ASM CAPITAL ADVISORS, LLC
Legal name: ASM CAPITAL
CRD #137585 SEC #801-65533 WOODBURY, NY 516-224-6040
SEC Registered
Total AUM
$70M
Discretionary
$70M
Employees
10
Clients
0
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 15, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KNOWLES, MICHAEL, BRUCE | I | CHIEF OPERATIONS OFFICER | NA | |
| WOLFE, DOUGLAS, MATHEW | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| MOSKOWITZ, ADAM, SCOTT | I | MANAGING MEMBER | E | Control |
| JAG PARTNERS | DE | OWNER | B | |
| FRIEDMAN, SCOTT, A | I | OWNER | A | |
| MOSKOWITZ, SETH, COREY | I | SENIOR VICE PRESIDENT | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PODELL, GARY, A | I | JAG PARTNERS | D | Control |
| PORGES, JOHN, A | I | JAG PARTNERS | D | Control |
Registrations
Federal
IA
Dec 15, 2005 REGISTERED
Address
7600 JERICHO TURNPIKESUITE 302
WOODBURY, NY 11797-1705
USA
Phone: 516-224-6040