ROCK CREST CAPITAL LLC
CRD #137570 SEC #801-65755 DARIEN, CT 203-656-8188
SEC Registered
Total AUM
$30.1M
Discretionary
$30.1M
Employees
5
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 16, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AVALOS, MICHAEL, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCCALL, MARK, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| MCCALL, MARK, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| POHORILLE, CECILIA | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| POHORILLE, CECILIA | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MEMBER | NA | Control |
| WAYLAND, PATRICK, SHEA | I | MANAGING DIRECTOR | NA | Control |
| MCCALL, GREG, JOSEPH | I | MANAGING MEMBER | E | Control |
| MCCALL, GREG, JOSEPH | I | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Dec 16, 2005 REGISTERED
Notice Filings (1)
CT
Address
23 OLD KINGS HIGHWAY SOUTHDARIEN, CT 6820
USA
Phone: 203-656-8188