TIPTREE ADVISORS, LLC
CRD #137758 SEC #801-65759 NEW YORK, NY 212-887-4400
SEC Registered Private Funds
Total AUM
$2B
Discretionary
$2B
Employees
13
Clients
--
Accounts
20
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 0
- LEI
- D0YRP5433PQXOG2EDM32
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BARNES, MICHAEL, GENE | I | PRINCIPAL | NA | Control |
| BLACK, MARK, STEPHEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BLACK, MARK, STEPHEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BLACK, MARK, STEPHEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BLACK, MARK, STEPHEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BLACK, MARK, STEPHEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BLACK, MARK, STEPHEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BLACK, MARK, STEPHEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, IAN, SETH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COHEN, IAN, SETH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COHEN, IAN, SETH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COHEN, IAN, SETH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COHEN, IAN, SETH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DRAKE, JENNIFER, ADELE | I | PRESIDENT | NA | Control |
| DRAKE, JENNIFER, ADELE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| DRAKE, JENNIFER, ADELE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| DRAKE, JENNIFER, ADELE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| DRAKE, JENNIFER, ADELE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| DRAKE, JENNIFER, ADELE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| DRAKE, JENNIFER, ADELE | I | PRESIDENT | NA | Control |
| DRAKE, JENNIFER, ADELE | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| FABIANO, GREGORY, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIANO, GREGORY, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIANO, GREGORY, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIANO, GREGORY, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIANO, GREGORY, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIANO, GREGORY, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIANO, GREGORY, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABIANO, GREGORY, STEVEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF, N/M/N | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF, N/M/N | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF, N/M/N | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF, N/M/N | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF, N/M/N | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF, N/M/N | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF, N/M/N | I | PRINCIPAL | NA | Control |
| INAYATULLAH, ARIF, N/M/N | I | PRINCIPAL | NA | Control |
| KHORRAMI, MEHRAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KHORRAMI, MEHRAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KHORRAMI, MEHRAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KHORRAMI, MEHRAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KHORRAMI, MEHRAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KHORRAMI, MEHRAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KHORRAMI, MEHRAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KHORRAMI, MEHRAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KHORRAMI, MEHRAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KHORRAMI, MEHRAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KHORRAMI, MEHRAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KHORRAMI, MEHRAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KHORRAMI, MEHRAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KHORRAMI, MEHRAN | I | CHIEF OPERATING OFFICER | NA | Control |
| KWOK, SIEW, KAI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KWOK, SIEW, KAI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KWOK, SIEW, KAI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KWOK, SIEW, KAI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KWOK, SIEW, KAI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KWOK, SIEW, KAI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KWOK, SIEW, KAI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KWOK, SIEW, KAI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KWOK, SIEW, KAI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KWOK, SIEW, KAI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KWOK, SIEW, KAI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KWOK, SIEW, KAI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KWOK, SIEW, KAI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KWOK, SIEW, KAI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAHFOUZ, LABIB, SAMI | I | CHIEF OPERATING OFFICER | NA | Control |
