FIRST FOUNDATION ADVISORS, LLC
CRD #137852 SEC #801-66546 IRVINE, CA 949-476-0300
SEC Registered
Total AUM
$166.1M
Discretionary
$133.2M
Employees
10
Clients
10
Accounts
122
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRUCE, GREGORY, STEVEN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| BRUCE, GREGORY, STEVEN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| BRUCE, GREGORY, STEVEN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| BRUCE, GREGORY, STEVEN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| BRUCE, GREGORY, STEVEN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| BRUCE, GREGORY, STEVEN | I | CHIEF COMPLIANCE OFFICER (CCO) | NA | Control |
| COLLINS, VICTORIA, FELTON | I | DIRECTOR/IAR | NA | Control |
| COLLINS, VICTORIA, FELTON | I | DIRECTOR/IAR | NA | Control |
| COLLINS, VICTORIA, FELTON | I | DIRECTOR/IAR | NA | Control |
| COLLINS, VICTORIA, FELTON | I | DIRECTOR/IAR | NA | Control |
| DIFERDINANDO, FRANK, DANIEL | I | MANAGING DIRECTOR/IAR | NA | Control |
| DIFERDINANDO, FRANK, DANIEL | I | MANAGING DIRECTOR/IAR | NA | Control |
| DIFERDINANDO, FRANK, DANIEL | I | MANAGING DIRECTOR/IAR | NA | Control |
| DIFERDINANDO, FRANK, DANIEL | I | MANAGING DIRECTOR/IAR | NA | Control |
| DIFERDINANDO, FRANK, DANIEL | I | MANAGING DIRECTOR/IAR | NA | Control |
| GIDDINGS, THOMAS, MUNSON | I | PRESIDENT/CHIEF OPERATING OFFICER/IAR | NA | Control |
| GIDDINGS, THOMAS, MUNSON | I | PRESIDENT/CHIEF OPERATING OFFICER/IAR | NA | Control |
| GIDDINGS, THOMAS, MUNSON | I | PRESIDENT/CHIEF OPERATING OFFICER/IAR | NA | Control |
| HAKOPIAN, JOHN, AVAK | I | DIRECTOR/IAR | NA | Control |
| HAKOPIAN, JOHN, AVAK | I | DIRECTOR/IAR | NA | Control |
| HAKOPIAN, JOHN, AVAK | I | DIRECTOR/IAR | NA | Control |
| HAKOPIAN, JOHN, AVAK | I | DIRECTOR/IAR | NA | Control |
| HAKOPIAN, JOHN, AVAK | I | DIRECTOR/IAR | NA | Control |
| HAKOPIAN, JOHN, AVAK | I | DIRECTOR/IAR | NA | Control |
| KELLER, ULRICH, EMANUEL | I | DIRECTOR/IAR | NA | Control |
| KELLER, ULRICH, EMANUEL | I | DIRECTOR/IAR | NA | Control |
| KELLER, ULRICH, EMANUEL | I | DIRECTOR/IAR | NA | Control |
| KELLER, ULRICH, EMANUEL | I | DIRECTOR/IAR | NA | Control |
| KELLER, ULRICH, EMANUEL | I | DIRECTOR/IAR | NA | Control |
| KELLER, ULRICH, EMANUEL | I | DIRECTOR/IAR | NA | Control |
| FIRST FOUNDATION INC. | DE | MANAGING MEMBER | E | |
| FIRST FOUNDATION INC. | DE | MANAGING MEMBER | E | |
| FIRST FOUNDATION INC. | DE | MANAGING MEMBER | E | |
| THE KELLER GROUP INVESTMENT MANAGEMENT, INC | DE | MANAGING MEMBER | E | |
| THE KELLER GROUP INVESTMENT MANAGEMENT, INC | DE | MEMBER | D | |
| THE KELLER GROUP INVESTMENT MANAGEMENT, INC | DE | MEMBER | D | |
| COLLINS, VICTORIA, FELTON | I | MEMBER/DIRECTOR/IAR | B | Control |
| COLLINS, VICTORIA, FELTON | I | MEMBER/DIRECTOR/IAR | B | Control |
| DIFERDINANDO, FRANK, DANIEL | I | MANAGING DIRECTOR/IAR | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AMOR, NEIL, CHRISTOPHER | I | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | F | Control |
| AMOR, NEIL, CHRISTOPHER | I | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | F | Control |
| AMOR, NEIL, CHRISTOPHER | I | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | F | Control |
| BAMISH, RICHARD, JAMES | I | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | F | Control |
| BAMISH, RICHARD, JAMES | I | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | F | Control |
| BAMISH, RICHARD, JAMES | I | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | F | Control |
| COLLINS, VICTORIA, FELTON | I | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | F | Control |
| COLLINS, VICTORIA, FELTON | I | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | F | Control |
| COLLINS, VICTORIA, FELTON | I | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | F | Control |
| HAKOPIAN, JOHN, AVAK | I | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | F | Control |
| HAKOPIAN, JOHN, AVAK | I | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | F | Control |
| HAKOPIAN, JOHN, AVAK | I | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | F | Control |
| KELLER, ULRICH, EMANUEL | I | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | D | Control |
| KELLER, ULRICH, EMANUEL | I | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | D | Control |
| KELLER, ULRICH, EMANUEL | I | THE KELLER GROUP INVESTMENT MANAGEMENT, INC | D | Control |
| KELLER, ULRICH, EMANUEL | I | KELLER FINANCIAL GROUP | C | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (3)
CA HI TX
Address
18101 VON KARMAN AVE STE 700IRVINE, CA 92612-1051
United States
Phone: 949-476-0300