RMF INVESTMENT MANAGEMENT (USA) CORP.
CRD #137981 SEC #801-65295 NEW YORK, NY 212-589-6555
SEC Registered
Total AUM
$25M
Discretionary
$25M
Employees
--
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Dec 9, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAHLER, MARKUS | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT | NA | |
| BAHLER, MARKUS | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT | NA | |
| BAHLER, MARKUS | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT | NA | |
| BAHLER, MARKUS | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT | NA | |
| BAHLER, MARKUS | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT | NA | |
| BAHLER, MARKUS | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT | NA | |
| BAHLER, MARKUS | I | VICE PRESIDENT - PORTFOLIO MANAGEMENT | NA | |
| CADELLI, SERGE, PIERRE | I | DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER | NA | Control |
| CADELLI, SERGE, PIERRE | I | DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER | NA | Control |
| CADELLI, SERGE, PIERRE | I | CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER | NA | Control |
| CADELLI, SERGE, PIERRE | I | CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER | NA | Control |
| CASTAN, JAIME | I | MANAGING DIRECTOR | NA | |
| CASTAN, JAIME | I | MANAGING DIRECTOR | NA | |
| CASTAN, JAIME | I | MANAGING DIRECTOR | NA | |
| CASTAN, JAIME | I | MANAGING DIRECTOR | NA | |
| CASTAN, JAIME | I | MANAGING DIRECTOR | NA | |
| CASTAN, JAIME | I | MANAGING DIRECTOR | NA | |
| EBERLE, UWE, E | I | MANAGING DIRECTOR | NA | |
| EBERLE, UWE, ERWIN | I | MANAGING DIRECTOR | NA | |
| EBERLE, UWE, ERWIN | I | DIRECTOR | NA | Control |
| EBERLE, UWE, ERWIN | I | DIRECTOR | NA | Control |
| GMUR, ADRIAN | I | MANAGING DIRECTOR | NA | |
| GMUR, ADRIAN | I | MANAGING DIRECTOR | NA | |
| GMUR, ADRIAN | I | MANAGING DIRECTOR | NA | |
| GMUR, ADRIAN | I | MANAGING DIRECTOR | NA | |
| GMUR, ADRIAN | I | MANAGING DIRECTOR | NA | |
| GMUR, ADRIAN | I | MANAGING DIRECTOR | NA | |
| GMUR, ADRIAN | I | MANAGING DIRECTOR | NA | |
| GRAU, RETO | I | MANAGING DIRECTOR | NA | |
| GRAU, RETO | I | MANAGING DIRECTOR | NA | |
| GRAU, RETO | I | MANAGING DIRECTOR | NA | |
| GRAU, RETO | I | MANAGING DIRECTOR | NA | |
| GRAU, RETO | I | MANAGING DIRECTOR | NA | |
| GRAU, RETO | I | MANAGING DIRECTOR | NA | |
| GRAU, RETO | I | MANAGING DIRECTOR | NA | |
| GRAU, RETO | I | MANAGING DIRECTOR | NA | |
| GRAU, RETO | I | MANAGING DIRECTOR | NA | |
| GROND, FLURIN, THOMAS | I | VICE PRESIDENT | NA | |
| GROND, FLURIN, THOMAS | I | VICE PRESIDENT | NA | |
| GROND, FLURIN, THOMAS | I | VICE PRESIDENT | NA | |
| GROND, FLURIN, THOMAS | I | VICE PRESIDENT | NA | |
| ITEM, HERBERT, PETER | I | MANAGING DIRECTOR | NA | |
| ITEM, HERBERT, PETER | I | MANAGING DIRECTOR | NA | |
| ITEM, HERBERT, PETER | I | MANAGING DIRECTOR | NA | |
