ARTHA CAPITAL MANAGEMENT, INC.
CRD #137577 SEC #801-68532 STAMFORD, CT 203.653.5300
SEC Registered Private Funds
Total AUM
$679.9M
Discretionary
$679.9M
Employees
14
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 3, 2014
- Branch Offices
- --
- LEI
- FG1PYB6XI0MZ1815UG52
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JAFFE, ADAM, SAMUEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAFFE, ADAM, SAMUEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAFFE, ADAM, SAMUEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KHANNA, RACHEL | I | TRUSTEE OF GST-EXEMPT FAMILY TRUST FBO DESCENDANTS OF JAIDEEP KHANNA UNDER ARTICLE II OF THE 2009 KHANNA GRAT U/A/D/ 1/2/09 | NA | |
| KHANNA, RACHEL | I | TRUSTEE OF NON-EXEMPT FAMILY TRUST FBO DESCENDANTS OF JAIDEEP KHANNA UNDER ARTICLE II OF THE 2009 KHANNA GRAT U/A/D 1/2/09 | NA | |
| KHANNA, RACHEL | I | TRUSTEE OF GST-EXEMPT FAMILY TRUST FBO DESCENDANTS OF JAIDEEP KHANNA UNDER ARTICLE II OF THE 2009 KHANNA GRAT U/A/D/ 1/2/09 | NA | |
| KHANNA, RACHEL | I | TRUSTEE OF NON-EXEMPT FAMILY TRUST FBO DESCENDANTS OF JAIDEEP KHANNA UNDER ARTICLE II OF THE 2009 KHANNA GRAT U/A/D 1/2/09 | NA | |
| KHANNA, RACHEL | I | TRUSTEE OF GST-EXEMPT FAMILY TRUST FBO DESCENDANTS OF JAIDEEP KHANNA UNDER ARTICLE II OF THE 2009 KHANNA GRAT U/A/D/ 1/2/09 | NA | |
| KHANNA, RACHEL | I | TRUSTEE OF NON-EXEMPT FAMILY TRUST FBO DESCENDANTS OF JAIDEEP KHANNA UNDER ARTICLE II OF THE 2009 KHANNA GRAT U/A/D 1/2/09 | NA | |
| KHANNA, RACHEL | I | TRUSTEE OF GST-EXEMPT FAMILY TRUST FBO DESCENDANTS OF JAIDEEP KHANNA UNDER ARTICLE II OF THE 2009 KHANNA GRAT U/A/D/ 1/2/09 | NA | |
| KHANNA, RACHEL | I | TRUSTEE OF NON-EXEMPT FAMILY TRUST FBO DESCENDANTS OF JAIDEEP KHANNA UNDER ARTICLE II OF THE 2009 KHANNA GRAT U/A/D 1/2/09 | NA | |
| MUNRO, ROBERT | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| MUNRO, ROBERT | I | CHIEF FINANCIAL OFFICER/CCO | NA | |
| RIESEL, JASON, ROBERT | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RIESEL, JASON, ROBERT | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RIESEL, JASON, ROBERT | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RIESEL, JASON, ROBERT | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RIESEL, JASON, ROBERT | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RIESEL, JASON, ROBERT | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| RIESEL, JASON, ROBERT | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWABE, MARGARET MACLEAN, MIRABILE | I | TRUSTEE OF GST-EXEMPT FAMILY TRUST FBO DESCENDANTS OF MICHAEL SCHWABE UNDER ARTICLE II OF THE 2009 SCHWABE GRAT U/A/D 1/2/09 | NA | |