| MAHFOUZ, LABIB, SAMI | I | CHIEF OPERATING OFFICER | NA | Control |
| MAHFOUZ, LABIB, SAMI | I | CHIEF OPERATING OFFICER | NA | Control |
| MAHFOUZ, LABIB, SAMI | I | CHIEF OPERATING OFFICER | NA | Control |
| MAHFOUZ, LABIB, SAMI | I | CHIEF OPERATING OFFICER | NA | Control |
| MAHFOUZ, LABIB, SAMI | I | CHIEF OPERATING OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENRAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENRAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENRAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENRAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENRAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENRAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENRAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENRAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENRAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENRAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENRAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENRAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENRAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENRAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL | NA | Control |
| MCKEE, JAMES, ERNEST | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PARISH, BROOKE, STUART | I | PRESIDENT | NA | Control |
| PARISH, BROOKE, STUART | I | PRESIDENT | NA | Control |
| PARISH, BROOKE, STUART | I | PRESIDENT | NA | Control |
| PARISH, BROOKE, STUART | I | PRESIDENT | NA | Control |
| PARISH, BROOKE, STUART | I | PRESIDENT | NA | Control |
| SCHINDER, ANDREW, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHINDER, ANDREW, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHINDER, ANDREW, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHINDER, ANDREW, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHINDER, ANDREW, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHINDER, ANDREW, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHINDER, ANDREW, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHINDER, ANDREW, KEITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | COO/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| WYATT, JULIA, HELENE | I | COO/CFO/CHIEF COMPLIANCE OFFICER | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| WYATT, JULIA, HELENE | I | CFO | NA | Control |
| CORVID PEAK HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| CORVID PEAK HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| CORVID PEAK HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| CORVID PEAK HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| CORVID PEAK HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| CORVID PEAK HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| CORVID PEAK HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| CORVID PEAK HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| CORVID PEAK HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| MARINER INVESTMENT GROUP, INC. | DE | 100% HOLDER OF CLASS M INTEREST (MANAGEMENT INTEREST) | E | Control |
| MARINER INVESTMENT GROUP, INC. | DE | 100% HOLDER OF CLASS M INTEREST (MANAGEMENT INTEREST) | E | Control |
| TIPTREE ADVISORS HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TIPTREE ADVISORS HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | PARENT ENTITY | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| TRICADIA HOLDINGS, L.P. | DE | SOLE MEMBER AND MANAGING MEMBER | E | Control |
| BARNES, MICHAEL, GENE | I | MANAGING MEMBER-SHAREHOLDER OF CLASS C INTEREST (COMMON INTEREST) | D | Control |
| BARNES, MICHAEL, GENE | I | MANAGING MEMBER-SHAREHOLDER OF CLASS C INTEREST (COMMON INTEREST) | D | Control |
| INAYATULLAH, ARIF | I | MANAGING MEMBER-SHAREHOLDER OF CLASS C INTREST (COMMON INTEREST) | C | Control |
| INAYATULLAH, ARIF | I | MANAGING MEMBER-SHAREHOLDER OF CLASS C INTREST (COMMON INTEREST) | C | Control |
| BLACK, MARK, STEVEN | I | CHIEF INVESTMENT OFFICER | B | Control |
| BLACK, MARK, STEVEN | I | CHIEF INVESTMENT OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CORVID PEAK HOLDINGS GP, LLC | DE | CORVID PEAK HOLDINGS, L.P. | F | Control |
| CORVID PEAK HOLDINGS GP, LLC | DE | CORVID PEAK HOLDINGS, L.P. | F | Control |
| CORVID PEAK HOLDINGS GP, LLC | DE | CORVID PEAK HOLDINGS, L.P. | F | Control |
| CORVID PEAK HOLDINGS GP, LLC | DE | CORVID PEAK HOLDINGS, L.P. | F | Control |
| CORVID PEAK HOLDINGS GP, LLC | DE | CORVID PEAK HOLDINGS, L.P. | F | Control |
| CORVID PEAK HOLDINGS GP, LLC | DE | CORVID PEAK HOLDINGS, L.P. | F | Control |
| CORVID PEAK HOLDINGS GP, LLC | DE | CORVID PEAK HOLDINGS, L.P. | F | Control |
| CORVID PEAK HOLDINGS GP, LLC | DE | CORVID PEAK HOLDINGS, L.P. | F | Control |
