RIA Intelligence

SOPHROSYNE CAPITAL, LLC

CRD #137847 SEC #801-64859 NEW YORK, NY 212-920-4981
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Nov 3, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
TAYLOR, BENJAMIN, JAMESIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERE Control
TAYLOR, BENJAMIN, JAMESIMANAGING MEMBERE Control
TAYLOR, BENJAMIN, JAMESIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERE Control
TAYLOR, BENJAMIN, JAMESIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Nov 3, 2005 REGISTERED

Notice Filings (1)

NY

Address

599 LEXINGTON AVENUE
C/0 WILLIE DENNIS, K&LNG, LLP
NEW YORK, NY 10022
USA
Phone: 212-920-4981