LAURUS CAPITAL MANAGEMENT, LLC
CRD #138014 SEC #801-65157 NEW YORK, NY 212-541-5800
SEC Registered Private Funds
Total AUM
$103.7M
Discretionary
$103.7M
Employees
4
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 16, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAN, JASON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAN, JASON, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAN, JASON, MICHAEL | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ASSOCIATE COUNSEL | NA | Control |
| BAN, JASON, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAN, JASON, MICHAEL | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/COUNSEL | NA | Control |
| BAN, JASON, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAN, JASON, MICHAEL | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/COUNSEL | NA | Control |
| BAN, JASON, MICHAEL | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/COUNSEL | NA | Control |
| BAN, JASON, MICHAEL | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/COUNSEL | NA | Control |
| GRIN, DAVID | I | PRINCIPAL | NA | Control |
| GRIN, DAVID | I | PRINCIPAL | NA | Control |
| GRIN, DAVID | I | PRINCIPAL | NA | Control |
| GRIN, DAVID | I | PRINCIPAL | NA | Control |
| GRIN, DAVID | I | PRINCIPAL | NA | Control |
| GRIN, DAVID | I | PRINCIPAL | NA | Control |
| GRIN, DAVID | I | PRINCIPAL | NA | Control |
| GRIN, DAVID | I | PRINCIPAL | NA | Control |
| GRIN, DAVID | I | PRINCIPAL | NA | Control |
| GRIN, DAVID | I | PRINCIPAL | NA | Control |
| GRIN, DAVID | I | PRINCIPAL | NA | Control |
| GRIN, DAVID | I | PRINCIPAL | NA | Control |
| GRIN, DAVID | I | PRINCIPAL | NA | Control |
| GRIN, DAVID | I | PRINCIPAL | NA | Control |
| GRIN, EUGENE | I | PRINCIPAL | NA | Control |
| GRIN, EUGENE | I | PRINCIPAL | NA | Control |
| GRIN, EUGENE | I | PRINCIPAL | NA | Control |
| GRIN, EUGENE | I | PRINCIPAL | NA | Control |
| GRIN, EUGENE | I | PRINCIPAL | NA | Control |
| GRIN, EUGENE | I | PRINCIPAL | NA | Control |
| GRIN, EUGENE | I | PRINCIPAL | NA | Control |
| GRIN, EUGENE | I | PRINCIPAL | NA | Control |
| GRIN, EUGENE | I | PRINCIPAL | NA | Control |
| GRIN, EUGENE | I | PRINCIPAL | NA | Control |
| GRIN, EUGENE | I | PRINCIPAL | NA | Control |
| GRIN, EUGENE | I | PRINCIPAL | NA | Control |
| GRIN, EUGENE | I | PRINCIPAL | NA | Control |
| GRIN, EUGENE | I | PRINCIPAL | NA | Control |
| GRIN, EUGENE | I | PRINCIPAL | NA | Control |
| GRIN, EUGENE | I | PRINCIPAL | NA | Control |
| HRAFNKELSDOTTIR, LARA, SIF | I | CHIEF COMPLIANCE OFFICER/OPERATIONS CONTROLLER | NA | Control |
| HRAFNKELSDOTTIR, LARA, SIF | I | CHIEF COMPLIANCE OFFICER/OPERATIONS CONTROLLER | NA | Control |
| HRAFNKELSDOTTIR, LARA, SIF | I | SENIOR VICE PRESIDENT/DEPUTY CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| HRAFNKELSDOTTIR, LARA, SIF | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| HRAFNKELSDOTTIR, LARA, SIF | I | SMD-CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| HRAFNKELSDOTTIR, LARA, SIF | I | MANAGING DIRECTOR/CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| HRAFNKELSDOTTIR, LARA, SIF | I | MANAGING DIRECTOR/CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| ISAAC, DENISE | I | CHIEF OPERATING OFFICER | NA | Control |
| ISAAC, DENISE, SANDY | I | CHIEF OPERATING OFFICER | NA | Control |
