PFG ADVISORS LLC
Legal name: PFG ADVISORS
CRD #137729 SEC #801-65639 RED BANK, NJ 732-758-0240
SEC Registered
Total AUM
$20.9M
Discretionary
$20.9M
Employees
10
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 15, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARDOS, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUANA, RICHARD, JUDE | I | CHIEF OPERATING OFFICER | NA | Control |
| LUDWIG, EUGENE, ALLAN | I | DIRECTOR | NA | Control |
| MOSES, ALFRED, HENRY | I | DIRECTOR | NA | Control |
| ADN ADVISORS LLC | DE | MEMBER | D | Control |
| HENNES, DUNCAN, PRATT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| FARRELL, ROBERT, EDWARD | I | CHIEF INVESTMENT OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LUDWIG, EUGENE, ALLAN | I | ADN ADVISORS LLC | D | Control |
| MOSES, ALFRED, HENRY | I | ADN ADVISORS LLC | C | Control |
Registrations
Federal
IA
Dec 15, 2005 REGISTERED
Notice Filings (2)
CT NJ
Address
54 BROAD STREETSUITE 204
RED BANK, NJ 07701-1931
USA
Phone: 732-758-0240