HONUA INVESTMENT MANAGEMENT, INC.
CRD #137975 SEC #801-66321 HONOLULU, HI 808-949-9988
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 15, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JANG, SEUNG TAE | I | DIRECTOR; PRESIDENT | NA | Control |
| KIM, STEVE, KUNTAE | I | DIRECTOR; VICE PRESIDENT | NA | Control |
| WHANG, CHRISTOPHER, CHANG-IK | I | SEC/TREAS; COO, CCO | NA | Control |
| WON, JONG DAE | I | DIRECTOR | NA | Control |
| HONUA SECURITIES CO., LTD. | FE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WON, JONG DAE | I | HONUA SECURITIES CO., LIMITED | E | Control |
Registrations
Federal
IA
Feb 15, 2006 REGISTERED
Notice Filings (1)
HI
Address
1601 KAPIOLANI BOULEVARDSUITE 910
HONOLULU, HI 96814
USA
Phone: 808-949-9988