FIRST ALLIED ADVISORY SERVICES, INC.
CRD #137888 SEC #801-66653 SAN DIEGO, CA 866-378-1376
SEC Registered Disclosures
Total AUM
$7B
Discretionary
$6.9B
Employees
564
Clients
--
Accounts
29,608
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2020 | $7B | $6.9B | $150.3M | 564 | 456 |
| Aug 2020 | $7B | $6.9B | $150.3M | 564 | 456 |
| Jul 2020 | $7B | $6.9B | $150.3M | 564 | 456 |
| Jul 2020 | $7B | $6.9B | $150.3M | 564 | 456 |
| Jun 2020 | $7B | $6.9B | $150.3M | 564 | 456 |
| Mar 2020 | $7B | $6.9B | $150.3M | 564 | 456 |
| Jan 2020 | $6B | $5.9B | $74.2M | 609 | 575 |
| Sep 2019 | $6B | $5.9B | $74.2M | 609 | 575 |
| Apr 2019 | $6B | $5.9B | $74.2M | 609 | 575 |
| Mar 2019 | $6B | $5.9B | $74.2M | 609 | 575 |
| Oct 2018 | $5.8B | $5.8B | $40.6M | 651 | 906 |
| Aug 2018 | $5.8B | $5.8B | $40.6M | 651 | 906 |
| Jul 2018 | $5.8B | $5.8B | $40.6M | 651 | 906 |
| Mar 2018 | $5.8B | $5.8B | $40.6M | 651 | 906 |
| Dec 2017 | $4.5B | $4.5B | $4.9M | 680 | 0 |
| Dec 2017 | $4.5B | $4.5B | $4.9M | 680 | 0 |
| Sep 2017 | $4.5B | $4.5B | $4.9M | 680 | 25,300 |
| Sep 2017 | $4.5B | $4.5B | $4.9M | 680 | 25,300 |
| Aug 2017 | $4.5B | $4.5B | $4.9M | 680 | 25,300 |
| Aug 2017 | $4.5B | $4.5B | $4.9M | 680 | 25,300 |
| Apr 2017 | $4.5B | $4.5B | $4.9M | 680 | 25,300 |
| Mar 2017 | $4.5B | $4.5B | $4.9M | 680 | 25,300 |
| Jan 2017 | $4.8B | $4.7B | $80.3M | 729 | 26,300 |
| Nov 2016 | $4.8B | $4.7B | $80.3M | 729 | 26,300 |
| Oct 2016 | $4.8B | $4.7B | $80.3M | 729 | 26,300 |
| Oct 2016 | $4.4B | $4.1B | $334.7M | 729 | 26,300 |
| Aug 2016 | $4.4B | $4.1B | $334.7M | 729 | 26,300 |
| Aug 2016 | $4.4B | $4.1B | $334.7M | 729 | 26,300 |
| Jun 2016 | $4.4B | $4.1B | $334.7M | 729 | 26,300 |
| May 2016 | $4.4B | $4.1B | $334.7M | 729 | 26,300 |
| Mar 2016 | $4.4B | $4.1B | $334.7M | 729 | 26,300 |
| Feb 2016 | $4.9B | $4.8B | $113.5M | 752 | 25,800 |
| Jun 2015 | $4.9B | $4.8B | $113.5M | 752 | 25,800 |
| Jun 2015 | $4.9B | $4.8B | $113.5M | 752 | 25,800 |
| Jun 2015 | $4.9B | $4.8B | $113.5M | 752 | 25,800 |
| May 2015 | $4.9B | $4.8B | $113.5M | 752 | 25,800 |
| Mar 2015 | $4.9B | $4.8B | $113.5M | 752 | 25,800 |
| Mar 2015 | $4.9B | $4.8B | $113.5M | 752 | 25,800 |
| Jan 2015 | $4.6B | $4.4B | $143.1M | 758 | 23,000 |
| Nov 2014 | $4.6B | $4.4B | $143.1M | 758 | 23,000 |
| Oct 2014 | $4.6B | $4.4B | $143.1M | 758 | 23,000 |
| Sep 2014 | $4.6B | $4.4B | $143.1M | 758 | 23,000 |
| Aug 2014 | $4.6B | $4.4B | $143.1M | 758 | 23,000 |
| Aug 2014 | $4.6B | $4.4B | $143.1M | 758 | 23,000 |
| Jul 2014 | $4.6B | $4.4B | $143.1M | 758 | 23,000 |
| May 2014 | $4.6B | $4.4B | $143.1M | 758 | 23,000 |
| May 2014 | $4.6B | $4.4B | $143.1M | 758 | 23,000 |
| Mar 2014 | $4.6B | $4.4B | $143.1M | 758 | 23,000 |
| Nov 2013 | $3.7B | $3.6B | $114.2M | 770 | 21,400 |
| Nov 2013 | $3.7B | $3.6B | $114.2M | 770 | 21,400 |
| Oct 2013 | $3.7B | $3.6B | $114.2M | 770 | 21,400 |
| Jul 2013 | $3.7B | $3.6B | $114.2M | 770 | 21,400 |
| Jul 2013 | $3.7B | $3.6B | $114.2M | 770 | 21,400 |
| Apr 2013 | $3.7B | $3.6B | $114.2M | 770 | 21,400 |
