EFFICENT CAPITAL MANAGEMENT, LLC
Legal name: EFFICENT CAPITAL MANAGEMENT
CRD #137586 SEC #801-65682 NAPERVILLE, IL 630-753-1200
SEC Registered
Total AUM
$62.5M
Discretionary
$62.5M
Employees
--
Clients
--
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 15, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLEN, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLEN, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLEN, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AULIE, WILLIAM, JUDSON | I | CHIEF RISK OFFICER | NA | Control |
| AULIE, WILLIAM, JUDSON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| AULIE, WILLIAM, JUDSON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| AULIE, WILLIAM, JUDSON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DAVIS, RONALD, LESLIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, RONALD, LESLIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, RONALD, LESLIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| DAVIS, RONALD, LESLIE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| FIELD, JAMES, MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FIELD, JAMES, MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FIELD, JAMES, MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FIELD, JAMES, MARTIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HAN, KELI | I | DIRECTOR OF RESEARCH | NA | |
| JAFFARIAN, ERNEST, GRANT | I | DIRECTOR OF INVESTMENTS - CO-CHIEF INVESTMENT OFFICER | NA | |
| JAFFARIAN, ERNEST, LEE | I | PRESIDENT & CEO | NA | Control |
| JAFFARIAN, ERNEST, LEE | I | PRESIDENT & CEO | NA | Control |
| JAFFARIAN, ERNEST, LEE | I | PRESIDENT & CEO | NA | Control |
| JAFFARIAN, ERNEST, LEE | I | PRESIDENT & CEO | NA | Control |
| MARCEY, MICHAEL, ROY | I | MANAGING DIRECTOR, STRATEGIC DEVELOPEMENT | NA | |
| MARCEY, MICHAEL, ROY | I | DIRECTOR OF BUSINESS DEVELOPEMENT | NA | |
| MARCEY, MICHAEL, ROY | I | DIRECTOR OF BUSINESS DEVELOPEMENT | NA | |
| MARCEY, MICHAEL, ROY | I | DIRECTOR OF BUSINESS DEVELOPEMENT | NA | |
| MARTIN, DAVID, ADAMS | I | DIRECTOR OF DUE DILIGENCE & CO-CHIEF INVESTMENT OFFICER | NA | |
| MARTIN, DAVID, ADAMS | I | DIRECTOR OF DUE DILIGENCE | NA | |
| MARTIN, DAVID, ADAMS | I | DIRECTOR OF DUE DILIGENCE | NA | |
| MARTIN, DAVID, ADAMS | I | DIRECTOR OF DUE DILIGENCE | NA | |
| MARTINSON, CHAD, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | |
| MARTINSON, CHAD, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | |
| MARTINSON, CHAD, RICHARD | I | CHIEF TECHNOLOGY OFFICER | NA | |
| ONUFROCK, J., TIMOTHY | I | GENERAL COUNSEL | NA | Control |
| ONUFROCK, J., TIMOTHY | I | GENERAL COUNSEL | NA | Control |
| ONUFROCK, J., TIMOTHY | I | GENERAL COUNSEL | NA | Control |
| ROSE, THOMAS, JOHN | I | DIRECTOR OF INFORMATION TECHNOLOGY | NA | |
| EFFICIENT CAPITAL HOLDINGS, LLC | DE | MEMBER | E | Control |
