NEW PROVIDENCE ASSET MANAGEMENT L.P.

CRD #137727 SEC #801-65426 NEW YORK, NY 646-292-1200

SEC Registered Private Funds

Total AUM

$2.8B

Discretionary

$2.8B

Employees

Clients

Accounts

Firm Details

Organization Type: Partnership
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 29, 2021
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
AMBROSE, COLIN, GERARD	I	MANAGING DIRECOTR	NA	Control
AMBROSE, COLIN, GERARD	I	MANAGING DIRECOTR	NA	Control
AYRES, SARA, STOWE	I	MANAGING DIRECTOR	NA	Control
AYRES, SARA, STOWE	I	MANAGING DIRECTOR	NA	Control
AYRES, SARA, STOWE	I	MANAGING DIRECTOR	NA
AYRES, SARA, STOWE	I	MANAGING DIRECTOR	NA	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	PRESIDENT	NA	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	PRESIDENT	NA	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	CEO	NA	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	PRESIDENT	NA	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	CEO	NA	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
NORMAN, ERIC, MATTHEW	I	CFO	NA	Control
NORMAN, ERIC, MATTHEW	I	CCO	NA	Control
NORMAN, ERIC, MATTHEW	I	CFO	NA	Control
NORMAN, ERIC, MATTHEW	I	CCO	NA	Control
NOTO, RENEE, MARIE	I	MANAGING DIRECTOR	NA	Control
NOTO, RENEE, MARIE	I	MANAGING DIRECTOR	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
NPAM GP LLC	DE	GENERAL PARTNER	NA	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	NA	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	NA	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	NA
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	CHAIRMAN/CEO	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	CHAIRMAN	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	CHAIRMAN	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
VOGELSTEIN, JOHN, LUDWIG	I	MANAGING DIRECTOR	NA	Control
NPAM HOLDINGS LP	DE	LIMITED PARTNER	E	Control
NPAM HOLDINGS LP	DE	LIMITED PARTNER	E	Control
NPAM HOLDINGS LP	DE	LIMITED PARTNER	E	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	PRESIDENT	C	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	CEO	C	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	PRESIDENT	C	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	CEO	C	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	PRESIDENT	C	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	CEO	C	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	PRESIDENT	C	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	CEO	C	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	PRESIDENT	C	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	CEO	C	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	C	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	C	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	C	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	C	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	C	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	C	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	C	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	C	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	C	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	C	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	C	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	C	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	C	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	C	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	C	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	CHAIRMAN	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	CHAIRMAN	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	CHAIRMAN	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	CHAIRMAN	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	CHAIRMAN	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	TRUSTEE	C	Control
CARUSO, JEANNINE, GARVIN	I	MANAGING DIRECTOR	B	Control
CARUSO, JEANNINE, GARVIN	I	MANAGING DIRECTOR	B	Control
CARUSO, JEANNINE, GARVIN	I	MANAGING DIRECTOR	B	Control
CARUSO, JEANNINE, GARVIN	I	MANAGING DIRECTOR	B	Control
CARUSO, JEANNINE, GARVIN	I	MANAGING DIRECTOR	B	Control
CARUSO, JEANNINE, GARVIN	I	MANAGING DIRECTOR	B	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	MANAGING DIRECTOR	B	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	MANAGING DIRECTOR	B	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	MANAGING DIRECTOR	B	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	MANAGING DIRECTOR	B	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	MANAGING DIRECTOR	B	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	MANAGING DIRECTOR	B	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
FRIEND, PIERSON	I	MANAGING DIRECTOR	B	Control
JLV HOLDINGS I LLC	DE	LIMITED PARTNER	B