| Jan 2013 | $3.8B | $3.7B | $113.5M | 726 | 4,200 |
| Jan 2013 | $3.8B | $3.7B | $113.5M | 726 | 4,200 |
| Oct 2012 | $3.8B | $3.7B | $113.5M | 51 | 4,200 |
| Sep 2012 | $3.8B | $3.7B | $113.5M | 51 | 4,200 |
| Sep 2012 | $3.8B | $3.7B | $113.5M | 51 | 4,200 |
| Jul 2012 | $3.8B | $3.7B | $113.5M | 51 | 4,200 |
| Jul 2012 | $851.3M | $757.2M | $94M | 51 | 4,200 |
| Apr 2012 | $851.3M | $757.2M | $94M | 51 | 4,200 |
| Mar 2012 | $851.3M | $757.2M | $94M | 51 | 4,200 |
| Mar 2012 | $851.3M | $757.2M | $94M | 51 | 4,200 |
| Jan 2012 | $954.7M | $816M | $138.7M | 51 | 8,500 |
| Dec 2011 | $954.7M | $816M | $138.7M | 51 | 8,500 |
| Nov 2011 | $954.7M | $816M | $138.7M | 51 | 8,500 |
| Mar 2011 | $954.7M | $816M | $138.7M | 51 | -- |
| Feb 2011 | $709.2M | $699.9M | $9.3M | 51 | -- |
| Feb 2011 | $709.2M | $699.9M | $9.3M | 51 | -- |
| Dec 2010 | $709.2M | $699.9M | $9.3M | 51 | -- |
| Dec 2010 | $709.2M | $699.9M | $9.3M | 51 | -- |
| Dec 2010 | $709.2M | $699.9M | $9.3M | 51 | -- |
| Oct 2010 | $709.2M | $699.9M | $9.3M | 51 | -- |
| Jul 2010 | $709.2M | $699.9M | $9.3M | 51 | -- |
| Jun 2010 | $709.2M | $699.9M | $9.3M | 51 | -- |
| Apr 2010 | $709.2M | $699.9M | $9.3M | 51 | -- |
| Jan 2010 | $677.1M | $663.7M | $13.4M | 51 | -- |
| Mar 2009 | $677.1M | $663.7M | $13.4M | 51 | -- |
| Oct 2007 | $884M | $853.3M | $30.7M | 251 | -- |
| Jun 2007 | $884M | $853.3M | $30.7M | 251 | -- |
| Apr 2007 | $884M | $853.3M | $30.7M | 251 | -- |
| Apr 2007 | $884M | $853.3M | $30.7M | 251 | -- |
| Mar 2007 | $884M | $853.3M | $30.7M | 251 | -- |
| Jan 2007 | $0 | $0 | $0 | 5 | -- |
DateNov 2020
Total AUM$7B
Discretionary$6.9B
Non-Disc.$150.3M
Employees564
Clients456
DateAug 2020
Total AUM$7B
Discretionary$6.9B
Non-Disc.$150.3M
Employees564
Clients456
DateJul 2020
Total AUM$7B
Discretionary$6.9B
Non-Disc.$150.3M
Employees564
Clients456
DateJul 2020
Total AUM$7B
Discretionary$6.9B
Non-Disc.$150.3M
Employees564
Clients456
DateJun 2020
Total AUM$7B
Discretionary$6.9B
Non-Disc.$150.3M
Employees564
Clients456
DateMar 2020
Total AUM$7B
Discretionary$6.9B
Non-Disc.$150.3M
Employees564
Clients456
DateJan 2020
Total AUM$6B
Discretionary$5.9B
Non-Disc.$74.2M
Employees609
Clients575
DateSep 2019
Total AUM$6B
Discretionary$5.9B
Non-Disc.$74.2M
Employees609
Clients575
DateApr 2019
Total AUM$6B
Discretionary$5.9B
Non-Disc.$74.2M
Employees609
Clients575
DateMar 2019
Total AUM$6B
Discretionary$5.9B
Non-Disc.$74.2M
Employees609
Clients575
DateOct 2018
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$40.6M
Employees651
Clients906
DateAug 2018
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$40.6M
Employees651
Clients906
DateJul 2018
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$40.6M
Employees651
Clients906
DateMar 2018
Total AUM$5.8B
Discretionary$5.8B
Non-Disc.$40.6M
Employees651
Clients906
DateDec 2017
Total AUM$4.5B
Discretionary$4.5B
Non-Disc.$4.9M
Employees680
Clients0
DateDec 2017
Total AUM$4.5B
Discretionary$4.5B
Non-Disc.$4.9M
Employees680
Clients0
DateSep 2017
Total AUM$4.5B
Discretionary$4.5B
Non-Disc.$4.9M
