ALPHA VISION CAPITAL MANAGEMENT LLC
CRD #137966 SEC #801-65997 SAN FRANCISCO, CA (415) 954-5400
SEC Registered
Total AUM
$110.9M
Discretionary
$110.9M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 25, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ETTL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| ETTL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| ETTL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| ETTL, ROBERT | I | MANAGING DIRECTOR | NA | Control |
| FIELD, CHARLES, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FIELD, CHARLES, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FIELD, CHARLES, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | |
| FIELD, CHARLES, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MALEKAR, SHIRISH, TRIMBAK | I | MANAGING DIRECTOR | NA | |
| MALEKAR, SHIRISH, TRIMBAK | I | MANAGING DIRECTOR | NA | |
| MALEKAR, SHIRISH, TRIMBAK | I | MANAGING DIRECTOR | NA | |
| MALEKAR, SHIRISH, TRIMBAK | I | MANAGING DIRECTOR | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| THOMAS, LEE, RAWLINGS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, LEE, RAWLINGS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, LEE, RAWLINGS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| THOMAS, LEE, RAWLINGS | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| ALPHA VISION LLC | DE | MEMBER | E | Control |
| ALPHA VISION LLC | DE | MEMBER | E | Control |
| ALPHA VISION LLC | DE | MEMBER | E | Control |
| ALPHA VISION LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | F | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | F | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | F | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | F | Control |
| ADAM CAPITAL MANAGEMENT LLC | DE | ALPHA VISION LLC | E | Control |
| ADAM CAPITAL MANAGEMENT LLC | DE | ALPHA VISION LLC | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ FINANZBETEILIGUNGS GMBH | FE | ALLIANZ-ARGOS 6 VERMOGENVERWALTUNGSGESELLSCHAFT MBH | E | Control |
| ALLIANZ FINANZBETEILIGUNGS GMBH | FE | ALLIANZ-ARGOS 6 VERMOGENVERWALTUNGSGESELLSCHAFT MBH | E | Control |
| ALLIANZ FINANZBETEILIGUNGS GMBH | FE | ALLIANZ-ARGOS 6 VERMOGENVERWALTUNGSGESELLSCHAFT MBH | E | Control |
| ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVETORS OF AMERICA HOLDINGS INC. | E | Control |
| ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVETORS OF AMERICA HOLDINGS INC. | E | Control |
| ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVETORS OF AMERICA HOLDINGS INC. | E | Control |
| ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVETORS OF AMERICA HOLDINGS INC. | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | DE | ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | DE | ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | DE | ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | DE | ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ADAM U.S. HOLDING LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | DE | ADAM CAPITAL MANAGEMENT LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | DE | ADAM CAPITAL MANAGEMENT LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | DE | VISION HOLDINGS LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | DE | VISION HOLDINGS LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | E | Control |
| ALLIANZ SE | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ SE | FE | ALLIANZ FINANZBETEILIGUNGS GMBH | E | Control |
| ALLIANZ SE | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ SE | FE | ALLIANZ FINANZBETEILIGUNGS GMBH | E | Control |
| ALLIANZ SOCIETAS EUROPAEA | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ SOCIETAS EUROPAEA | FE | ALLIANZ FINANZBETEILIGUNGS GMBH | E | Control |
| VISION HOLDINGS LLC | DE | ALPHA VISION LLC | E | Control |
| VISION HOLDINGS LLC | DE | ALPHA VISION LLC | E | Control |
| ALLIANZ SE | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | D | Control |
| ALLIANZ SE | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | D | Control |
| ALLIANZ SOCIETAS EUROPAEA | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | D | Control |
| ADAM U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ALLIANZ-ARGOS 6 VERMOGENSVERWALTUNGSGESELLSCHAFT MBH | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | C | Control |
| ALLIANZ-ARGOS 6 VERMOGENSVERWALTUNGSGESELLSCHAFT MBH | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | C | Control |
| ALLIANZ-ARGOS 6 VERMOGENSVERWALTUNGSGESELLSCHAFT MBH | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| GLITNIR HF. | FE | ALPHA VISION LLC | C | |
| GLITNIR HF. | FE | ALPHA VISION LLC | C |
Registrations
Federal
IA
Apr 25, 2007 REGISTERED
Notice Filings (1)
CA
Address
4 EMBARCADERO CENTER31ST FLOOR
SAN FRANCISCO, CA 94111
USA
Phone: (415) 954-5400