JLV HOLDINGS I LLC	DE	LIMITED PARTNER	B
JLV HOLDINGS I LLC	DE	LIMITED PARTNER	B
JLV HOLDINGS I LLC	DE	LIMITED PARTNER	B
JLV HOLDINGS I LLC	DE	LIMITED PARTNER	B
JLV HOLDINGS I LLC	DE	LIMITED PARTNER	B
JLV HOLDINGS I LLC	DE	LIMITED PARTNER	B
JLV HOLDINGS I LLC	DE	LIMITED PARTNER	B
JLV HOLDINGS I LLC	DE	LIMITED PARTNER	B
JLV HOLDINGS I LLC	DE	LIMITED PARTNER	B
THE CHART GROUP, L.P.	DE	SHAREHOLDER	B
THE CHART GROUP, L.P.	DE	SHAREHOLDER	B
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	B	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	B	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	B	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	LIMITED PARTNER	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	B	Control
AYRES, SARA, STOWE	I	MANAGING DIRECTOR	A
AYRES, SARA, STOWE	I	MANAGING DIRECTOR	A
AYRES, SARA, STOWE	I	MANAGING DIRECTOR	A
AYRES, SARA, STOWE	I	MANAGING DIRECTOR	A
CARUSO, JEANNINE, GARVIN	I	MANAGING DIRECTOR	A	Control
CARUSO, JEANNINE, GARVIN	I	MANAGING DIRECTOR	A	Control
CARUSO, JEANNINE, GARVIN	I	MANAGING DIRECTOR	A	Control
CARUSO, JEANNINE, GARVIN	I	MANAGING DIRECTOR	A	Control
CARUSO, JEANNINE, GARVIN	I	MANAGING DIRECTOR	A	Control
CARUSO, JEANNINE, GARVIN	I	MANAGING DIRECTOR	A	Control
CARUSO, JEANNINE, GARVIN	I	MANAGING DIRECTOR	A	Control
CARUSO, JEANNINE, GARVIN	I	MANAGING DIRECTOR	A	Control
CARUSO, JEANNINE, GARVIN	I	MANAGING DIRECTOR	A	Control
CARUSO, JEANNINE, GARVIN	I	MANAGING DIRECTOR	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF FINANCIAL OFFICER	A	Control
MILLER, STEPHEN, SCOTT	I	CHIEF COMPLIANCE OFFICER	A	Control
NOTO, RENEE, MARIE	I	MANAGING DIRECTOR	A
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
ODDEN, LANCE, RUE	I	MANAGING DIRECTOR	A	Control
PADUANO, JOHN, PHILIP	I	MANAGING DIRECTOR	A	Control
PADUANO, JOHN, PHILIP	I	MANAGING DIRECTOR	A	Control
PADUANO, JOHN, PHILIP	I	MANAGING DIRECTOR	A	Control
PADUANO, JOHN, PHILIP	I	MANAGING DIRECTOR	A	Control
PADUANO, JOHN, PHILIP	I	MANAGING DIRECTOR	A	Control
PADUANO, JOHN, PHILIP	I	MANAGING DIRECTOR	A	Control
PADUANO, JOHN, PHILIP	I	MANAGING DIRECTOR	A	Control
PARISH, BROOKE, STUART	I	MANAGING DIRECTOR	A	Control
PARISH, BROOKE, STUART	I	MANAGING DIRECTOR	A	Control
PARISH, BROOKE, STUART	I	MANAGING DIRECTOR	A	Control
PARISH, BROOKE, STUART	I	MANAGING DIRECTOR	A	Control
PARISH, BROOKE, STUART	I	MANAGING DIRECTOR	A	Control
PARISH, BROOKE, STUART	I	MANAGING DIRECTOR	A	Control
PARISH, BROOKE, STUART	I	MANAGING DIRECTOR	A	Control
PARISH, BROOKE, STUART	I	MANAGING DIRECTOR	A	Control
PARISH, BROOKE, STUART	I	MANAGING DIRECTOR	A	Control
SALOTTI, MATTHEW, STEPHEN	I	MANAGING DIRECTOR	A	Control
SALOTTI, MATTHEW, STEPHEN	I	MANAGING DIRECTOR	A	Control
SALOTTI, MATTHEW, STEPHEN	I	MANAGING DIRECTOR	A	Control
SALOTTI, MATTHEW, STEPHEN	I	MANAGING DIRECTOR	A	Control
SALOTTI, MATTHEW, STEPHEN	I	MANAGING DIRECTOR	A	Control
SALOTTI, MATTHEW, STEPHEN	I	MANAGING DIRECTOR	A	Control
SALOTTI, MATTHEW, STEPHEN	I	MANAGING DIRECTOR	A	Control
TAFT SCHOOL CORPORATION	DE	SHAREHOLDER	A
TAFT SCHOOL CORPORATION	DE	SHAREHOLDER	A
TAFT SCHOOL CORPORATION	DE	SHAREHOLDER	A
TAFT SCHOOL CORPORATION	DE	SHAREHOLDER	A
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	A
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	A
VOGELSTEIN, ANDREW, WOLF	I	MANAGING DIRECTOR	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM GP LLC	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
VOGELSTEIN, JOHN, LUDWIG	I	THE JOHN L. VOGELSTEIN REVOCABLE TRUST	F	Control
THE JOHN L. VOGELSTEIN REVOCABLE TRUST	DE	NPAM HOLDINGS L.P.	E	Control
VOGELSTEIN, JOHN, LUDWIG	I	JLV HOLDINGS I LLC	E	Control
VOGELSTEIN, JOHN, LUDWIG	I	JLV HOLDINGS I LLC	E	Control
VOGELSTEIN, JOHN, LUDWIG	I	JLV HOLDINGS I LLC	E	Control
VOGELSTEIN, JOHN, LUDWIG	I	JLV HOLDINGS I LLC	E	Control
VOGELSTEIN, JOHN, LUDWIG	I	JLV HOLDINGS I LLC	E	Control
VOGELSTEIN, JOHN, LUDWIG	I	JLV HOLDINGS I LLC	E	Control
VOGELSTEIN, JOHN, LUDWIG	I	JLV HOLDINGS I LLC	E	Control
VOGELSTEIN, JOHN, LUDWIG	I	JLV HOLDINGS I LLC	E	Control
VOGELSTEIN, JOHN, LUDWIG	I	JLV HOLDINGS I LLC	E	Control
VOGELSTEIN, JOHN, LUDWIG	I	JLV HOLDINGS I LLC	E	Control
VOGELSTEIN, JOHN, LUDWIG	I	NPAM HOLDINGS LP	D	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	NPAM HOLDINGS LP	C	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	NPAM GP LLC	C	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	NPAM HOLDINGS LP	C	Control
DELAGUERONNEIRE, RAPHAEL, JOSEPH	I	NPAM GP LLC	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	NPAM HOLDINGS LP	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	NPAM GP LLC	C	Control
VOGELSTEIN, JOHN, LUDWIG	I	NPAM GP LLC	C	Control

Registrations

Federal

Mar 29, 2021 REGISTERED

Notice Filings (1)

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