D.B. ZWIRN & CO., L.P.
CRD #137791 SEC #801-65746 NEW YORK, NY 646-720-9100
SEC Registered
Total AUM
$3.5B
Discretionary
$3.5B
Employees
51
Clients
--
Accounts
9
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 16, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CUTLER, LAWRENCE, DAVID | I | CCO | NA | Control |
| CUTLER, LAWRENCE, DAVID | I | CCO | NA | Control |
| DBZ GP, LLC | DE | GP | NA | Control |
| DBZ GP, LLC | DE | GP | NA | Control |
| GRUSS, PERRY, ADAM | I | CFO/CAO | NA | Control |
| GRUSS, PERRY, ADAM | I | CFO/CAO | NA | Control |
| KAHN, HAROLD, DAVID | I | COO | NA | Control |
| KAHN, HAROLD, DAVID | I | COO | NA | Control |
| PROSHAN, DAVID, ALAN | I | GENERAL COUNSEL | NA | Control |
| PROSHAN, DAVID, ALAN | I | GENERAL COUNSEL | NA | Control |
| SUAN, CHRISTOPHER, TUNG | I | LP | NA | Control |
| SUAN, CHRISTOPHER, TUNG | I | LP | NA | Control |
| ZWIRN, DANIEL, BERNARD | I | CEO/MANAGING PARTNER/FOUNDER | NA | Control |
| ZWIRN, DANIEL, BERNARD | I | CEO | NA | Control |
| ZWIRN HOLDINGS, LLC | DE | LP | D | |
| ZWIRN HOLDINGS, LLC | DE | LP | D | |
| DUBIN & SWIECA ASSET MANAGEMENT, LLC | DE | LP | C | |
| DUBIN & SWIECA ASSET MANAGEMENT, LLC | DE | LP | C |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DUBIN & SWIECA ASSET MANAGEMENT, INC. | DE | DUBIN & SWIECA ASSET MANAGEMENT, LLC | E | Control |
| DUBIN & SWIECA ASSET MANAGEMENT, INC. | DE | DUBIN & SWIECA ASSET MANAGEMENT, LLC | E | Control |
| ZWIRN, DANIEL, BERNARD | I | ZWIRN HOLDINGS, LLC | E | Control |
| ZWIRN, DANIEL, BERNARD | I | ZWIRN HOLDINGS, LLC | E | Control |
| DUBIN, GLENN, RUSSELL | I | DUBIN & SWIECA ASSET MANAGEMENT, INC. | D | Control |
| DUBIN, GLENN, RUSSELL | I | DUBIN & SWIECA ASSET MANAGEMENT, INC. | D | Control |
| SWIECA, HENRY, ALEXANDER | I | DUBIN & SWIECA ASSET MANAGEMENT, INC. | D | Control |
| SWIECA, HENRY, ALEXANDER | I | DUBIN & SWIECA ASSET MANAGEMENT, INC. | D | Control |
| ZWIRN HOLDINGS, LLC | DE | DBZ GP, LLC | D | Control |
| ZWIRN HOLDINGS, LLC | DE | DBZ GP, LLC | D | Control |
| DUBIN & SWIECA ASSET MANAGEMENT, LLC | DE | DBZ GP, LLC | C | |
| DUBIN & SWIECA ASSET MANAGEMENT, LLC | DE | DBZ GP, LLC | C |
Registrations
Federal
IA
Dec 16, 2005 REGISTERED
Notice Filings (3)
CT NY TX
Address
745 FIFTH AVENUE18TH FLOOR
NEW YORK, NY 10151
USA
Phone: 646-720-9100