | DE | VAM ACQUISITION CO. | E | |
| VAM ACQUISITION CO. | DE | GCM ACQUISITION CO. | E | |
| GROSVENOR HOLDINGS, L.L.C. | DE | GROSVENOR CAPITAL MANAGEMENT, L.P. | D | |
| KURTIN, ABNER | I | HARWICH CAPITAL MANAGEMENT, LLC | D | Control |
| BANKBOSTON VENTURES, INC. | DE | VALUE ASSET MANAGEMENT, INC. | C | |
| GCM ACQUISITION CO. | DE | GROSVENOR CAPITAL MANAGEMENT, L.P. | C | |
| HUFF, CRAIG, A | I | RESERVOIR CAPITAL MANAGEMENT, LLC | C | |
| MICHAEL J. SACKS 2004 ANNUITY TRUST | DE | GROSVENOR HOLDINGS, L.L.C. | C | |
| MICHAEL J. SACKS REVOCABLE TRUST | DE | GROSVENOR HOLDINGS, L.L.C. | C | |
| STERN, DANIEL, H | I | RESERVOIR CAPITAL MANAGEMENT, LLC | C |
Registrations
Federal
IA
Dec 15, 2005 REGISTERED
Address
75 PARK PLAZABOSTON, MA 2116
USA
Phone: 617-646-7700