EQUINOX INSTITUTIONAL ASSET MANAGEMENT, LP
CRD #137894 SEC #801-64917 PRINCETON, NJ 609-430-0404
SEC Registered
Total AUM
$901.3M
Discretionary
$901.3M
Employees
12
Clients
--
Accounts
6
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 4, 2020
- Branch Offices
- 1
- LEI
- 549300NHVI8WH44P3093
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAMPANA, PETER, MARK | I | CHIEF COMPLIANCE OFFICER AND LEGAL COUNSEL | NA | Control |
| CAMPANA, PETER, MARK | I | CHIEF COMPLIANCE OFFICER AND LEGAL COUNSEL | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER OF THE GP | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER OF THE GP | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER OF THE GP | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER OF THE GP | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER OF THE GP | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER OF THE GP | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAVID, AJAY, RAGHUNATH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT OF THE GP | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT OF THE GP | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT OF THE GP | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT OF THE GP | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT OF THE GP | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT OF THE GP | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO & CHIEF COMPLIANCE OFFICER | NA | Control |
| ENCK, ROBERT, JOSEPH | I | PRESIDENT/CEO & CHIEF COMPLIANCE OFFICER | NA | Control |
| EQUINOX INSTITUTIONAL CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| EQUINOX INSTITUTIONAL CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| EQUINOX INSTITUTIONAL CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| EQUINOX INSTITUTIONAL CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| EQUINOX INSTITUTIONAL CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| EQUINOX INSTITUTIONAL CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| EQUINOX INSTITUTIONAL CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| EQUINOX INSTITUTIONAL CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| EQUINOX INSTITUTIONAL CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| EQUINOX INSTITUTIONAL CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| EQUINOX INSTITUTIONAL CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| EQUINOX INSTITUTIONAL CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| EQUINOX INSTITUTIONAL CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| EWASKO, JASON, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| EWASKO, JASON, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| EWASKO, JASON, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| FILIPPONI, KATHLEEN | I | CHIEF COMPLIANCE OFFICER AND LIMITED PARTNER | NA | Control |
| FILIPPONI, KATHLEEN | I | LIMITED PARTNER | NA | |
| FILIPPONI, KATHLEEN | I | LIMITED PARTNER, CHIEF FINANCIAL OFFICER OF THE GP | NA | Control |
| FILIPPONI, KATHLEEN | I | LIMITED PARTNER, CHIEF FINANCIAL OFFICER OF THE GP | NA | Control |
| FILIPPONI, KATHLEEN | I | LIMITED PARTNER, CHIEF FINANCIAL OFFICER OF THE GP | NA | Control |
| FILIPPONI, KATHLEEN | I | CHIEF COMPLIANCE OFFICER AND LIMITED PARTNER | NA | Control |
| FILIPPONI, KATHLEEN | I | LIMITED PARTNER | NA | |
| GILLESPIE, STACEY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GILLESPIE, STACEY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GILLESPIE, STACEY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GILLESPIE, STACEY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GILLESPIE, STACEY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GILLESPIE, STACEY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GILLESPIE, STACEY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GILLESPIE, STACEY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GILLESPIE, STACEY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY, JUANITA, DAVIDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY, JUANITA, DAVIDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY, JUANITA, DAVIDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY, JUANITA, DAVIDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY, JUANITA, DAVIDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY, JUANITA, DAVIDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY, JUANITA, DAVIDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY, JUANITA, DAVIDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY, JUANITA, DAVIDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY, JUANITA, DAVIDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY, JUANITA, DAVIDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY, JUANITA, DAVIDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| JUDGE, KAREN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| JUDGE, KAREN, MARIE | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER OF THE GP | NA | Control |