| ISAAC, DENISE, SANDY | I | SENIOR MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | Control |
| ISAAC, DENISE, SANDY | I | CHIEF OPERATING OFFICER | NA | Control |
| ISAAC, DENISE, SANDY | I | SENIOR MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | Control |
| ISAAC, DENISE, SANDY | I | SENIOR MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | Control |
| ISAAC, DENISE, SANDY | I | CHIEF OPERATING OFFICER | NA | Control |
| ISAAC, DENISE, SANDY | I | SENIOR MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | Control |
| ISAAC, DENISE, SANDY | I | SENIOR MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | Control |
| ISAAC, DENISE, SANDY | I | SENIOR MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | Control |
| ISAAC, DENISE, SANDY | I | SENIOR MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | Control |
| ISAAC, DENISE, SANDY | I | SENIOR MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | Control |
| NAVARATNAM, SAYAN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NAVARATNAM, SAYAN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NAVARATNAM, SAYAN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NAVARATNAM, SAYAN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| NAVARATNAM, SAYAN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| TUCKER, JOHN | I | SENIOR COUNSEL | NA | Control |
| TUCKER, JOHN, EMORY | I | SENIOR COUNSEL | NA | Control |
| TUCKER, JOHN, EMORY | I | SENIOR MANAGING DIRECTOR/GENERAL COUNSEL | NA | Control |
| TUCKER, JOHN, EMORY | I | SENIOR COUNSEL | NA | Control |
| TUCKER, JOHN, EMORY | I | SENIOR MANAGING DIRECTOR/GENERAL COUNSEL | NA | Control |
| TUCKER, JOHN, EMORY | I | SENIOR COUNSEL | NA | Control |
| TUCKER, JOHN, EMORY | I | SENIOR MANAGING DIRECTOR/GENERAL COUNSEL | NA | Control |
| TUCKER, JOHN, EMORY | I | SENIOR MANAGING DIRECTOR/GENERAL COUNSEL | NA | Control |
| TUCKER, JOHN, EMORY | I | SENIOR MANAGING DIRECTOR/GENERAL COUNSEL | NA | Control |
| TUCKER, JOHN, EMORY | I | SENIOR MANAGING DIRECTOR/GENERAL COUNSEL | NA | Control |
| VITIELLO, SALVATORE, JOHN | I | SENIOR MANAGING DIRECTOR/CHIEF LEGAL OFFICER | NA | Control |
| VITIELLO, SALVATORE, JOHN | I | SENIOR MANAGING DIRECTOR/CHIEF LEGAL OFFICER | NA | Control |
| LCM MEMBER, L.P. | DE | MANAGING MEMBER | E | Control |
| LCM MEMBER, L.P. | DE | MANAGING MEMBER | E | Control |
| LCM MEMBER, L.P. | DE | MANAGING MEMBER | E | Control |
| LCM MEMBER, L.P. | DE | MANAGING MEMBER | E | Control |
| LCM MEMBER, L.P. | DE | MANAGING MEMBER | E | Control |
| LCM MEMBER, L.P. | DE | MANAGING MEMBER | E | Control |
| LCM MEMBER, L.P. | DE | MANAGING MEMBER | E | Control |
| LCM MEMBER, L.P. | DE | MANAGING MEMBER | E | Control |
| LCM MEMBER, L.P. | DE | N/A | E | Control |
| LCM MEMBER, L.P. | DE | MANAGING MEMBER | E | Control |
| LCM MEMBER, L.P. | DE | MANAGING MEMBER | E | Control |
| LCM MEMBER, L.P. | DE | MANAGING MEMBER | E | Control |
| LCM MEMBER, L.P. | DE | MANAGING MEMBER | E | Control |
| LCM MEMBER, L.P. | DE | MANAGING MEMBER | E | Control |
| LCM MEMBER, L.P. | DE | MANAGING MEMBER | E | Control |
| LCM MEMBER, L.P. | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LCM GENERAL PARTNER, LLC | DE | LCM MEMBER, L.P. | F | Control |
| LCM GENERAL PARTNER, LLC | DE | LCM MEMBER, L.P. | F | Control |