| SCHWABE, MARGARET MACLEAN, MIRABILE | I | TRUSTEE OF GST-EXEMPT FAMILY TRUST FBO DESCENDANTS OF MICHAEL SCHWABE UNDER ARTICLE II OF THE 2009 SCHWABE GRAT U/A/D 1/2/09 | NA | |
| SCHWABE, MARGARET MACLEAN, MIRABILE | I | TRUSTEE OF GST-EXEMPT FAMILY TRUST FBO DESCENDANTS OF MICHAEL SCHWABE UNDER ARTICLE II OF THE 2009 SCHWABE GRAT U/A/D 1/2/09 | NA | |
| SCHWABE, MARGARET MACLEAN, MIRABILE | I | TRUSTEE OF GST-EXEMPT FAMILY TRUST FBO DESCENDANTS OF MICHAEL SCHWABE UNDER ARTICLE II OF THE 2009 SCHWABE GRAT U/A/D 1/2/09 | NA | |
| YACOS, MARK, J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| YACOS, MARK, J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| YACOS, MARK, J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| YACOS, MARK, J | I | CHIEF COMPLIANCE OFFICER (AS OF 2/28/14) AND CHIEF FINANCIAL OFFICER | NA | Control |
| YACOS, MARK, J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| YACOS, MARK, J | I | CHIEF COMPLIANCE OFFICER (AS OF 2/28/14) AND CHIEF FINANCIAL OFFICER | NA | Control |
| YACOS, MARK, J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| YACOS, MARK, J | I | CHIEF COMPLIANCE OFFICER (AS OF 2/28/14) AND CHIEF FINANCIAL OFFICER | NA | Control |
| YACOS, MARK, J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| YACOS, MARK, J | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KHANNA, JAIDEEP | I | PRESIDENT/DIRECTOR | D | Control |
| KHANNA, JAIDEEP | I | PRESIDENT/DIRECTOR | D | Control |
| KHANNA, JAIDEEP | I | PRESIDENT/DIRECTOR | D | Control |
| KHANNA, JAIDEEP | I | PRESIDENT/DIRECTOR | D | Control |
| KHANNA, JAIDEEP | I | PRESIDENT/DIRECTOR | D | Control |
| KHANNA, JAIDEEP | I | PRESIDENT/DIRECTOR | D | Control |
| KHANNA, JAIDEEP | I | PRESIDENT/DIRECTOR | D | Control |
| KHANNA, JAIDEEP | I | PRESIDENT/DIRECTOR | D | Control |
| KHANNA, JAIDEEP | I | PRESIDENT/DIRECTOR | D | Control |
| KHANNA, JAIDEEP | I | PRESIDENT/DIRECTOR | D | Control |
| KHANNA, JAIDEEP | I | PRESIDENT/DIRECTOR | D | Control |
| KHANNA, JAIDEEP | I | PRESIDENT/DIRECTOR | C | Control |
| KHANNA, JAIDEEP | I | PRESIDENT/DIRECTOR | C | Control |
| KHANNA, JAIDEEP | I | PRESIDENT/DIRECTOR | C | Control |
| KHANNA, JAIDEEP | I | PRESIDENT/DIRECTOR | C | Control |
| SCHWABE, MICHAEL, HEINZ | I | SECRETARY/DIRECTOR | C | Control |
| SCHWABE, MICHAEL, HEINZ | I | SECRETARY/DIRECTOR | C | Control |
| SCHWABE, MICHAEL, HEINZ | I | SECRETARY/DIRECTOR | C | Control |
| SCHWABE, MICHAEL, HEINZ | I | SECRETARY/DIRECTOR | C | Control |
