SPENCER CAPITAL MANAGEMENT, LLC

CRD #137922 SEC #801-71760 NEW YORK, NY (646)-546-5078

SEC Registered Private Funds

Total AUM

$75.3M

Discretionary

$75.3M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 30, 2016
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CIONGOLI, SUZANNE, KERRIGAN	I	CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/CHIEF OPERATING OFFICER	NA
DOMINGUEZ, DEENA	I	CHIEF COMPLIANCE OFFICER	NA
DOMINGUEZ, DEENA	I	CHIEF COMPLIANCE OFFICER	NA
DOMINGUEZ, DEENA	I	CHIEF COMPLIANCE OFFICER	NA
DOMINGUEZ, DEENA	I	CHIEF COMPLIANCE OFFICER	NA
DOMINGUEZ, DEENA	I	CHIEF COMPLIANCE OFFICER	NA
PRINCE HENRY NAVIGATOR II, LLC	DE	ECONOMIC INTEREST HOLDER	NA
PRINCE HENRY NAVIGATOR II, LLC	DE	ECONOMIC INTEREST HOLDER	NA
PRINCE HENRY NAVIGATOR II, LLC	DE	ECONOMIC INTEREST HOLDER	NA
PRINCE HENRY NAVIGATOR II, LLC	DE	ECONOMIC INTEREST HOLDER	NA
PRINCE HENRY NAVIGATOR II, LLC	DE	ECONOMIC INTEREST HOLDER	NA
PRINCE HENRY NAVIGATOR II, LLC	DE	ECONOMIC INTEREST HOLDER	NA
PRINCE HENRY NAVIGATOR II, LLC	DE	ECONOMIC INTEREST HOLDER	NA
PRINCE HENRY NAVIGATOR II, LLC	DE	ECONOMIC INTEREST HOLDER	NA
SHUBIN STEIN, KENNETH, HILLEL	I	MANAGER, FOUNDER AND PORTFOLIO MANAGER	NA	Control
SHUBIN STEIN, KENNETH, HILLEL	I	CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER	E	Control
SHUBIN STEIN, KENNETH, HILLEL	I	CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER	E	Control
SHUBIN STEIN, KENNETH, HILLEL	I	CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER	E	Control
SHUBIN STEIN, KENNETH, HILLEL	I	CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER	E	Control
SHUBIN STEIN, KENNETH, HILLEL	I	CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER	E	Control
SHUBIN STEIN, KENNETH, HILLEL	I	CHIEF COMPLIANCE OFFICER AND MANAGER	E	Control
SHUBIN STEIN, KENNETH, HILLEL	I	CHIEF COMPLIANCE OFFICER AND MANAGER	E	Control
SHUBIN STEIN, KENNETH, HILLEL	I	MANAGER, FOUNDER AND PORTFOLIO MANAGER	E	Control
SHUBIN STEIN, KENNETH, HILLEL	I	MANAGER, FOUNDER AND PORTFOLIO MANAGER	E	Control
SHUBIN STEIN, KENNETH, HILLEL	I	CHIEF COMPLIANCE OFFICER AND MANAGER	E	Control
SHUBIN STEIN, KENNETH, HILLEL	I	CHIEF COMPLIANCE OFFICER AND MANAGER	E	Control
SHUBIN STEIN, KENNETH, HILLEL	I	FOUNDER AND PORTFOLIO MANAGER	E	Control
SHUBIN STEIN, KENNETH, HILLEL	I	MANAGER, FOUNDER AND PORTFOLIO MANAGER	E	Control
SPENCER CAPITAL GROUP, LLC	DE	OWNER	E	Control
SHUBIN STEIN, KENNETH, HILLEL	I	MANAGING MEMBER	C	Control
ASSET ALLIANCE CORPORATION	DE	ECONOMIC INTEREST HOLDER	B
LEONE, CHRISTIAN, ALEXANDER	I	ECONOMIC INTEREST HOLDER	B
LUBERT, IRA, MARK	I	ECONOMIC INTEREST HOLDER	B
LUBERT, JONATHAN, MARK	I	ECONOMIC INTEREST HOLDER	B
SCION CAPITAL VENTURES LLC	DE	ECONOMIC INTEREST HOLDER	B
ASCM, INC.	FE	ECONOMIC INTEREST HOLDER	A
ASCM, INC.	FE	ECONOMIC INTEREST HOLDER	A
ASCM, INC.	FE	ECONOMIC INTEREST HOLDER	A
ASCM, INC.	FE	ECONOMIC INTEREST HOLDER	A
ASCM, INC.	FE	ECONOMIC INTEREST HOLDER	A
ASCM, INC.	FE	ECONOMIC INTEREST HOLDER	A
ASCM, INC.	FE	ECONOMIC INTEREST HOLDER	A
ASCM, INC.	FE	ECONOMIC INTEREST HOLDER	A
ASCM, INC.	FE	ECONOMIC INTEREST HOLDER	A
PRINCE HENRY NAVIGATOR III, LLC	DE	ECONOMIC INTEREST HOLDER	A
PRINCE HENRY NAVIGATOR III, LLC	DE	ECONOMIC INTEREST HOLDER	A