| JUDGE, KAREN, MARIE | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER OF THE GP | NA | Control |
| JUDGE, KAREN, MARIE | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER OF THE GP | NA | Control |
| JUDGE, KAREN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| JUDGE, KAREN, MARIE | I | CHIEF COMPLIANCE OFFICER OF THE GP | NA | Control |
| JUDGE, KAREN, MARIE | I | CHIEF COMPLIANCE OFFICER OF THE GP | NA | Control |
| JUDGE, KAREN, MARIE | I | CHIEF COMPLIANCE OFFICER OF THE GP | NA | Control |
| LATELLA, LAURA, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LATELLA, LAURA, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LATELLA, LAURA, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LATELLA, LAURA, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LATELLA, LAURA, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LATELLA, LAURA, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LATELLA, LAURA, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LATELLA, LAURA, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LATELLA, LAURA, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LATELLA, LAURA, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LATELLA, LAURA, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LATELLA, LAURA, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LATELLA, LAURA, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LATELLA, LAURA, MARIE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| LIU, PHILIP | I | GENERAL COUNSEL | NA | |
| Magolis, Kristina, Beth | I | LEGAL COUNSEL | NA | |
| Magolis, Kristina, Beth | I | LEGAL COUNSEL | NA | |
| Magolis, Kristina, Beth | I | LEGAL COUNSEL | NA | |
| OSBORNE, SUE | I | LIMITED PARTNER | NA | |
| OSBORNE, SUE | I | LIMITED PARTNER | NA | |
| OSBORNE, SUE | I | LIMITED PARTNER, DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| OSBORNE, SUE | I | LIMITED PARTNER, DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| OSBORNE, SUE | I | LIMITED PARTNER, DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| OSBORNE, SUE | I | LIMITED PARTNER | NA | |
| OSBORNE, SUE | I | LIMITED PARTNER | NA | |
| OSBORNE, SUE | I | DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| OSBORNE, SUE | I | DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| OSBORNE, SUE | I | DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| OSBORNE, SUE | I | DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| OSBORNE, SUE | I | DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| OSBORNE, SUE | I | DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| OSBORNE, SUE | I | DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| OSBORNE, SUE | I | DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| QADEER, AFROZ | I | PRESIDENT & CHIEF INVESTMENT OFFICER OF THE GP | NA | Control |
| QADEER, AFROZ | I | PRESIDENT & CHIEF INVESTMENT OFFICER OF THE GP | NA | Control |
| QADEER, AFROZ | I | PRESIDENT & CHIEF INVESTMENT OFFICER OF THE GP | NA | Control |
| QADEER, AFROZ | I | PRESIDENT & CHIEF INVESTMENT OFFICER OF THE GP | NA | Control |
| QADEER, AFROZ | I | PRESIDENT & CHIEF INVESTMENT OFFICER OF THE GP | NA | Control |
| QADEER, AFROZ | I | PRESIDENT & CHIEF INVESTMENT OFFICER OF THE GP | NA | Control |
| QADEER, AFROZ | I | PRESIDENT & CHIEF INVESTMENT OFFICER OF THE GP | NA | Control |
| QADEER, AFROZ | I | PRESIDENT & CHIEF INVESTMENT OFFICER OF THE GP | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH OF THE GP | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| RANKIN, RUFUS, GRADY | I | DIRECTOR OF RESEARCH | NA | Control |
| SANDERS, VANCE, JEFFERY | I | CFO | NA | |
| SANDERS, VANCE, JEFFERY | I | CFO | NA | |
| SANDERS, VANCE, JEFFERY | I | CFO | NA | |
| SANDERS, VANCE, JEFFERY | I | CFO | NA | |
| TAPESTRY CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TAPESTRY CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TAPESTRY CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TAPESTRY CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TAPESTRY CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TAPESTRY CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TAPESTRY CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TAPESTRY CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| TAPESTRY CAPITAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| magolis, kristina | I | LEGAL COUNSEL | NA | |