| SCHWABE, MICHAEL, HEINZ | I | SECRETARY/DIRECTOR | C | Control |
| SCHWABE, MICHAEL, HEINZ | I | SECRETARY/DIRECTOR | C | Control |
| SCHWABE, MICHAEL, HEINZ | I | SECRETARY/DIRECTOR | C | Control |
| SCHWABE, MICHAEL, HEINZ | I | SECRETARY/DIRECTOR | C | Control |
| SCHWABE, MICHAEL, HEINZ | I | SECRETARY/DIRECTOR | C | Control |
| SCHWABE, MICHAEL, HEINZ | I | SECRETARY/DIRECTOR | C | Control |
| SCHWABE, MICHAEL, HEINZ | I | SECRETARY/DIRECTOR | C | Control |
| NON-EXEMPT FAMILY TRUST FBO DESCENDANTS OF JAIDEEP KHANNA UNDER ARTICLE II OF 2009 KHANNA GRAT U/A/D 1/2/09 | DE | SHAREHOLDER | B | |
| NON-EXEMPT FAMILY TRUST FBO DESCENDANTS OF JAIDEEP KHANNA UNDER ARTICLE II OF 2009 KHANNA GRAT U/A/D 1/2/09 | DE | SHAREHOLDER | B | |
| NON-EXEMPT FAMILY TRUST FBO DESCENDANTS OF JAIDEEP KHANNA UNDER ARTICLE II OF 2009 KHANNA GRAT U/A/D 1/2/09 | DE | SHAREHOLDER | B | |
| NON-EXEMPT FAMILY TRUST FBO DESCENDANTS OF JAIDEEP KHANNA UNDER ARTICLE II OF 2009 KHANNA GRAT U/A/D 1/2/09 | DE | SHAREHOLDER | B | |
| SCHWABE, MICHAEL, HEINZ | I | SECRETARY/DIRECTOR | B | Control |
| SCHWABE, MICHAEL, HEINZ | I | SECRETARY/DIRECTOR | B | Control |
| SCHWABE, MICHAEL, HEINZ | I | SECRETARY/DIRECTOR | B | Control |
| SCHWABE, MICHAEL, HEINZ | I | SECRETARY/DIRECTOR | B | Control |
| GST-EXEMPT FAMILY TRUST FBO DESCENDANTS OF JAIDEEP KHANNA UNDER ARTICLE II OF THE 2009 KHANNA GRAT U/A/D/ 1/2/09 | DE | SHAREHOLDER | A | |
| GST-EXEMPT FAMILY TRUST FBO DESCENDANTS OF JAIDEEP KHANNA UNDER ARTICLE II OF THE 2009 KHANNA GRAT U/A/D/ 1/2/09 | DE | SHAREHOLDER | A | |
| GST-EXEMPT FAMILY TRUST FBO DESCENDANTS OF JAIDEEP KHANNA UNDER ARTICLE II OF THE 2009 KHANNA GRAT U/A/D/ 1/2/09 | DE | SHAREHOLDER | A | |
| GST-EXEMPT FAMILY TRUST FBO DESCENDANTS OF JAIDEEP KHANNA UNDER ARTICLE II OF THE 2009 KHANNA GRAT U/A/D/ 1/2/09 | DE | SHAREHOLDER | A | |
| GST-EXEMPT FAMILY TRUST FBO DESCENDANTS OF MICHAEL SCHWABE UNDER ARTICLE II OF THE 2009 SCHWABE GRAT U/A/D 1/2/09 | DE | SHAREHOLDER | A | |
| GST-EXEMPT FAMILY TRUST FBO DESCENDANTS OF MICHAEL SCHWABE UNDER ARTICLE II OF THE 2009 SCHWABE GRAT U/A/D 1/2/09 | DE | SHAREHOLDER | A | |
| GST-EXEMPT FAMILY TRUST FBO DESCENDANTS OF MICHAEL SCHWABE UNDER ARTICLE II OF THE 2009 SCHWABE GRAT U/A/D 1/2/09 | DE | SHAREHOLDER | A | |
| GST-EXEMPT FAMILY TRUST FBO DESCENDANTS OF MICHAEL SCHWABE UNDER ARTICLE II OF THE 2009 SCHWABE GRAT U/A/D 1/2/09 | DE | SHAREHOLDER | A |
Registrations
Federal
IA
Jun 3, 2014 REGISTERED
Notice Filings (1)
CT
Address
300 FIRST STAMFORD PLACESUITE 440
STAMFORD, CT 06902
United States
Phone: 203.653.5300