AARP FINANCIAL INCORPORATED
Legal name: AARP FINANCIAL
CRD #137631 SEC #801-64899 TEWKSBURY, MA 978-858-0333
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 27, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRISCH, SCOTT, MICHAEL | I | TREASURER | NA | |
| FRISCH, SCOTT, MICHAEL | I | TREASURER | NA | |
| FRISCH, SCOTT, MICHAEL | I | TREASURER AND CHIEF FINANCIAL OFFICER | NA | |
| FRISCH, SCOTT, MICHAEL | I | TREASURER | NA | |
| FRISCH, SCOTT, MICHAEL | I | TREASURER | NA | |
| FRISCH, SCOTT, MICHAEL | I | TREASURER | NA | |
| FRISCH, SCOTT, MICHAEL | I | TREASURER | NA | |
| HALL, LEILANI, SANDERS | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALL, LEILANI, SANDERS | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALL, LEILANI, SANDERS | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALL, LEILANI, SANDERS | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALL, LEILANI, SANDERS | I | CHIEF COMPLIANCE OFFICER | NA | |
| HALL, LEILANI, SANDERS | I | CHIEF COMPLIANCE OFFICER | NA | |
| HISEY, RICHARD, MCDANIEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HISEY, RICHARD, MCDANIEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| HISEY, RICHARD, MCDANIEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HISEY, RICHARD, MCDANIEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HISEY, RICHARD, MCDANIEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HISEY, RICHARD, MCDANIEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KIRKPATRICK, SUSAN, AMBER | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIRKPATRICK, SUSAN, AMBER | I | CHIEF COMPLIANCE OFFICER | NA | |
| MIKA, SARAH, FITZGERALD | I | SECRETARY | NA | |
| RENFRO, LARRY, CHESTER | I | PRESIDENT | NA | Control |
| RENFRO, LARRY, CHESTER | I | PRESIDENT | NA | Control |
| RENFRO, LARRY, CHESTER | I | PRESIDENT | NA | Control |
| RENFRO, LARRY, CHESTER | I | PRESIDENT | NA | Control |
| RENFRO, LARRY, CHESTER | I | PRESIDENT | NA | Control |
| RENFRO, LARRY, CHESTER | I | PRESIDENT | NA | Control |
| RENFRO, LARRY, CHESTER | I | PRESIDENT | NA | Control |
| SARAH, MIKA, FITZGERALD | I | SECRETARY | NA | |
| SARAH, MIKA, FITZGERALD | I | SECRETARY | NA | |
| SARAH, MIKA, FITZGERALD | I | SECRETARY | NA | |
| SARAH, MIKA, FITZGERALD | I | SECRETARY | NA | |
| SARAH, MIKA, FITZGERALD | I | SECRETARY | NA | |
| SARAH, MIKA, FITZGERALD | I | SECRETARY | NA | |
| AARP SERVICES, INC. | DE | PARENT | E | Control |
| AARP SERVICES, INC. | DE | PARENT | E | Control |
| AARP SERVICES, INC. | DE | PARENT | E | Control |
| AARP SERVICES, INC. | DE | PARENT | E | Control |
| AARP SERVICES, INC. | DE | PARENT | E | Control |
| AARP SERVICES, INC. | DE | PARENT | E | Control |
| AARP SERVICES, INC. | DE | PARENT | E | Control |
| AARP SERVICES, INC. | DE | PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AARP | DE | AARP SERVICES, INC | E | Control |
| AARP | DE | AARP SERVICES, INC | E | Control |
| AARP | DE | AARP SERVICES, INC | E | Control |
| AARP | DE | AARP SERVICES, INC | E | Control |
| AARP | DE | AARP SERVICES, INC | E | Control |
| AARP | DE | AARP SERVICES, INC | E | Control |
| AARP | DE | AARP SERVICES, INC | E | Control |
| AARP | DE | AARP SERVICES, INC | E | Control |
Registrations
Federal
IA
Oct 27, 2005 REGISTERED
Notice Filings (8)
DC LA MA MD NH NY TX VA
Address
TWO HIGHWOOD DRIVE2ND FLOOR
TEWKSBURY, MA 8176
USA
Phone: 978-858-0333