ANCORA WEST ADVISORS, LLC
Legal name: UNIVERSAL VALUE ADVISORS
CRD #137673 SEC #801-64843 RENO, NV 775-284-7778
SEC Registered
Total AUM
$78.6M
Discretionary
$78.6M
Employees
6
Clients
--
Accounts
225
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Nevada
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 1, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARONE, ROBERT, NICHOLAS | I | MANAGING MEMBER | NA | Control |
| BARONE, ROBERT, NICHOLAS | I | MANAGING MEMBER | NA | Control |
| BARONE, ROBERT, NICHOLAS | I | MEMBER | NA | Control |
| BARONE, ROBERT, NICHOLAS | I | MEMBER | NA | Control |
| BARONE, ROBERT, NICHOLAS | I | MANAGING MEMBER | NA | Control |
| BARONE, ROBERT, NICHOLAS | I | MANAGING MEMBER | NA | Control |
| BARONE, ROBERT, NICHOLAS | I | MEMBER | NA | Control |
| BARONE, ROBERT, NICHOLAS | I | MEMBER | NA | Control |
| BARONE, ROBERT, NICHOLAS | I | MEMBER | NA | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | D | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | D | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | D | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | D | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | D | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | D | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | D | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | D | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | D | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | D | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | C | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | C | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | C | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | C | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | C | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | C | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | C | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | C | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | C | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | C | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | C | Control |
| BARONE LIQUIDITY INVESTMENTS, LLC | DE | MEMBER | C | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| BARONE, JOSHUA, ANTHONY | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | C | Control |
| ANCORA CAPITAL, INC. | DE | MEMBER | B | |
| ANCORA CAPITAL, INC. | DE | MEMBER | B | |
| ANCORA CAPITAL, INC. | DE | MEMBER | B | |
| ANCORA CAPITAL, INC. | DE | MEMBER | B | |
| ANCORA PARTNERS LLC | DE | MEMBER | B | |
| ANCORA PARTNERS LLC | DE | MEMBER | B | |
| ANCORA PARTNERS LLC | DE | MEMBER | B | |
| ANCORA PARTNERS LLC | DE | MEMBER | B | |
| ANCORA PARTNERS LLC | DE | MEMBER | B | |
| AVARIZIA CAPITAL LLC | DE | SHAREHOLDER | B | |
| AVARIZIA CAPITAL LLC | DE | SHAREHOLDER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, ROBERT, NICHOLAS | I | BARONE LIQUIDITY INVESTMENTS, LLC | F | Control |
| BARONE, RICHARD, ANTHONY | I | ANCORA CAPITAL, INC. | E | Control |
| BARONE, RICHARD, ANTHONY | I | ANCORA CAPITAL, INC. | E | Control |
| BARONE, RICHARD, ANTHONY | I | ANCORA CAPITAL, INC. | E | Control |
| BARONE, RICHARD, ANTHONY | I | ANCORA CAPITAL, INC. | E | Control |
| BARONE, RICHARD, ANTHONY | I | ANCORA PARTNERS, LLC | D | |
| BARONE, RICHARD, ANTHONY | I | ANCORA PARTNERS, LLC | D | |
| BARONE, RICHARD, ANTHONY | I | ANCORA PARTNERS, LLC | D | Control |
| BARONE, RICHARD, ANTHONY | I | ANCORA PARTNERS, LLC | D | |
| BARONE, RICHARD, ANTHONY | I | ANCORA PARTNERS, LLC | D |
Registrations
Federal
IA
Oct 1, 2012 REGISTERED
Notice Filings (4)
CA CO NV OH
Address
9222 PROTOTYPE DRIVERENO, NV 89521
United States
Phone: 775-284-7778