FRANCO FINANCIAL ADVISORS, INC.
CRD #137587 SEC #801-125726 NEW YORK, NY 212-877-1576
SEC Registered
Total AUM
$67M
Discretionary
$67M
Employees
3
Clients
26
Accounts
105
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 27, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUTAN, CARLOS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUTAN, CARLOS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUTAN, CARLOS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUTAN, CARLOS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUTAN, CARLOS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUTAN, CARLOS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUTAN, CARLOS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUTAN, CARLOS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUTAN, CARLOS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUTAN, CARLOS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRANCO, EDMOND, DAVID | I | PRESIDENT | NA | Control |
| FRANCO, EDMOND, DAVID | I | PRESIDENT | NA | Control |
| FRANCO, EDMOND, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| FRANCO, EDMOND, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| FRANCO, EDMOND, DAVID | I | PRESIDENT | NA | Control |
| FRANCO, EDMOND, DAVID | I | PRESIDENT | NA | Control |
| FRANCO, EDMOND, DAVID | I | PRESIDENT | NA | Control |
| FRANCO, EDMOND, DAVID | I | PRESIDENT | NA | Control |
| FRANCO, EDMOND, DAVID | I | PRESIDENT | NA | Control |
| FRANCO, EDMOND, DAVID | I | PRESIDENT | NA | Control |
| FRANCO, EDMOND, DAVID | I | PRESIDENT | NA | Control |
| FRANCO, EDMOND, DAVID | I | PRESIDENT | NA | Control |
| FRANCO FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| FRANCO FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| FRANCO FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| FRANCO FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| FRANCO FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| FRANCO FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| FRANCO FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| FRANCO FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| FRANCO FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| FRANCO FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| FRANCO FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
| FRANCO FINANCIAL GROUP, INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FRANCO, EDMOND, DAVID | I | FRANCO FINANCIAL GROUP, INC. | E | Control |
| FRANCO, EDMOND, DAVID | I | FRANCO FINANCIAL GROUP, INC. | E | Control |
| FRANCO, EDMOND, DAVID | I | FRANCO FINANCIAL GROUP, INC. | E | Control |
| FRANCO, EDMOND, DAVID | I | FRANCO FINANCIAL GROUP, INC. | E | Control |
| FRANCO, EDMOND, DAVID | I | FRANCO FINANCIAL GROUP, INC. | E | Control |
| FRANCO, EDMOND, DAVID | I | FRANCO FINANCIAL GROUP, INC. | E | Control |
| FRANCO, EDMOND, DAVID | I | FRANCO FINANCIAL GROUP, INC. | E | Control |
| FRANCO, EDMOND, DAVID | I | FRANCO FINANCIAL GROUP, INC. | E | Control |
| FRANCO, EDMOND, DAVID | I | FRANCO FINANCIAL GROUP, INC. | E | Control |
| FRANCO, EDMOND, DAVID | I | FRANCO FINANCIAL GROUP, INC. | E | Control |
| FRANCO, EDMOND, DAVID | I | FRANCO FINANCIAL GROUP, INC. | E | Control |
Registrations
Federal
IA
Jan 27, 2025 REGISTERED
Notice Filings (2)
CA NY
Address
41 MADISON AVENUE31ST FLOOR
NEW YORK, NY 10010
United States
Phone: 212-877-1576