| ITEM, HERBERT, PETER | I | MANAGING DIRECTOR | NA | |
| ITEM, HERBERT, PETER | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ITEM, HERBERT, PETER | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ITEM, HERBERT, PETER | I | MANAGING DIRECTOR | NA | |
| ITEM, HERBERT, PETER | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| ITEM, HERBERT, PETER | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| MOIX, PIERRE-YVES | I | MANAGING DIRECTOR | NA | |
| MOIX, PIERRE-YVES | I | MANAGING DIRECTOR | NA | |
| MOIX, PIERRE-YVES | I | MANAGING DIRECTOR | NA | |
| MOIX, PIERRE-YVES | I | MANAGING DIRECTOR | NA | |
| MOIX, PIERRE-YVES | I | MANAGING DIRECTOR | NA | |
| NILSSON, PER-LENNART, LINUS | I | VICE PRESIDENT | NA | |
| O'CONNELL, LAURENCE, RICHARD | I | DIRECTOR | NA | Control |
| SAMARZIJA, AIDA, SNJEZANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SAMARZIJA, AIDA, SNJEZANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SAMARZIJA, AIDA, SNJEZANA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMID, FRANZ | I | MANAGING DIRECTOR | NA | |
| SCHMID, FRANZ, ANTON | I | MANAGING DIRECTOR | NA | |
| SCHMID, FRANZ, ANTON | I | MANAGING DIRECTOR | NA | |
| SCHMID, FRANZ, ANTON | I | MANAGING DIRECTOR | NA | |
| SCHMID, FRANZ, ANTON | I | MANAGING DIRECTOR | NA | |
| SCHMID, FRANZ, ANTON | I | MANAGING DIRECTOR | NA | |
| SCHMID, FRANZ, ANTON | I | MANAGING DIRECTOR | NA | |
| SCHMID, FRANZ, ANTON | I | MANAGING DIRECTOR | NA | |
| SCHMID, FRANZ, ANTON | I | MANAGING DIRECTOR | NA | |
| SIEGRIST, FRED | I | DIRECTOR, PRESIDENT, CEO AND MANAGING DIRECTOR | NA | Control |
| SIEGRIST, FRED, ROBERT | I | DIRECTOR, PRESIDENT, CEO AND MANAGING DIRECTOR | NA | Control |
| SIEGRIST, FRED, ROBERT | I | DIRECTOR, PRESIDENT, CEO AND MANAGING DIRECTOR | NA | Control |
| SIEGRIST, FRED, ROBERT | I | DIRECTOR, PRESIDENT, CEO AND MANAGING DIRECTOR | NA | Control |
| SIEGRIST, FRED, ROBERT | I | DIRECTOR, PRESIDENT, CEO AND MANAGING DIRECTOR | NA | Control |
| VALENTINE, LINCOLN | I | VICE PRESIDENT | NA | |
| ZORIC, STEVEN | I | DIRECTOR, SECRETARY, CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ZORIC, STEVEN | I | DIRECTOR, SECRETARY, CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ZORIC, STEVEN | I | DIRECTOR, SECRETARY, CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ZORIC, STEVEN | I | DIRECTOR, SECRETARY, CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ZORIC, STEVEN | I | DIRECTOR, SECRETARY, CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ZORIC, STEVEN | I | DIRECTOR, SECRETARY, CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| RMF INVESTMENT MANAGEMENT | FE | SHAREHOLDER | E | Control |
| RMF INVESTMENT MANAGEMENT | FE | SHAREHOLDER | E | Control |
| RMF INVESTMENT MANAGEMENT | FE | SHAREHOLDER | E | Control |
| RMF INVESTMENT MANAGEMENT | FE | SHAREHOLDER | E | Control |
