ARX INVESTMENT MANAGEMENT LP
Legal name: ARX INVESTMENT MANAGEMENT
CRD #137596 SEC #801-65645 NEW YORK, NY 212-812-4740
SEC Registered
Total AUM
$1.3B
Discretionary
$1.3B
Employees
--
Clients
--
Accounts
3
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 5, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, BERNARD, ROBERT | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / GENERAL COUNSEL / LIMITED PARTER | NA | |
| ADAMS, BERNARD, ROBERT | I | COO / CO / GENERAL COUNSEL / LIMITED PARTER | NA | |
| ARX MANAGEMENT LLC | DE | GENERAL PARTNER | NA | Control |
| ARX MANAGEMENT LLC | DE | GENERAL PARTNER | NA | Control |
| BULLRICH, GASTON | I | LIMITED PARTNER | NA | |
| CARTER, DARREN, LEE | I | LIMITED PARTNER | NA | |
| CARTER, DARREN, LEE | I | LIMITED PARTNER | NA | |
| CHESTER, JOHN, ERVIN | I | LIMITED PARTNER | NA | |
| CHESTER, JOHN, ERVIN | I | LIMITED PARTNER | NA | |
| DOWDLE, DAVID, RICHARD | I | LIMITED PARTNER | NA | |
| DOWDLE, DAVID, RICHARD | I | LIMITED PARTNER | NA | |
| MATTER, CLINTON, ANDREW | I | LIMITED PARTNER | NA | |
| MATTER, CLINTON, ANDREW | I | LIMITED PARTNER | NA | |
| MILNER, WOOLF, NORMAN | I | PORTFOLIO MANAGER AND HEAD OF TRADING | NA | |
| STAMATELOS, THOMAS | I | CONTROLLER AND CHIEF FINANCIAL OFFICER | NA | |
| STAMATELOS, THOMAS | I | CONTROLLER AND CHIEF FINANCIAL OFFICER | NA | |
| VITA, NICHOLAS, KEANE | I | LIMITED PARTNER | NA | |
| SIPPRELLE, DWIGHT, DUDLEY | I | CEO / GLOBAL PM / LIMITED PARTNER | D | Control |
| SIPPRELLE, DWIGHT, DUDLEY | I | CEO / GLOBAL PM / LIMITED PARTNER | D | Control |
| BULLRICH, MATIAS | I | DEPUTY GLOBAL PM / LIMITED PARTNER | A | |
| WYMAN, CHARLES, CHENEY | I | LIMITED PARTNER / PORTFOLIO MANAGER AND CHIEF RISK OFFICER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ARX MANAGEMENT LLC (DWIGHT SIPPRELLE) | DE | ARX MANAGEMENT LLC WHICH IS THE GENERAL PARTNER OF ARX INV. MGT. LP | E | Control |
| ARX MANAGEMENT LLC (DWIGHT SIPPRELLE) | DE | ARX MANAGEMENT LLC WHICH IS THE GENERAL PARTNER OF ARX INV. MGT. LP | E | Control |
Registrations
Federal
IA
Feb 5, 2007 REGISTERED
Notice Filings (1)
NY
Address
717 FIFTH AVENUE21ST FLOOR
NEW YORK, NY 10022
USA
Phone: 212-812-4740