| EQUINOX FINANCIAL GROUP, LLC | DE | LIMITED PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | LIMITED PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | LIMITED PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | LIMITED PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | LIMITED PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | LIMITED PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | LIMITED PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | LIMITED PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | LIMITED PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | LIMITED PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | LIMITED PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | LIMITED PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | LIMITED PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | LIMITED PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| EQUINOX FINANCIAL GROUP, LLC | DE | GENERAL PARTNER, OWNER | E | Control |
| QADEER, AFROZ | I | MANAGER, LIMITED PARTNER, CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER OF THE GP | D | Control |
| QADEER, AFROZ | I | MANAGER, LIMITED PARTNER, CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER OF THE GP | D | Control |
| QADEER, AFROZ | I | MANAGER, LIMITED PARTNER, CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER OF THE GP | D | Control |
| QADEER, AFROZ | I | MANAGER, LIMITED PARTNER, CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER OF THE GP | D | Control |
| KNUDSEN, JON, ERIC | I | LIMITED PARTNER | C | Control |
| KNUDSEN, JON, ERIC | I | LIMITED PARTNER | C | Control |
| KNUDSEN, JON, ERIC | I | LIMITED PARTNER | C | Control |
| KNUDSEN, JON, ERIC | I | LIMITED PARTNER | C | Control |
| KNUDSEN, JON, ERIC | I | LIMITED PARTNER, CO-CHIEF INVESTMENT OFFICER OF THE GP | C | Control |
| QADEER, AFROZ | I | LIMITED PARTNER | C | Control |
| QADEER, AFROZ | I | LIMITED PARTNER | C | Control |
| QADEER, AFROZ | I | LIMITED PARTNER | C | Control |
| QADEER, AFROZ | I | LIMITED PARTNER | C | Control |
| ENCK, ROBERT, JOSEPH | I | CHIEF COMPLIANCE OFFICER | B | Control |
| KNUDSEN, JON, ERIC | I | LIMITED PARTNER, CO-CHIEF INVESTMENT OFFICER OF THE GP | B | Control |
| KNUDSEN, JON, ERIC | I | LIMITED PARTNER, CO-CHIEF INVESTMENT OFFICER OF THE GP | B | Control |
| KNUDSEN, JON, ERIC | I | LIMITED PARTNER, CO-CHIEF INVESTMENT OFFICER OF THE GP | B | Control |
| SIDDIQI, SALEEM, A. | I | LIMITED PARTNER | B | |
| SIDDIQI, SALEEM, A. | I | LIMITED PARTNER | B | |
| SIDDIQI, SALEEM, A. | I | LIMITED PARTNER | B | |
| SIDDIQI, SALEEM, A. | I | LIMITED PARTNER | B | |
| SIDDIQI, SALEEM, A. | I | LIMITED PARTNER | B | |
| SIDDIQI, SALEEM, A. | I | LIMITED PARTNER | B | |
| FILIPPONI, KATHLEEN | I | LIMITED PARTNER, CHIEF FINANCIAL OFFICER OF THE GP | A | Control |
| JUDGE, KAREN, MARIE | I | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER OF THE GP | A | Control |
| OSBORNE, SUE | I | LIMITED PARTNER, DIRECTOR OF RESEARCH OF THE GP | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| MONOGHAN PALLAT, CAROLINE | I | SCAN PARTNERS, LTD | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| SCAN PARTNERS LTD. | DE | EQUINOX FINANCIAL GROUP, LLC | E | Control |
| QADEER, AFROZ | I | TAPESTRY CAPITAL MANAGEMENT, LLC | D | Control |
| QADEER, AFROZ | I | TAPESTRY CAPITAL MANAGEMENT, LLC | D | Control |
| QADEER, AFROZ | I | TAPESTRY CAPITAL MANAGEMENT, LLC | D | Control |
| QADEER, AFROZ | I | TAPESTRY CAPITAL MANAGEMENT, LLC | D | Control |
| FILIPPONI, KATHLEEN | I | TAPESTRY CAPITAL MANAGEMENT, LLC | C | Control |
| KNUDSEN, JON, ERIC | I | TAPESTRY CAPITAL MANAGEMENT, LLC | C | Control |
| KNUDSEN, JON, ERIC | I | TAPESTRY CAPITAL MANAGEMENT, LLC | C | Control |
| KNUDSEN, JON, ERIC | I | TAPESTRY CAPITAL MANAGEMENT, LLC | C | Control |
| KNUDSEN, JON, ERIC | I | TAPESTRY CAPITAL MANAGEMENT, LLC | C | Control |
| OSBORNE, SUE | I | TAPESTRY CAPITAL MANAGEMENT, LLC | C | |
| QADEER, AFROZ | I | TAPESTRY CAPITAL MANAGEMENT, LLC | C | Control |
| QADEER, AFROZ | I | TAPESTRY CAPITAL MANAGEMENT, LLC | C | Control |
| QADEER, AFROZ | I | TAPESTRY CAPITAL MANAGEMENT, LLC | C | Control |
| QADEER, AFROZ | I | TAPESTRY CAPITAL MANAGEMENT, LLC | C | Control |
Registrations
Federal
IA
Mar 4, 2020 REGISTERED
Notice Filings (1)
NJ
Address
47 HULFISH STREETSUITE 510
PRINCETON, NJ 08542
United States
Phone: 609-430-0404