RIA Intelligence

WINFIELD ASSET MANAGEMENT INC.

CRD #137708 SEC #801-66665 SCOTTSDALE, AZ (480) 355-9240
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 26, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LEWIS, TARA, MOREEIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Feb 26, 2007 REGISTERED

Notice Filings (1)

AZ

Address

8525 E. PINNACLE PEAK ROAD #135
SCOTTSDALE, AZ 85255
USA
Phone: (480) 355-9240