Employees680
Clients25,300
DateSep 2017
Total AUM$4.5B
Discretionary$4.5B
Non-Disc.$4.9M
Employees680
Clients25,300
DateAug 2017
Total AUM$4.5B
Discretionary$4.5B
Non-Disc.$4.9M
Employees680
Clients25,300
DateAug 2017
Total AUM$4.5B
Discretionary$4.5B
Non-Disc.$4.9M
Employees680
Clients25,300
DateApr 2017
Total AUM$4.5B
Discretionary$4.5B
Non-Disc.$4.9M
Employees680
Clients25,300
DateMar 2017
Total AUM$4.5B
Discretionary$4.5B
Non-Disc.$4.9M
Employees680
Clients25,300
DateJan 2017
Total AUM$4.8B
Discretionary$4.7B
Non-Disc.$80.3M
Employees729
Clients26,300
DateNov 2016
Total AUM$4.8B
Discretionary$4.7B
Non-Disc.$80.3M
Employees729
Clients26,300
DateOct 2016
Total AUM$4.8B
Discretionary$4.7B
Non-Disc.$80.3M
Employees729
Clients26,300
DateOct 2016
Total AUM$4.4B
Discretionary$4.1B
Non-Disc.$334.7M
Employees729
Clients26,300
DateAug 2016
Total AUM$4.4B
Discretionary$4.1B
Non-Disc.$334.7M
Employees729
Clients26,300
DateAug 2016
Total AUM$4.4B
Discretionary$4.1B
Non-Disc.$334.7M
Employees729
Clients26,300
DateJun 2016
Total AUM$4.4B
Discretionary$4.1B
Non-Disc.$334.7M
Employees729
Clients26,300
DateMay 2016
Total AUM$4.4B
Discretionary$4.1B
Non-Disc.$334.7M
Employees729
Clients26,300
DateMar 2016
Total AUM$4.4B
Discretionary$4.1B
Non-Disc.$334.7M
Employees729
Clients26,300
DateFeb 2016
Total AUM$4.9B
Discretionary$4.8B
Non-Disc.$113.5M
Employees752
Clients25,800
DateJun 2015
Total AUM$4.9B
Discretionary$4.8B
Non-Disc.$113.5M
Employees752
Clients25,800
DateJun 2015
Total AUM$4.9B
Discretionary$4.8B
Non-Disc.$113.5M
Employees752
Clients25,800
DateJun 2015
Total AUM$4.9B
Discretionary$4.8B
Non-Disc.$113.5M
Employees752
Clients25,800
DateMay 2015
Total AUM$4.9B
Discretionary$4.8B
Non-Disc.$113.5M
Employees752
Clients25,800
DateMar 2015
Total AUM$4.9B
Discretionary$4.8B
Non-Disc.$113.5M
Employees752
Clients25,800
DateMar 2015
Total AUM$4.9B
Discretionary$4.8B
Non-Disc.$113.5M
Employees752
Clients25,800
DateJan 2015
Total AUM$4.6B
Discretionary$4.4B
Non-Disc.$143.1M
Employees758
Clients23,000
DateNov 2014
Total AUM$4.6B
Discretionary$4.4B
Non-Disc.$143.1M
Employees758
Clients23,000
DateOct 2014
Total AUM$4.6B
Discretionary$4.4B
Non-Disc.$143.1M
Employees758
Clients23,000
DateSep 2014
Total AUM$4.6B
Discretionary$4.4B
Non-Disc.$143.1M
Employees758
Clients23,000
DateAug 2014
Total AUM$4.6B
Discretionary$4.4B
Non-Disc.$143.1M
Employees758
Clients23,000
DateAug 2014
Total AUM$4.6B
Discretionary$4.4B
Non-Disc.$143.1M
Employees758
Clients23,000
DateJul 2014
Total AUM$4.6B
Discretionary$4.4B
Non-Disc.$143.1M
Employees758
Clients23,000
DateMay 2014
Total AUM$4.6B
Discretionary$4.4B
Non-Disc.$143.1M
Employees758
Clients23,000
DateMay 2014
Total AUM$4.6B
Discretionary$4.4B
Non-Disc.$143.1M
Employees758
Clients23,000
DateMar 2014
Total AUM$4.6B
Discretionary$4.4B
Non-Disc.$143.1M
Employees758
Clients23,000
DateNov 2013
Total AUM$3.7B
Discretionary$3.6B
Non-Disc.$114.2M
Employees770
Clients21,400
DateNov 2013
Total AUM$3.7B
Discretionary$3.6B
Non-Disc.$114.2M
Employees770
Clients21,400
DateOct 2013
Total AUM$3.7B