| CORVID PEAK HOLDINGS GP, LLC | DE | CORVID PEAK HOLDINGS, L.P. | F | Control |
| TIPTREE ASSET MANAGEMENT COMPANY, LLC | DE | TRICADIA HOLDINGS GP, LLC | F | Control |
| TIPTREE ASSET MANAGEMENT COMPANY, LLC | DE | TRICADIA HOLDINGS GP, LLC | F | Control |
| TIPTREE ASSET MANAGEMENT COMPANY, LLC | DE | CORVID PEAK HOLDINGS GP, LLC | F | Control |
| TIPTREE ASSET MANAGEMENT COMPANY, LLC | DE | CORVID PEAK HOLDINGS GP, LLC | F | Control |
| TIPTREE ASSET MANAGEMENT COMPANY, LLC | DE | TRICADIA HOLDINGS GP, LLC | F | Control |
| TIPTREE ASSET MANAGEMENT COMPANY, LLC | DE | CORVID PEAK HOLDINGS GP, LLC | F | Control |
| TIPTREE ASSET MANAGEMENT COMPANY, LLC | DE | CORVID PEAK HOLDINGS GP, LLC | F | Control |
| TIPTREE ASSET MANAGEMENT COMPANY, LLC | DE | CORVID PEAK HOLDINGS GP, LLC | F | Control |
| TIPTREE ASSET MANAGEMENT COMPANY, LLC | DE | CORVID PEAK HOLDINGS GP, LLC | F | Control |
| TIPTREE ASSET MANAGEMENT COMPANY, LLC | DE | CORVID PEAK HOLDINGS GP, LLC | F | Control |
| TIPTREE HOLDINGS GP, LLC | DE | TIPTREE ADVISORS HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| TRICADIA HOLDINGS GP, LLC | DE | TRICADIA HOLDINGS, L.P. | F | Control |
| MARINER PARTNERS INC. | DE | MARINER INVESTMENT GROUP, INC. | E | Control |
| MARINER PARTNERS INC. | DE | MARINER INVESTMENT GROUP, INC. | E | Control |
| TIPTREE HOLDINGS LLC | DE | TIPTREE ASSET MANAGEMENT COMPANY, LLC | E | Control |
| TIPTREE HOLDINGS LLC | DE | TIPTREE ASSET MANAGEMENT COMPANY, LLC | E | Control |
| TIPTREE HOLDINGS LLC | DE | TIPTREE ASSET MANAGEMENT COMPANY, LLC | E | Control |
| TIPTREE HOLDINGS LLC | DE | TIPTREE ASSET MANAGEMENT COMPANY, LLC | E | Control |
| TIPTREE HOLDINGS LLC | DE | TIPTREE ASSET MANAGEMENT COMPANY, LLC | E | Control |
| TIPTREE HOLDINGS LLC | DE | TIPTREE ASSET MANAGEMENT COMPANY, LLC | E | Control |
| TIPTREE HOLDINGS LLC | DE | TIPTREE ASSET MANAGEMENT COMPANY, LLC | E | Control |
| TIPTREE INC. | DE | TIPTREE OPERATING COMPANY, LLC | E | Control |
| TIPTREE INC. | DE | TIPTREE OPERATING COMPANY, LLC | E | Control |
| TIPTREE INC. | DE | TIPTREE OPERATING COMPANY, LLC | E | Control |
| TIPTREE INC. | DE | TIPTREE OPERATING COMPANY, LLC | E | Control |
| TIPTREE INC. | DE | TIPTREE OPERATING COMPANY, LLC | E | Control |
| TIPTREE INC. | DE | TIPTREE HOLDINGS LLC | E | Control |
| TIPTREE INC. | DE | TIPTREE OPERATING COMPANY, LLC | E | Control |
| TIPTREE INC. | DE | TIPTREE HOLDINGS LLC | E | Control |
| TIPTREE INC. | DE | TIPTREE HOLDINGS LLC | E | Control |
| TIPTREE INC. | DE | TIPTREE HOLDINGS LLC | E | Control |
| TIPTREE INC. | DE | TIPTREE HOLDINGS LLC | E | Control |
| TIPTREE INC. | DE | TIPTREE HOLDINGS LLC | E | Control |
| TIPTREE INC. | DE | TIPTREE HOLDINGS LLC | E | Control |
| TIPTREE OPERATING COMPANY, LLC | DE | TIPTREE ASSET MANAGEMENT COMPANY, LLC | E | Control |
| TIPTREE OPERATING COMPANY, LLC | DE | TIPTREE ASSET MANAGEMENT COMPANY, LLC | E | Control |
| TIPTREE OPERATING COMPANY, LLC | DE | TIPTREE ASSET MANAGEMENT COMPANY, LLC | E | Control |
| TIPTREE OPERATING COMPANY, LLC | DE | TIPTREE ASSET MANAGEMENT COMPANY, LLC | E | Control |
| TIPTREE OPERATING COMPANY, LLC | DE | TIPTREE ASSET MANAGEMENT COMPANY, LLC | E | Control |
| TIPTREE OPERATING COMPANY, LLC | DE | TIPTREE ASSET MANAGEMENT COMPANY, LLC | E | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | CORVID PEAK HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | CORVID PEAK HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | CORVID PEAK HOLDINGS GP, LLC | D | Control |
| BARNES, MICHAEL, GENE | I | CORVID PEAK HOLDINGS GP, LLC | D | Control |
| MICHAELCHECK, WILLIAM, JETER | I | MARINER PARTNERS INC. | D | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF, N/M/N | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF, N/M/N | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF, N/M/N | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF, N/M/N | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF, N/M/N | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF, N/M/N | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF, N/M/N | I | CORVID PEAK HOLDINGS GP, LLC | C | Control |
| INAYATULLAH, ARIF, N/M/N | I | TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC | C | Control |
| MICHAELCHECK, WILLIAM, JETER | I | MARINER PARTNERS INC. | C | Control |
| TIPTREE ASSET MANAGEMENT COMPANY, LLC | DE | CORVID PEAK HOLDINGS GP, LLC | C | Control |
| TIPTREE ASSET MANAGEMENT COMPANY, LLC | DE | CORVID PEAK HOLDINGS GP, LLC | C | Control |
| TIPTREE ASSET MANAGEMENT COMPANY, LLC | DE | TIPTREE HOLDINGS GP, LLC | C | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (1)
NY
Address
809 BROADWAY6TH FLOOR
NEW YORK, NY 10003
United States
Phone: 212-887-4400