| JAFFARIAN MANAGEMENT COMPANY, LLC | DE | MANAGER | D | Control |
| JAFFARIAN MANAGEMENT COMPANY, LLC | DE | MANAGER | D | Control |
| JAFFARIAN MANAGEMENT COMPANY, LLC | DE | MANAGER | D | Control |
| FLOERSCH, WILLIAM, CARL | I | MEMBER | A | |
| FLOERSCH, WILLIAM, CARL | I | MEMBER | A | |
| FLOERSCH, WILLIAM, CARL | I | MEMBER | A | |
| GINTER CAPITAL MANAGEMENT, LLC | DE | MEMBER | A | |
| GINTER CAPITAL MANAGEMENT, LLC | DE | MEMBER | A | |
| GINTER CAPITAL MANAGEMENT, LLC | DE | MEMBER | A | |
| JAFFARIAN MANAGEMENT COMPANY, LLC | DE | MANAGER | A | Control |
| MIJEN FAMILY LIMITED PARTNERSHIP | DE | MEMBER | A | |
| MIJEN FAMILY LIMITED PARTNERSHIP | DE | MEMBER | A | |
| MIJEN FAMILY LIMITED PARTNERSHIP | DE | MEMBER | A | |
| PHILLIP BROKERAGE PRIVATE, LTD. | FE | MEMBER | A | |
| PHILLIP BROKERAGE PRIVATE, LTD. | FE | MEMBER | A | |
| PHILLIP BROKERAGE PRIVATE, LTD. | FE | MEMBER | A | |
| SALIBA, ANTHONY, JOSEPH | I | MEMBER | A | |
| SALIBA, ANTHONY, JOSEPH | I | MEMBER | A | |
| SALIBA, ANTHONY, JOSEPH | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LAYTON, PETER, JOHN | I | MIJEN FAMILY LIMITED PARTNERSHIP | F | Control |
| LAYTON, PETER, JOHN | I | MIJEN FAMILY LIMITED PARTNERSHIP | F | Control |
| LAYTON, PETER, JOHN | I | MIJEN FAMILY LIMITED PARTNERSHIP | F | Control |
| LAYTON, TRACY, JEAN | I | MIJEN FAMILY LIMITED PARTNERSHIP | F | Control |
| LAYTON, TRACY, JEAN | I | MIJEN FAMILY LIMITED PARTNERSHIP | F | Control |
| LAYTON, TRACY, JEAN | I | MIJEN FAMILY LIMITED PARTNERSHIP | F | Control |
| GINTER, JOANNA, KAY | I | GINTER CAPITAL MANAGEMENT, LLC | E | Control |
| GINTER, JOANNA, KAY | I | GINTER CAPITAL MANAGEMENT, LLC | E | Control |
| GINTER, JOANNA, KAY | I | GINTER CAPITAL MANAGEMENT, LLC | E | Control |
| LIM, HAU MIN | I | PHILLIP BROKERAGE PRIVATE, LTD. | E | Control |
| LIM, HAU MIN | I | PHILLIP BROKERAGE PRIVATE, LTD. | E | Control |
| LIM, HAU MIN | I | PHILLIP BROKERAGE PRIVATE, LTD. | E | Control |
| JAFFARIAN MANAGEMENT COMPANY, LLC | DE | EFFICIENT CAPITAL HOLDINGS, LLC | D | Control |
| JAFFARIAN, ERNEST, LEE | I | JAFFARIAN MANAGEMENT COMPANY, LLC | D | Control |
| JAFFARIAN, ERNEST, LEE | I | JAFFARIAN MANAGEMENT COMPANY, LLC | D | Control |
| JAFFARIAN, ERNEST, LEE | I | JAFFARIAN MANAGEMENT COMPANY, LLC | D | Control |
| JAFFARIAN, ERNEST, LEE | I | JAFFARIAN MANAGEMENT COMPANY, LLC | D | Control |
| JAFFARIAN, TRULA, MADSEN | I | JAFFARIAN MANAGEMENT COMPANY, LLC | C | Control |
| JAFFARIAN, TRULA, MADSEN | I | JAFFARIAN MANAGEMENT COMPANY, LLC | C | Control |
| JAFFARIAN, TRULA, MADSEN | I | JAFFARIAN MANAGEMENT COMPANY, LLC | C | Control |
| JAFFARIAN, TRULA, MADSEN | I | JAFFARIAN MANAGEMENT COMPANY, LLC | C | Control |
Registrations
Federal
IA
Dec 15, 2005 REGISTERED
Notice Filings (1)
IL
Address
300 EAST 5TH AVENUE, SUITE 300NAPERVILLE, IL 60563
USA
Phone: 630-753-1200