Discretionary$3.6B
Non-Disc.$114.2M
Employees770
Clients21,400
DateJul 2013
Total AUM$3.7B
Discretionary$3.6B
Non-Disc.$114.2M
Employees770
Clients21,400
DateJul 2013
Total AUM$3.7B
Discretionary$3.6B
Non-Disc.$114.2M
Employees770
Clients21,400
DateApr 2013
Total AUM$3.7B
Discretionary$3.6B
Non-Disc.$114.2M
Employees770
Clients21,400
DateJan 2013
Total AUM$3.8B
Discretionary$3.7B
Non-Disc.$113.5M
Employees726
Clients4,200
DateJan 2013
Total AUM$3.8B
Discretionary$3.7B
Non-Disc.$113.5M
Employees726
Clients4,200
DateOct 2012
Total AUM$3.8B
Discretionary$3.7B
Non-Disc.$113.5M
Employees51
Clients4,200
DateSep 2012
Total AUM$3.8B
Discretionary$3.7B
Non-Disc.$113.5M
Employees51
Clients4,200
DateSep 2012
Total AUM$3.8B
Discretionary$3.7B
Non-Disc.$113.5M
Employees51
Clients4,200
DateJul 2012
Total AUM$3.8B
Discretionary$3.7B
Non-Disc.$113.5M
Employees51
Clients4,200
DateJul 2012
Total AUM$851.3M
Discretionary$757.2M
Non-Disc.$94M
Employees51
Clients4,200
DateApr 2012
Total AUM$851.3M
Discretionary$757.2M
Non-Disc.$94M
Employees51
Clients4,200
DateMar 2012
Total AUM$851.3M
Discretionary$757.2M
Non-Disc.$94M
Employees51
Clients4,200
DateMar 2012
Total AUM$851.3M
Discretionary$757.2M
Non-Disc.$94M
Employees51
Clients4,200
DateJan 2012
Total AUM$954.7M
Discretionary$816M
Non-Disc.$138.7M
Employees51
Clients8,500
DateDec 2011
Total AUM$954.7M
Discretionary$816M
Non-Disc.$138.7M
Employees51
Clients8,500
DateNov 2011
Total AUM$954.7M
Discretionary$816M
Non-Disc.$138.7M
Employees51
Clients8,500
DateMar 2011
Total AUM$954.7M
Discretionary$816M
Non-Disc.$138.7M
Employees51
Clients--
DateFeb 2011
Total AUM$709.2M
Discretionary$699.9M
Non-Disc.$9.3M
Employees51
Clients--
DateFeb 2011
Total AUM$709.2M
Discretionary$699.9M
Non-Disc.$9.3M
Employees51
Clients--
DateDec 2010
Total AUM$709.2M
Discretionary$699.9M
Non-Disc.$9.3M
Employees51
Clients--
DateDec 2010
Total AUM$709.2M
Discretionary$699.9M
Non-Disc.$9.3M
Employees51
Clients--
DateDec 2010
Total AUM$709.2M
Discretionary$699.9M
Non-Disc.$9.3M
Employees51
Clients--
DateOct 2010
Total AUM$709.2M
Discretionary$699.9M
Non-Disc.$9.3M
Employees51
Clients--
DateJul 2010
Total AUM$709.2M
Discretionary$699.9M
Non-Disc.$9.3M
Employees51
Clients--
DateJun 2010
Total AUM$709.2M
Discretionary$699.9M
Non-Disc.$9.3M
Employees51
Clients--
DateApr 2010
Total AUM$709.2M
Discretionary$699.9M
Non-Disc.$9.3M
Employees51
Clients--
DateJan 2010
Total AUM$677.1M
Discretionary$663.7M
Non-Disc.$13.4M
Employees51
Clients--
DateMar 2009
Total AUM$677.1M
Discretionary$663.7M
Non-Disc.$13.4M
Employees51
Clients--
DateOct 2007
Total AUM$884M
Discretionary$853.3M
Non-Disc.$30.7M
Employees251
Clients--
DateJun 2007
Total AUM$884M
Discretionary$853.3M
Non-Disc.$30.7M
Employees251
Clients--
DateApr 2007
Total AUM$884M
Discretionary$853.3M
Non-Disc.$30.7M
Employees251
Clients--
DateApr 2007
Total AUM$884M
Discretionary$853.3M
Non-Disc.$30.7M
Employees251
Clients--
DateMar 2007
Total AUM$884M
Discretionary$853.3M
Non-Disc.$30.7M
Employees251
Clients--
DateJan 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--