FOUNDERS FINANCIAL SECURITIES, LLC
CRD #137945 SEC #801-66892 TOWSON, MD 410-308-9988
SEC Registered Broker-Dealer
Total AUM
$3.3B
Discretionary
$3B
Employees
141
Clients
51
Accounts
17,774
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 22, 2025
- Branch Offices
- 62
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEECH, KAREN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEECH, KAREN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEECH, KAREN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEECH, KAREN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEECH, KAREN ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRIGGS, RICHARD RAYMOND | I | CHIEF COMPLIANCE OFFICER/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| BRIGGS, RICHARD RAYMOND | I | CHIEF COMPLIANCE OFFICER/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| BRIGGS, RICHARD RAYMOND | I | CHIEF COMPLIANCE OFFICER/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| BRIGGS, RICHARD RAYMOND | I | CHIEF COMPLIANCE OFFICER/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| BRIGGS, RICHARD RAYMOND | I | CHIEF COMPLIANCE OFFICER/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| FARNUM, JAMES RANDALL JR. | I | CFO/FINOP | NA | Control |
| FARNUM, JAMES RANDALL JR. | I | CFO/FINOP | NA | Control |
| FARNUM, JAMES RANDALL JR. | I | CFO/FINOP | NA | Control |
| FARNUM, JAMES RANDALL JR. | I | CFO/FINOP | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRCMA, JOSEPH VICTOR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| RECKAMP, JILL ANNE | I | FINOP | NA | |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/CHIEF MARKETING | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/CHIEF MARKETING | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/CHIEF MARKETING | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/CHIEF MARKETING | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/CHIEF MARKETING | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | PRESIDENT/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| SHEPHERD, BRADLEY MATTHEW | I | CEO/ROSFP | NA | Control |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| STEIGHNER, KAREN ANN | I | FINOP | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOUNDERS FINANCIAL LLC | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL LLC | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL LLC | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL LLC | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL LLC | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL LLC | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL LLC | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL LLC | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL LLC | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL LLC | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL LLC | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL LLC | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL LLC | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
| FOUNDERS FINANCIAL, INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | Control |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | Control |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL HOLDING INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL HOLDING INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL, INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL HOLDING INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL HOLDING INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL HOLDING INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL HOLDING INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL HOLDING INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL HOLDING INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL HOLDING INC. | E | |
| BROOKS, MICHAEL OWENS | I | FOUNDERS FINANCIAL HOLDING INC. | E | |
| FOUNDERS FINANCIAL HOLDINGS INC. | DE | FOUNDERS FINANCIAL LLC | E | Control |
| FOUNDERS FINANCIAL HOLDINGS INC. | DE | FOUNDERS FINANCIAL LLC | E | Control |
| FOUNDERS FINANCIAL HOLDINGS INC. | DE | FOUNDERS FINANCIAL LLC | E | Control |
| FOUNDERS FINANCIAL HOLDINGS INC. | DE | FOUNDERS FINANCIAL LLC | E | Control |
| FOUNDERS FINANCIAL HOLDINGS INC. | DE | FOUNDERS FINANCIAL LLC | E | Control |
| FOUNDERS FINANCIAL HOLDINGS INC. | DE | FOUNDERS FINANCIAL LLC | E | Control |
| FOUNDERS FINANCIAL HOLDINGS INC. | DE | FOUNDERS FINANCIAL LLC | E | Control |
| FOUNDERS FINANCIAL HOLDINGS INC. | DE | FOUNDERS FINANCIAL LLC | E | Control |
| FOUNDERS FINANCIAL HOLDINGS INC. | DE | FOUNDERS FINANCIAL LLC | E | Control |
| FOUNDERS FINANCIAL HOLDINGS INC. | DE | FOUNDERS FINANCIAL LLC | E | Control |
Registrations
Federal
IA
Apr 22, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
1026 CROMWELL BRIDGE ROADSUITE 100
TOWSON, MD 21286
United States
Phone: 410-308-9988