WARFIELD ASSOCIATES, INC.
CRD #13774 SEC #801-19281 NEW YORK, NY 212-319-6755
SEC Registered Broker-Dealer
Total AUM
$317.4M
Discretionary
$286.3M
Employees
10
Clients
0
Accounts
187
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jan 2008 | $330.4M | $298.9M | $31.5M | 10 | -- |
| Feb 2007 | $317.4M | $286.3M | $31.1M | 10 | -- |
| Jan 2007 | $326M | $289.9M | $36.1M | 10 | -- |
| Nov 2006 | $326M | $289.9M | $36.1M | 10 | -- |
| Jan 2006 | $326M | $289.9M | $36.1M | 10 | -- |
| Oct 2005 | $294.2M | $246.4M | $47.9M | 10 | -- |
| May 2005 | $294.2M | $246.4M | $47.9M | 10 | -- |
| Feb 2005 | $294.2M | $246.4M | $47.9M | 10 | -- |
| Jun 2004 | $107.3M | $99M | $8.3M | 5 | -- |
| Jan 2004 | $107.3M | $99M | $8.3M | 5 | -- |
| Nov 2003 | $138.7M | $131.1M | $7.6M | 5 | -- |
| Apr 2002 | $188.5M | $178.6M | $9.9M | 5 | -- |
| Jun 2001 | $335.3M | $322M | $13.3M | 5 | -- |
DateJan 2008
Total AUM$330.4M
Discretionary$298.9M
Non-Disc.$31.5M
Employees10
Clients--
DateFeb 2007
Total AUM$317.4M
Discretionary$286.3M
Non-Disc.$31.1M
Employees10
Clients--
DateJan 2007
Total AUM$326M
Discretionary$289.9M
Non-Disc.$36.1M
Employees10
Clients--
DateNov 2006
Total AUM$326M
Discretionary$289.9M
Non-Disc.$36.1M
Employees10
Clients--
DateJan 2006
Total AUM$326M
Discretionary$289.9M
Non-Disc.$36.1M
Employees10
Clients--
DateOct 2005
Total AUM$294.2M
Discretionary$246.4M
Non-Disc.$47.9M
Employees10
Clients--
DateMay 2005
Total AUM$294.2M
Discretionary$246.4M
Non-Disc.$47.9M
Employees10
Clients--
DateFeb 2005
Total AUM$294.2M
Discretionary$246.4M
Non-Disc.$47.9M
Employees10
Clients--
DateJun 2004
Total AUM$107.3M
Discretionary$99M
Non-Disc.$8.3M
Employees5
Clients--
DateJan 2004
Total AUM$107.3M
Discretionary$99M
Non-Disc.$8.3M
Employees5
Clients--
DateNov 2003
Total AUM$138.7M
Discretionary$131.1M
Non-Disc.$7.6M
Employees5
Clients--
DateApr 2002
Total AUM$188.5M
Discretionary$178.6M
Non-Disc.$9.9M
Employees5
Clients--
DateJun 2001
Total AUM$335.3M
Discretionary$322M
Non-Disc.$13.3M
Employees5
Clients--