RIA Intelligence

MCGINN, SMITH ADVISORS LLC

CRD #137827 SEC #801-64954 ALBANY, NY 518-449-5131
SEC Registered
Total AUM
$38.5M
Discretionary
$38.5M
Employees
--
Clients
10
Accounts
121

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SMITH, DAVID, LEEIPRESIDENT, CHIEF COMPLIANCE OFFICER, CHAIRMAND Control
SMITH, DAVID, LEEIPRESIDENT, CHIEF COMPLIANCE OFFICER, CHAIRMAND Control
SMITH, DAVID, LEEIPRESIDENT, CHIEF COMPLIANCE OFFICER, CHAIRMAND Control
SMITH, DAVID, LEEIPRESIDENT, CHAIRMAND Control
SMITH, DAVID, LEEIPRESIDENT, CHIEF COMPLIANCE OFFICER, CHAIRMAND Control
MCGINN, TIMOTHY, MICHAELITREASURERC Control
MCGINN, TIMOTHY, MICHAELITREASURERC Control
MCGINN, TIMOTHY, MICHAELITREASURERC Control
MCGINN, TIMOTHY, MICHAELITREASURERC Control
MCGINN, TIMOTHY, MICHAELITREASURERC Control
LIVINGSTON, THOMAS, EDWARDISECRETARYB
LIVINGSTON, THOMAS, EDWARDISECRETARYB
LIVINGSTON, THOMAS, EDWARDISECRETARYB
LIVINGSTON, THOMAS, EDWARDISECRETARYB
LIVINGSTON, THOMAS, EDWARDISECRETARYB

Registrations

Federal

IA
Mar 31, 2009 REGISTERED

Notice Filings (8)

CT FL MA NJ NY OH PA SC

Address

99 PINE STREET
ALBANY, NY 12207
United States
Phone: 518-449-5131