LMFA, INC.
CRD #138088 SEC #801-66117 BOSTON, MA 617-742-0600
SEC Registered
Total AUM
$15M
Discretionary
$15M
Employees
10
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 13, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERGEN, CAROLYN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOTTA, JEFFREY, DEAN | I | PRESIDENT AND DIRECTOR | NA | Control |
| FOTTA, JEFFREY, DEAN | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| LYNCH, THOMAS, FRANCIS | I | DIRECTOR | NA | Control |
| LYNCH, THOMAS, FRANCIS | I | DIRECTOR | NA | Control |
| NICHOLS, TIMOTHY, LEE | I | DIRECTOR | NA | Control |
| NICHOLS, TIMOTHY, LEE | I | DIRECTOR | NA | Control |
| WOOSLEY, SCOTT, BLAKE | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| WOOSLEY, SCOTT, BLAKE | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| SBW ENTERPRISES LLC | DE | SHAREHOLDER, VOTING COMMON STOCK | D | Control |
| SBW ENTERPRISES LLC | DE | SHAREHOLDER, VOTING COMMON STOCK | D | Control |
| EHE FAMILY TRUST U/A OCTOBER 5, 1999, ERICA CHASE FOTTA AND URIEL HASKELL CROCKER, TRUSTEES | DE | SHAREHOLDER, VOTING COMMON STOCK | C | Control |
| EHE FAMILY TRUST U/A OCTOBER 5, 1999, ERICA CHASE FOTTA AND URIEL HASKELL CROCKER, TRUSTEES | DE | SHAREHOLDER, VOTING COMMON STOCK | C | Control |
| MEMEA INVESTMENT TRUST, DENISE MARIE LYNCH AND RICHARD FRANCIS BOISVERT, JR., TRUSTEES | DE | SHAREHOLDER, VOTING COMMON STOCK | C | Control |
| MEMEA INVESTMENT TRUST, DENISE MARIE LYNCH AND RICHARD FRANCIS BOISVERT, JR., TRUSTEES | DE | SHAREHOLDER, VOTING COMMON STOCK | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EHE FAMILY TRUST U/A OCTOBER 5, 1999, ERICA CHASE FOTTA AND URIEL HASKELL CROCKER, TRUSTEES | DE | TRUST | C | Control |
| EHE FAMILY TRUST U/A OCTOBER 5, 1999, ERICA CHASE FOTTA AND URIEL HASKELL CROCKER, TRUSTEES | DE | TRUST | C | Control |
| MEMAE INVESTMENT TRUST, DENISE MARIE LYNCH AND RICHARD BOISVERT, JR., TRUSTEES | DE | TRUST | C | Control |
| MEMAE INVESTMENT TRUST, DENISE MARIE LYNCH AND RICHARD BOISVERT, JR., TRUSTEES | DE | TRUST | C | Control |
| NICHOLS, TIMOTHY, LEE | I | LLC | C | Control |
| NICHOLS, TIMOTHY, LEE | I | LLC | C | Control |
| SCOTT WOOSLEY TRUST UAD 11/18/03 | DE | LLC | C | Control |
| SCOTT WOOSLEY TRUST UAD 11/18/03 | DE | LLC | C | Control |
Registrations
Federal
IA
Jan 13, 2006 REGISTERED
Address
27 BEAVER PLACEBOSTON, MA 02108-3303
USA
Phone: 617-742-0600