PRINCE HENRY NAVIGATOR III, LLC	DE	ECONOMIC INTEREST HOLDER	A
PRINCE HENRY NAVIGATOR III, LLC	DE	ECONOMIC INTEREST HOLDER	A
PRINCE HENRY NAVIGATOR III, LLC	DE	ECONOMIC INTEREST HOLDER	A
PRINCE HENRY NAVIGATOR III, LLC	DE	ECONOMIC INTEREST HOLDER	A
PRINCE HENRY NAVIGATOR III, LLC	DE	ECONOMIC INTEREST HOLDER	A
PRINCE HENRY NAVIGATOR III, LLC	DE	ECONOMIC INTEREST HOLDER	A
PRINCE HENRY NAVIGATOR III, LLC	DE	ECONOMIC INTEREST HOLDER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
PRINCE HENRY MANAGEMENT, LLC	DE	PRINCE HENRY NAVIGATOR III, LLC	F	Control
PRINCE HENRY MANAGEMENT, LLC	DE	PRINCE HENRY NAVIGATOR III, LLC	F	Control
PRINCE HENRY MANAGEMENT, LLC	DE	PRINCE HENRY NAVIGATOR III, LLC	F	Control
PRINCE HENRY MANAGEMENT, LLC	DE	PRINCE HENRY NAVIGATOR III, LLC	F	Control
PRINCE HENRY MANAGEMENT, LLC	DE	PRINCE HENRY NAVIGATOR III, LLC	F	Control
PRINCE HENRY MANAGEMENT, LLC	DE	PRINCE HENRY NAVIGATOR III, LLC	F	Control
PRINCE HENRY MANAGEMENT, LLC	DE	PRINCE HENRY NAVIGATOR III, LLC	F	Control
PRINCE HENRY MANAGEMENT, LLC	DE	PRINCE HENRY NAVIGATOR III, LLC	F	Control
PRINCE HENRY MANAGEMENT, LLC	DE	PRINCE HENRY NAVIGATOR III, LLC	F	Control
154055 CANADA INC.	FE	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	E	Control
154055 CANADA INC.	FE	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	E	Control
154055 CANADA INC.	FE	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	E	Control
154055 CANADA INC.	FE	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	E	Control
154055 CANADA INC.	FE	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	E	Control
154055 CANADA INC.	FE	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	E	Control
154055 CANADA INC.	FE	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	E	Control
154055 CANADA INC.	FE	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	E	Control
154055 CANADA INC.	FE	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	E	Control
ANGLIN, DANIEL	I	PRINCE HENRY MANAGEMENT, LLC	E	Control
ANGLIN, DANIEL	I	PRINCE HENRY MANAGEMENT, LLC	E	Control
ANGLIN, DANIEL	I	PRINCE HENRY MANAGEMENT, LLC	E	Control
ANGLIN, DANIEL	I	PRINCE HENRY MANAGEMENT, LLC	E	Control
ANGLIN, DANIEL	I	PRINCE HENRY MANAGEMENT, LLC	E	Control
ANGLIN, DANIEL	I	PRINCE HENRY MANAGEMENT, LLC	E	Control
ANGLIN, DANIEL	I	PRINCE HENRY MANAGEMENT, LLC	E	Control
ANGLIN, DANIEL	I	PRINCE HENRY MANAGEMENT, LLC	E	Control
ANGLIN, DANIEL	I	PRINCE HENRY MANAGEMENT, LLC	E	Control
ARTHUR J. GALLAGHER & CO., INC.	DE	AJG FINANCIAL SERVICES, INC.	E	Control
SHUBIN STEIN, KENNETH, HILLEL	I	SPENCER CAPITAL GROUP, LLC	E	Control
SUPERIOR TECHNOLOGY PORTFOLIO, INC.	FE	ASCM, INC.	E	Control
SUPERIOR TECHNOLOGY PORTFOLIO, INC.	FE	ASCM, INC.	E	Control
SUPERIOR TECHNOLOGY PORTFOLIO, INC.	FE	ASCM, INC.	E	Control
SUPERIOR TECHNOLOGY PORTFOLIO, INC.	FE	ASCM, INC.	E	Control
SUPERIOR TECHNOLOGY PORTFOLIO, INC.	FE	ASCM, INC.	E	Control
SUPERIOR TECHNOLOGY PORTFOLIO, INC.	FE	ASCM, INC.	E	Control
SUPERIOR TECHNOLOGY PORTFOLIO, INC.	FE	ASCM, INC.	E	Control
SUPERIOR TECHNOLOGY PORTFOLIO, INC.	FE	ASCM, INC.	E	Control
SUPERIOR TECHNOLOGY PORTFOLIO, INC.	FE	ASCM, INC.	E	Control
THE BURRY 2003 REVOCABLE TRUST DATED MAY 13, 2003	DE	SCION CAPITAL VENTURES LLC	D
AJG FINANCIAL SERVICES, INC.	DE	ASSET ALLIANCE CORPORATION	C