| RMF INVESTMENT MANAGEMENT | FE | SHAREHOLDER | E | Control |
| RMF INVESTMENT MANAGEMENT | FE | SHAREHOLDER | E | Control |
| RMF INVESTMENT MANAGEMENT | FE | SHAREHOLDER | E | Control |
| RMF INVESTMENT MANAGEMENT | FE | SHAREHOLDER | E | Control |
| RMF INVESTMENT MANAGEMENT | FE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MAN GROUP HOLDINGS LIMITED | FE | RMF HOLDINGS LTD. | E | Control |
| MAN GROUP HOLDINGS LIMITED | FE | RMF HOLDINGS LTD. | E | Control |
| MAN GROUP HOLDINGS LIMITED | FE | RMF HOLDINGS LTD. | E | Control |
| MAN GROUP HOLDINGS LIMITED | FE | RMF HOLDINGS LTD. | E | Control |
| MAN GROUP HOLDINGS LIMITED | FE | RMF HOLDINGS LTD. | E | Control |
| MAN GROUP HOLDINGS LIMITED | FE | RMF HOLDINGS LTD. | E | Control |
| MAN GROUP HOLDINGS LIMITED | FE | RMF HOLDINGS LTD. | E | Control |
| MAN GROUP HOLDINGS LIMITED | FE | RMF HOLDINGS LTD. | E | Control |
| MAN GROUP HOLDINGS LIMITED | FE | RMF HOLDINGS LTD. | E | Control |
| MAN GROUP PLC | FE | MAN GROUP UK LIMITED | E | Control |
| MAN GROUP PLC | FE | MAN GROUP UK LIMITED | E | Control |
| MAN GROUP PLC | FE | MAN GROUP HOLDINGS LIMITED | E | Control |
| MAN GROUP PLC | FE | MAN GROUP UK LIMITED | E | Control |
| MAN GROUP PLC | FE | MAN GROUP UK LIMITED | E | Control |
| MAN GROUP PLC | FE | MAN GROUP UK LIMITED | E | Control |
| MAN GROUP PLC | FE | MAN GROUP HOLDINGS LIMITED | E | Control |
| MAN GROUP PLC | FE | MAN GROUP UK LIMITED | E | Control |
| MAN GROUP PLC | FE | MAN GROUP UK LIMITED | E | Control |
| MAN GROUP UK LIMITED | FE | MAN GROUP HOLDINGS LIMITED | E | Control |
| MAN GROUP UK LIMITED | FE | MAN GROUP HOLDINGS LIMITED | E | Control |
| MAN GROUP UK LIMITED | FE | MAN GROUP HOLDINGS LIMITED | E | Control |
| MAN GROUP UK LIMITED | FE | MAN GROUP HOLDINGS LIMITED | E | Control |
| MAN GROUP UK LIMITED | FE | MAN ULTRAVIOLET LIMITED | E | Control |
| MAN GROUP UK LIMITED | FE | MAN GROUP HOLDINGS LIMITED | E | Control |
| MAN GROUP UK LIMITED | FE | MAN GROUP HOLDINGS LIMITED | E | Control |
| MAN ULTRAVIOLET LIMITED | FE | MAN GROUP HOLDINGS LIMITED | E | Control |
| RMF HOLDINGS LTD. | FE | RMF INVESTMENT MANAGEMENT | E | Control |
| RMF HOLDINGS LTD. | FE | RMF INVESTMENT MANAGEMENT | E | Control |
| RMF HOLDINGS LTD. | FE | RMF INVESTMENT MANAGEMENT | E | Control |
| RMF HOLDINGS LTD. | FE | RMF INVESTMENT MANAGEMENT | E | Control |
| RMF HOLDINGS LTD. | FE | RMF INVESTMENT MANAGEMENT | E | Control |
| RMF HOLDINGS LTD. | FE | RMF INVESTMENT MANAGEMENT | E | Control |
| RMF HOLDINGS LTD. | FE | RMF INVESTMENT MANAGEMENT | E | Control |
| RMF HOLDINGS LTD. | FE | RMF INVESTMENT MANAGEMENT | E | Control |
| RMF HOLDINGS LTD. | FE | RMF INVESTMENT MANAGEMENT | E | Control |
Registrations
Federal
IA
Dec 9, 2005 REGISTERED
Address
717 FIFTH AVENUE9TH FLOOR
NEW YORK, NY 10022
USA
Phone: 212-589-6555