| LCM GENERAL PARTNER, LLC | DE | LCM MEMBER, L.P. | F | Control |
| LCM GENERAL PARTNER, LLC | DE | LCM MEMBER, L.P. | F | Control |
| LCM GENERAL PARTNER, LLC | DE | LCM MEMBER, L.P. | F | Control |
| LCM GENERAL PARTNER, LLC | DE | LCM MEMBER, L.P. | F | Control |
| LCM GENERAL PARTNER, LLC | DE | LCM MEMBER, L.P. | F | Control |
| LCM GENERAL PARTNER, LLC | DE | LCM MEMBER, L.P. | F | Control |
| LCM GENERAL PARTNER, LLC | DE | LCM MEMBER, L.P. | F | Control |
| LCM GENERAL PARTNER, LLC | DE | LCM MEMBER, L.P. | F | Control |
| LCM GENERAL PARTNER, LLC | DE | LCM MEMBER, L.P. | F | Control |
| LCM GENERAL PARTNER, LLC | DE | LCM MEMBER, L.P. | F | Control |
| LCM GENERAL PARTNER, LLC | DE | LCM MEMBER, L.P. | F | Control |
| LCM GENERAL PARTNER, LLC | DE | LCM MEMBER, L.P. | F | Control |
| LCM GENERAL PARTNER, LLC | DE | LCM MEMBER, L.P. | F | Control |
| LCM GENERAL PARTNER, LLC | DE | LCM MEMBER, L.P. | F | Control |
| GRIN, DAVID | I | E-D SERVICES LLC | E | Control |
| GRIN, DAVID | I | E-D SERVICES LLC | E | Control |
| GRIN, DAVID | I | E-D SERVICES LLC | E | Control |
| GRIN, DAVID | I | E-D SERVICES LLC | E | Control |
| GRIN, DAVID | I | E-D SERVICES LLC | E | Control |
| GRIN, DAVID | I | E-D SERVICES LLC | E | Control |
| GRIN, DAVID | I | E-D SERVICES LLC | E | Control |
| GRIN, DAVID | I | E-D SERVICES LLC | E | Control |
| GRIN, DAVID | I | E-D SERVICES LLC | E | Control |
| GRIN, DAVID | I | E-D SERVICES LLC | E | Control |
| GRIN, DAVID | I | E-D SERVICES LLC | E | Control |
| GRIN, DAVID | I | E-D SERVICES LLC | E | Control |
| GRIN, DAVID | I | E-D SERVICES LLC | E | Control |
| GRIN, DAVID | I | E-D SERVICES LLC | E | Control |
| GRIN, DAVID | I | E-D SERVICES LLC | E | Control |
| GRIN, DAVID | I | E-D SERVICES LLC | E | Control |
| GRIN, EUGENE | I | EG SOLO SERVICES LLC | E | Control |
| GRIN, EUGENE | I | EG SOLO SERVICES LLC | E | Control |
| GRIN, EUGENE | I | EG SOLO SERVICES LLC | E | Control |
| GRIN, EUGENE | I | EG SOLO SERVICES LLC | E | Control |
| GRIN, EUGENE | I | EG SOLO SERVICES LLC | E | Control |
| GRIN, EUGENE | I | EG SOLO SERVICES LLC | E | Control |
| GRIN, EUGENE | I | EG SOLO SERVICES LLC | E | Control |
| GRIN, EUGENE | I | EG SOLO SERVICES LLC | E | Control |
| GRIN, EUGENE | I | EG SOLO SERVICES LLC | E | Control |
| GRIN, EUGENE | I | EG SOLO SERVICES LLC | E | Control |
| GRIN, EUGENE | I | EG SOLO SERVICES LLC | E | Control |
| GRIN, EUGENE | I | EG SOLO SERVICES LLC | E | Control |
| GRIN, EUGENE | I | EG SOLO SERVICES LLC | E | Control |
| GRIN, EUGENE | I | EG SOLO SERVICES LLC | E | Control |
| GRIN, EUGENE | I | EG SOLO SERVICES LLC | E | Control |
| GRIN, EUGENE | I | EG SOLO SERVICES LLC | E | Control |
| E-D SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| E-D SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| E-D SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| E-D SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| E-D SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| E-D SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| E-D SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| E-D SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| E-D SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| E-D SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| E-D SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| E-D SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| E-D SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| E-D SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| E-D SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| E-D SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| EG SOLO SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| EG SOLO SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| EG SOLO SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| EG SOLO SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| EG SOLO SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| EG SOLO SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| EG SOLO SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| EG SOLO SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| EG SOLO SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| EG SOLO SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| EG SOLO SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| EG SOLO SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| EG SOLO SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| EG SOLO SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| EG SOLO SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| EG SOLO SERVICES LLC | DE | LCM GENERAL PARTNER, LLC | D | Control |
| GRIN, DAVID | I | LCM MEMBER, L.P. | C | Control |
| GRIN, DAVID | I | LCM MEMBER, L.P. | C | Control |
| GRIN, DAVID | I | LCM MEMBER, L.P. | C | Control |
| GRIN, DAVID | I | LCM MEMBER, L.P. | C | Control |
| GRIN, DAVID | I | LCM MEMBER, L.P. | C | Control |
| GRIN, DAVID | I | LCM MEMBER, L.P. | C | Control |
| GRIN, DAVID | I | LCM MEMBER, L.P. | C | Control |
| GRIN, DAVID | I | LCM MEMBER, L.P. | C | Control |
| GRIN, DAVID | I | LCM MEMBER, L.P. | C | Control |
| GRIN, DAVID | I | LCM MEMBER, L.P. | C | Control |
| GRIN, DAVID | I | LCM MEMBER, L.P. | C | Control |
| GRIN, DAVID | I | LCM MEMBER, L.P. | C | Control |
| GRIN, DAVID | I | LCM MEMBER, L.P. | C | Control |
| GRIN, DAVID | I | LCM MEMBER, L.P. | C | Control |
| GRIN, DAVID | I | LCM MEMBER, L.P. | C | Control |
| GRIN, DAVID | I | LCM MEMBER, L.P. | C | Control |
| GRIN, EUGENE | I | LCM MEMBER, L.P. | C | Control |
| GRIN, EUGENE | I | LCM MEMBER, L.P. | C | Control |
| GRIN, EUGENE | I | LCM MEMBER, L.P. | C | Control |
| GRIN, EUGENE | I | LCM MEMBER, L.P. | C | Control |
| GRIN, EUGENE | I | LCM MEMBER, L.P. | C | Control |
| GRIN, EUGENE | I | LCM MEMBER, L.P. | C | Control |
| GRIN, EUGENE | I | LCM MEMBER, L.P. | C | Control |
| GRIN, EUGENE | I | LCM MEMBER, L.P. | C | Control |
| GRIN, EUGENE | I | LCM MEMBER, L.P. | C | Control |
| GRIN, EUGENE | I | LCM MEMBER, L.P. | C | Control |
| GRIN, EUGENE | I | LCM MEMBER, L.P. | C | Control |
| GRIN, EUGENE | I | LCM MEMBER, L.P. | C | Control |
| GRIN, EUGENE | I | LCM MEMBER, L.P. | C | Control |
| GRIN, EUGENE | I | LCM MEMBER, L.P. | C | Control |
| GRIN, EUGENE | I | LCM MEMBER, L.P. | C | Control |
| GRIN, EUGENE | I | LCM MEMBER, L.P. | C | Control |
Registrations
Federal
IA
Jan 16, 2013 REGISTERED
Notice Filings (2)
AZ NJ
Address
420 LEXINGTON AVENUE, SUITE 2840NEW YORK, NY 10170
United States
Phone: 212-541-5800