RIA Intelligence

CAXTON HEALTHCARE TRADING GP LLC

CRD #138078 SEC #801-65593 NEW YORK, NY (212) 891-1100
SEC Registered
Total AUM
$751M
Discretionary
$751M
Employees
10
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 15, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BERNSTEIN, SCOTT, BENNETTISECRETARY & CHIEF COMPLIANCE OFFICERNA Control
FORBES, JOHN, GEORGEITREASURERNA Control
CAXTON HEALTH HOLDINGS LLCDEMANAGERE Control
WILSON, ROBERT, NATHANICHAIRMANB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CAXTON ASSOCIATES, LLCDECAXTON HEALTH HOLDINGS LLCE Control
CAXTON CORPORATIONDECAXTON ASSOCIATES, L.L.C.E Control
KOVNER, BRUCE, STANLEYICAXTON CORPORATIONE Control

Registrations

Federal

IA
Dec 15, 2005 REGISTERED

Address

500 PARK AVENUE
NEW YORK, NY 10022
USA
Phone: (212) 891-1100