COLONY INVESTMENT MANAGEMENT, LLC
CRD #137970 SEC #801-65868 NEW YORK, NY 212-230-3388
SEC Registered
Total AUM
$96.3M
Discretionary
$96.3M
Employees
1
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRACK, THOMAS, JOSEPH | I | EXECUTIVE CHAIRMAN | NA | Control |
| BARRACK, THOMAS, JOSEPH | I | EXECUTIVE CHAIRMAN | NA | Control |
| HEDSTROM, MARK | I | VP, TREASURER, SECRETARY | NA | Control |
| HEDSTROM, MARK | I | VP, TREASURER, SECRETARY | NA | Control |
| HEDSTROM, MARK | I | VP, TREASURER, SECRETARY | NA | Control |
| HEDSTROM, MARK | I | VP, TREASURER, SECRETARY | NA | Control |
| HEDSTROM, MARK | I | VP, TREASURER, SECRETARY | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VP, TREASURER, SECRETARY | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VP, TREASURER, SECRETARY | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VP, TREASURER, SECRETARY | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VP, TREASURER, SECRETARY | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VP, TREASURER, SECRETARY | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VP, TREASURER, SECRETARY | NA | Control |
| MAGEE, WILSON | I | PRESIDENT | NA | Control |
| MAGEE, WILSON | I | PRESIDENT | NA | Control |
| MAGEE, WILSON | I | PRESIDENT | NA | Control |
| MAGEE, WILSON | I | PRESIDENT | NA | Control |
| MOORE, JEFFREY, LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MOORE, JEFFREY, LEE | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, RONALD | I | VICE PRESIDENT | NA | Control |
| SANDERS, RONALD | I | VICE PRESIDENT | NA | Control |
| SANDERS, RONALD | I | VICE PRESIDENT | NA | Control |
| SANDERS, RONALD | I | VICE PRESIDENT | NA | Control |
| SANDERS, RONALD | I | VICE PRESIDENT | NA | Control |
| SANDERS, RONALD, MARK | I | VICE PRESIDENT | NA | Control |
| SANDERS, RONALD, MARK | I | VICE PRESIDENT | NA | Control |
| SANDERS, RONALD, MARK | I | VICE PRESIDENT | NA | Control |
| SANDERS, RONALD, MARK | I | VICE PRESIDENT | NA | Control |
| SANDERS, RONALD, MARK | I | VICE PRESIDENT | NA | Control |
| SANDERS, RONALD, MARK | I | VICE PRESIDENT | NA | Control |
| SCHWARTZMAN, LEON | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWARTZMAN, LEON | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWARTZMAN, LEON | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWARTZMAN, LEON | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHABET, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| SHABET, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHABET, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| SHABET, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHABET, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| SHABET, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHABET, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| SHABET, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHABET, STEPHEN | I | CHIEF OPERATING OFFICER | NA | Control |
| SHABET, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHABET, STEPHEN, GERARD | I | CHIEF OPERATING OFFICER | NA | Control |
| SHABET, STEPHEN, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHABET, STEPHEN, GERARD | I | CHIEF OPERATING OFFICER | NA | Control |
| SHABET, STEPHEN, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLONY CAPITAL, LLC | DE | SHAREHOLDER | E | Control |
| COLONY CAPITAL, LLC | DE | SHAREHOLDER | E | Control |
| COLONY CIM MANAGING MEMBER, LLC | DE | MANAGING MEMBER | D | Control |
| COLONY CIM MANAGING MEMBER, LLC | DE | SHAREHOLDER | D | Control |
| COLONY CIM MANAGING MEMBER, LLC | DE | SHAREHOLDER | D | Control |
| COLONY CIM MANAGING MEMBER, LLC | DE | SHAREHOLDER | D | Control |
| COLONY CIM MANAGING MEMBER, LLC | DE | MANAGING MEMBER | D | Control |
| COLONY CIM MANAGING MEMBER, LLC | DE | MANAGING MEMBER | D | Control |
| COLONY CIM MANAGING MEMBER, LLC | DE | MANAGING MEMBER | D | Control |
| COLONY CIM MANAGING MEMBER, LLC | DE | MANAGING MEMBER | D | Control |
| COLONY CIM MANAGING MEMBER, LLC | DE | MANAGING MEMBER | D | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BARRACK, THOMAS, JOSEPH | I | COLONY CAPITAL, LLC | E | Control |
| BARRACK, THOMAS, JOSEPH | I | COLONY CIM MANAGING MEMBER, LLC | E | Control |
| BARRACK, THOMAS, JOSEPH | I | COLONY CIM MANAGING MEMBER, LLC | E | Control |
| BARRACK, THOMAS, JOSEPH | I | COLONY CAPITAL, LLC | E | Control |
| BARRACK, THOMAS, JOSEPH | I | COLONY CIM MANAGING MEMBER, LLC | E | Control |
| BARRACK, THOMAS, JOSEPH | I | COLONY CIM MANAGING MEMBER, LLC | E | Control |
| BARRACK, THOMAS, JOSEPH | I | COLONY CIM MANAGING MEMBER, LLC | E | Control |
| BARRACK, THOMAS, JOSEPH | I | COLONY CIM MANAGING MEMBER, LLC | E | Control |
| BARRACK, THOMAS, JOSEPH | I | COLONY CIM MANAGING MEMBER, LLC | E | Control |
| BARRACK, THOMAS, JOSEPH | I | COLONY CIM MANAGING MEMBER, LLC | E | Control |
| BARRACK, THOMAS, JOSEPH | I | COLONY CIM MANAGING MEMBER, LLC | E | Control |
Registrations
Federal
IA
Mar 20, 2013 REGISTERED
Address
660 MADISON AVENUESUITE 1615
NEW YORK, NY 10065
United States
Phone: 212-230-3388