ROSELINE CAPITOL ADVISORS, LLC
CRD #137604 SEC #801-64868 RICHMOND, VA 804-545-7440
SEC Registered
Total AUM
$95.6M
Discretionary
$95.6M
Employees
6
Clients
1
Accounts
182
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASHRAFI, SUMITA, SINHA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ASHRAFI, SUMITA, SINHA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERTOZZI, NICHOLAS, ROGER | I | SENIOR OPERATIONS OFFICER | NA | Control |
| BERTOZZI, NICHOLAS, ROGER | I | SENIOR OPERATIONS OFFICER | NA | Control |
| WHITTEMORE, LANCE, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITTEMORE, LANCE, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITTEMORE, LANCE, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITTEMORE, LANCE, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITTEMORE, LANCE, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COPLEY, JAMES, WELDON | I | MANAGING MEMBER | C | Control |
| COPLEY, JAMES, WELDON | I | MANAGING MEMBER | C | Control |
| COPLEY, JAMES, WELDON | I | MEMBER | C | Control |
| COPLEY, JAMES, WELDON | I | MEMBER | C | Control |
| COPLEY, JAMES, WELDON | I | MANAGING MEMBER | C | Control |
| COPLEY, JAMES, WELDON | I | MANAGING MEMBER | C | Control |
| COPLEY, JAMES, WELDON | I | MANAGING MEMBER | C | Control |
| COPLEY, JAMES, WELDON | I | MANAGING MEMBER | C | Control |
| COPLEY, JAMES, WELDON | I | MANAGING MEMBER | C | Control |
| COPLEY, JAMES, WELDON | I | MANAGING MEMBER | C | Control |
| COPLEY, JAMES, WELDON | I | MANAGING MEMBER | C | Control |
| COPLEY, JAMES, WELDON | I | MANAGING MEMBER | C | Control |
| DUTY, JAMES, VANMETER | I | MANAGING MEMBER | C | Control |
| DUTY, JAMES, VANMETER | I | CHIEF COMPLIANCE OFFICER | C | Control |
| DUTY, JAMES, VANMETER | I | MANAGING MEMBER | C | Control |
| DUTY, JAMES, VANMETER | I | MANAGING MEMBER | C | Control |
| DUTY, JAMES, VANMETER | I | MANAGING MEMBER | C | Control |
| DUTY, JAMES, VANMETER | I | CHIEF COMPLIANCE OFFICER | C | Control |
| DUTY, JAMES, VANMETER | I | MANAGING MEMBER | C | Control |
| DUTY, JAMES, VANMETER | I | CHIEF COMPLIANCE OFFICER | C | Control |
| DUTY, JAMES, VANMETER | I | MANAGING MEMBER | C | Control |
| DUTY, JAMES, VANMETER | I | MANAGING MEMBER | C | Control |
| DUTY, JAMES, VANMETER | I | CHIEF COMPLIANCE OFFICER | C | Control |
| DUTY, JAMES, VANMETER | I | MANAGING MEMBER | C | Control |
| DUTY, JAMES, VANMETER | I | MANAGING MEMBER | C | Control |
| DUTY, JAMES, VANMETER | I | MANAGING MEMBER | C | Control |
| DUTY, JAMES, VANMETER | I | MANAGING MEMBER | C | Control |
| DUTY, JAMES, VANMETER | I | MANAGING MEMBER | C | Control |
| DUTY, JAMES, VANMETER | I | MANAGING MEMBER | C | Control |
| DUTY, JAMES, VANMETER | I | MANAGING MEMBER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | MANAGING MEMBER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | MANAGING MEMBER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | MANAGING MEMBER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | MANAGING MEMBER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | MANAGING MEMBER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | MANAGING MEMBER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | MANAGING MEMBER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | MANAGING MEMBER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | CHIEF COMPLIANCE OFFICER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | MANAGING MEMBER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | MANAGING MEMBER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | MANAGING MEMBER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | MANAGING MEMBER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | MANAGING MEMBER | C | Control |
| FLOUNDERS, JOHN, ELLIS | I | MANAGING MEMBER | C | Control |
| ROSELINE FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| ROSELINE FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| ROSELINE FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| ROSELINE FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| ROSELINE FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| ROSELINE FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| ROSELINE FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| ROSELINE FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| ROSELINE FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| ROSELINE FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| ROSELINE FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| ROSELINE FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| ROSELINE FINANCIAL GROUP, LLC | DE | MEMBER | B | |
| ROSELINE FINANCIAL GROUP, LLC | DE | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BRADBERRY, BETH, P. | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| BRADBERRY, BETH, P. | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| BRADBERRY, BETH, P. | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| BRADBERRY, BETH, P. | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| BRADBERRY, BETH, P. | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| BRADBERRY, BETH, P. | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| BRADBERRY, BETH, P. | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| DUTY, JAMES, VANMETER | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| DUTY, JAMES, VANMETER | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| DUTY, JAMES, VANMETER | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| DUTY, JAMES, VANMETER | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| DUTY, JAMES, VANMETER | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| DUTY, JAMES, VANMETER | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| DUTY, JAMES, VANMETER | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| DUTY, JAMES, VANMETER | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| DUTY, JAMES, VANMETER | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| DUTY, JAMES, VANMETER | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| FLOUNDERS, JOHN, ELLIS | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| FLOUNDERS, JOHN, ELLIS | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| FLOUNDERS, JOHN, ELLIS | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| FLOUNDERS, JOHN, ELLIS | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| FLOUNDERS, JOHN, ELLIS | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| FLOUNDERS, JOHN, ELLIS | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| FLOUNDERS, JOHN, ELLIS | I | ROSELINE FINANCIAL GROUP, LLC | F | Control |
| BRADBERRY, BETH, P. | I | ROSELINE FINANCIAL GROUP | C | |
| BRADBERRY, BETH, P. | I | ROSELINE FINANCIAL GROUP | C | |
| BRADBERRY, BETH, P. | I | ROSELINE FINANCIAL GROUP | C | |
| BRADBERRY, BETH, P. | I | ROSELINE FINANCIAL GROUP | C |
Registrations
Federal
IA
Mar 13, 2013 REGISTERED
Notice Filings (2)
FL VA
Address
140 VIRGINIA ST.SUITE 300
RICHMOND, VA 23219
United States
Phone: 804-545-7440