ALEXANDER, GARY	I	SUPERIOR PORTFOLIO TECHNOLOGY, INC.	C	Control
ALEXANDER, GARY	I	154055 CANADA INC.	C	Control
ALEXANDER, GARY	I	SUPERIOR PORTFOLIO TECHNOLOGY, INC.	C	Control
ALEXANDER, GARY	I	154055 CANADA INC.	C	Control
ALEXANDER, GARY	I	SUPERIOR PORTFOLIO TECHNOLOGY, INC.	C	Control
ALEXANDER, GARY	I	154055 CANADA INC.	C	Control
ALEXANDER, GARY	I	SUPERIOR PORTFOLIO TECHNOLOGY, INC.	C	Control
ALEXANDER, GARY	I	154055 CANADA INC.	C	Control
ALEXANDER, GARY	I	SUPERIOR PORTFOLIO TECHNOLOGY, INC.	C	Control
ALEXANDER, GARY	I	154055 CANADA INC.	C	Control
ALEXANDER, GARY	I	SUPERIOR PORTFOLIO TECHNOLOGY, INC.	C	Control
ALEXANDER, GARY	I	154055 CANADA INC.	C	Control
ALEXANDER, GARY	I	SUPERIOR PORTFOLIO TECHNOLOGY, INC.	C	Control
ALEXANDER, GARY	I	154055 CANADA INC.	C	Control
ALEXANDER, GARY	I	SUPERIOR PORTFOLIO TECHNOLOGY, INC.	C	Control
ALEXANDER, GARY	I	154055 CANADA INC.	C	Control
ALEXANDER, GARY	I	SUPERIOR PORTFOLIO TECHNOLOGY, INC.	C	Control
ALEXANDER, GARY	I	154055 CANADA INC.	C	Control
ALEXANDER, JAMES	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, JAMES	I	154055 CANADA INC.	C	Control
ALEXANDER, JAMES	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, JAMES	I	154055 CANADA INC.	C	Control
ALEXANDER, JAMES	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, JAMES	I	154055 CANADA INC.	C	Control
ALEXANDER, JAMES	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, JAMES	I	154055 CANADA INC.	C	Control
ALEXANDER, JAMES	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, JAMES	I	154055 CANADA INC.	C	Control
ALEXANDER, JAMES	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, JAMES	I	154055 CANADA INC.	C	Control
ALEXANDER, JAMES	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, JAMES	I	154055 CANADA INC.	C	Control
ALEXANDER, JAMES	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, JAMES	I	154055 CANADA INC.	C	Control
ALEXANDER, JAMES	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, JAMES	I	154055 CANADA INC.	C	Control
ALEXANDER, ROBIN, M	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, ROBIN, M	I	154055 CANADA INC.	C	Control
ALEXANDER, ROBIN, M	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, ROBIN, M	I	154055 CANADA INC.	C	Control
ALEXANDER, ROBIN, M	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, ROBIN, M	I	154055 CANADA INC.	C	Control
ALEXANDER, ROBIN, M	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, ROBIN, M	I	154055 CANADA INC.	C	Control
ALEXANDER, ROBIN, M	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, ROBIN, M	I	154055 CANADA INC.	C	Control
ALEXANDER, ROBIN, M	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, ROBIN, M	I	154055 CANADA INC.	C	Control
ALEXANDER, ROBIN, M	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, ROBIN, M	I	154055 CANADA INC.	C	Control
ALEXANDER, ROBIN, M	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, ROBIN, M	I	154055 CANADA INC.	C	Control
ALEXANDER, ROBIN, M	I	SUPERIOR TECHNOLOGY PORTFOLIO, INC.	C	Control
ALEXANDER, ROBIN, M	I	154055 CANADA INC.	C	Control

Registrations

Federal

Mar 30, 2016 REGISTERED

Notice Filings (1)

Address

79 MADISON AVE
15TH FLOOR
NEW YORK, NY 10011
United States

Phone: (646)-546-5078